ESMA · ESMA_QA_2286 Question Published

Scope of ancillary services and supervisory convergence

Name: Scope of ancillary services and supervisory convergence: ESMA Q&A — EU Financial Regulatory Q&A
Creator: European Securities and Markets Authority
License: https://creativecommons.org/licenses/by/4.0/

Regulation: Directive 2014/65/EU - Markets in Financial Instruments Directive (MiFID II)
Article: Annex I, Section B, point 5
Topic: Information to clients on topics other than costs and charges
Submitted: 2024-09-18

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Question

What is the exact scope of the ancillary service, point 5 in annex I, Section B: Investment research and financial analysis or other forms of general recommendations relating to financial instruments?

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This Q&A is published by European Securities and Markets Authority and is non-binding. It does not constitute legal advice. Updated weekly from official ESA sources.

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