EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
1,806 Q&As matching current filters · page 12 of 37
Questions related to package orders/transactions
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Submitted 2024-10-16
Consistency of treatment between the technical guarantees that are subject to the Pillar 2 requirement (Supervisory Expectation of the ECB) and the technical guarantees that are subject to the Pillar 1 requirement (Regulation EU 2019/630).
Regulation (EU) No 575/2013 (CRR) · Art. 47a
Submitted 2024-10-10
Clarification of allocation of cash flows from floating rate instruments with amortizing principal for evaluating interest rate risk in the banking book using the standardised methodology
Directive 2013/36/EU (CRD) · Art. 84
Submitted 2024-10-10
contrôle sur remise IRBB
Regulation (EU) No 575/2013 (CRR) · Art. ANNEXE I (ANNEX 28-IRBB)
Submitted 2024-10-10
Supervisory Factor for Credit Derivatives with underlying securitization for SA-CCR
Regulation (EU) No 575/2013 (CRR) · Art. 280c
Submitted 2024-10-10
ICT Service definition
Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA) · Art. Reg. DORA - Art. 3
Submitted 2024-10-08
Volatility Haircuts for Eligible Securitisation Collateral
Regulation (EU) No 575/2013 (CRR) · Art. 224
Submitted 2024-10-08
C34.10, reporting of rows related to margin information
Regulation (EU) No 575/2013 (CRR) · Art. 300
Submitted 2024-10-04
Calculation of the EAD in BA-CVA
Regulation (EU) No 575/2013 (CRR) · Art. 384
Submitted 2024-10-04
Own funds requirement for asset-referenced token issuers
Regulation (EU) No 2023/1114 (MiCAR) · Art. 35
Submitted 2024-10-04
Template 7 - Reporting of Gross carrying amount in total assets
Regulation (EU) No 575/2013 (CRR) · Art. Template 7 in Annex II
Submitted 2024-10-04
Signage of Model Risk Fair Value Adjustments reported in C32.02 (v6575_s)
Regulation (EU) No 575/2013 (CRR) · Art. Article 105(14) CRR
Submitted 2024-10-02
Investments in Subsidiaries
Regulation (EU) No 575/2013 (CRR) · Art. 1
Submitted 2024-10-01
Remaining maturity of the transactions for collateralised transactions
Regulation (EU) No 575/2013 (CRR) · Art. 162
Submitted 2024-09-23
GAR template 7, row 25 Households
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Submitted 2024-09-19
Definition of ADC exposures
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2024-09-19
Scope of ancillary services and supervisory convergence
Directive 2014/65/EU - Markets in Financial Instruments Directive (MiFID II) · Art. Annex I, Section B, point 5
Submitted 2024-09-18
Are trust services under the scope of DORA, whatever the nature of the services
Regulation (EU) No 2022/2554 (DORA Reg) · Art. 3
Submitted 2024-09-16
non-discrimination in implementing PSD2 for safeguarding mechanisms
Directive 2015/2366/EU (PSD2) · Art. 10
Submitted 2024-09-16
MREL-REPORTING OF THE IMPACT OF GENERAL PRIOR PERMISSION
Directive 2014/59/EU (BRRD) · Art. 45i
Submitted 2024-09-13
EBA publication on hard test results
Regulation (EU) No 575/2013 (CRR) · Art. 126
Submitted 2024-09-12
Treatment of leasing residual values under the standardized approach for credit risk
Regulation (EU) No 575/2013 (CRR) · Art. 134
Submitted 2024-09-11
Treatment of feature of tranching for mortgage backed securities
Regulation (EU) No 575/2013 (CRR) · Art. Article 325N
Submitted 2024-09-09
C 02.00 OWN FUNDS REQUIREMENTS CA2 - Row 0585
Regulation (EU) No 575/2013 (CRR) · Art. CRR3/CRD6
Submitted 2024-09-06
Calculation of loss rates for income producing real estate (IPRE) under the standardized approach for credit risk under the CRR III (Regulation (EU) 2024/1619)
Regulation (EU) No 575/2013 (CRR) · Art. 125, 126
Submitted 2024-09-05
Technical requirements to b_02.02.
Directive 2022/2556/EU (DORA Dir) · Art. -
Submitted 2024-09-04
Standardansatz für das Gegenparteiausfallrisiko
Regulation (EU) No 575/2013 (CRR) · Art. 274
Submitted 2024-09-02
Can the Article 122a adjustment be combined with the Article 501 SME-adjustment?
Regulation (EU) No 575/2013 (CRR) · Art. 122a
Submitted 2024-08-30
Payment service user - both payer and payee
Directive 2015/2366/EU (PSD2) · Art. 4
Submitted 2024-08-28
C 07 - Clarification on reporting the effect of the FX Mismatch
Regulation (EU) No 575/2013 (CRR) · Art. 123a
Submitted 2024-08-28
Own Funds Requirements before Securitisation (%) Ksa
Regulation (EU) No 575/2013 (CRR) · Art. 255
Submitted 2024-08-27
ELTIFs granting loans
European Long-Term Investment Funds Regulation (ELTIF) Regulation (EU) 2015/760
Submitted 2024-08-22
Future incorporation by reference of financial information, which will be permitted once Article 19 PR is amended by the Listing Act
Prospectus Regulation 2017/1129
Submitted 2024-08-21
Future incorporation by reference of financial information, which will be permitted once Article 19 PR is amended by the Listing Act
Prospectus Regulation 2017/1129
Submitted 2024-08-21
FINREP_3.2.1; F 40.01; Validation Rule EBA_v10676
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2024-08-21
Template F 16.08 validation rule eba_v8193_s
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2024-08-19
Template F 16.08 validation rule eba_v8193_s
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2024-08-19
CRR3 - ETV calculation
Regulation (EU) No 575/2013 (CRR) · Art. Article 124
Submitted 2024-08-19
COREP C32_01 Fair Value changes of hedged items can be negative
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2024-08-14
Scope of the exemptions provided for in article 2(1), (c) and (k) of Directive 2014/65/EU (MiFID II)
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries · Art. article 2(1), under points (c) and (k) of Directive 2014/65/EU (MiFID II)
Submitted 2024-08-12
Signage of Model Risk Fair Value Adjustments reported in C32.02 (v6575_s)
Regulation (EU) No 575/2013 (CRR) · Art. Annex II Reporting on Own Funds and Own Funds Requirements, Section 6.2
Submitted 2024-08-12
Reporting signage of Concentrated Position Size and Market Value in C32.04 (v7301_s)
Regulation (EU) No 575/2013 (CRR) · Art. Annex II Reporting on Own Funds and Own Funds Requirements, Section 6.4
Submitted 2024-08-12
Recertificaciones MIFID
Directive 2014/65/EU - Markets in Financial Instruments Directive (MiFID II) · Art. CNMV Guía Técnica 4/2017 (Modificada diciembre 2020)
Submitted 2024-08-08
ALMM C66 taxonomy control – negative cells
Regulation (EU) No 575/2013 (CRR) · Art. ITS validation rules
Submitted 2024-08-02
Calculation of the capital requirements for structural FX risk
Regulation (EU) No 575/2013 (CRR) · Art. 352
Submitted 2024-08-02
NACE CODES
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2024-08-01
Retail deposit - an established relationship criteria
Regulation (EU) No 575/2013 (CRR) · Art. Article 24
Submitted 2024-07-31
Failed rule EGDQ_0875 – proposed check on 12/2023 FP
Regulation (EU) No 575/2013 (CRR) · Art. Part II
Submitted 2024-07-31
Simultaniously use of the SME and infrastructure factor
Regulation (EU) No 575/2013 (CRR) · Art. 501a
Submitted 2024-07-31
The OFR calculation are performed in local currency (reporting currency in the jurisdiction for the subsidiary) and then converted to EUR (group reporting currency) for consolidation
Regulation (EU) No 575/2013 (CRR) · Art. Article 364
Submitted 2024-07-29
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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