EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
7,372 Q&As matching current filters · page 109 of 148
Does “as appropriate” in Point 7 of Annex III mean that the wording of the elements A-J can be amended? Or should the manufacturer remove an entire text element if it is not suitable for a specific PR
PRIIPs
Answered 2017-08-18
Does the categorisation of a retail investor depend on the definition in Directive 2014/65/EU?
PRIIPs
Answered 2017-08-18
What is meant by factors not observed in the market as stated in Annex II, Part 1, Point 7?
PRIIPs
Answered 2017-08-18
Which annual cost impact is shown in table 2 (composition of costs)? For insurance-based investment products, the table shows the impact of the different types of costs on the investment return the in
PRIIPs
Answered 2017-08-18
Can an appropriate benchmark or proxy continue to be used once sufficient data becomes available?
PRIIPs
Answered 2017-08-18
When performance fees or exit costs are not applicable for a product - does the format of Table 2 Composition of costs allow that the manufacturer to mention ‘n.a.’ instead of ‘0%’ in the table?
PRIIPs
Answered 2017-08-18
How should the CRM be calculated when the credit risk needs to be assessed only for a part of the assets of the PRIIP? For example if there are both individual investment holdings representing 10% or
PRIIPs
Answered 2017-08-18
What are the implications of Point 53 of Annex II, Part 3 in terms of the monitoring of data? In particular, is it necessary to calculate the MRM on a daily basis?
PRIIPs
Answered 2017-08-18
Validation rule v4795_m, C 13.00 - Securitisations
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-08-04
V4835_m - C 19.00 column 610 calculation
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-08-04
FINREP (IAS 39), Validation rules v5014_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-08-04
EBA validations APPEAR to be relevant to IFRS and GAAP though they only include a GAAP template (F 04.06)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-08-04
Validation rule v3950_s for nGAAP
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-08-04
Template C 07.00, column 230: of which: with a credit assessment by a nominated ECAI
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-08-04
Partial and Total-Write-Offs in FINREP IFRS 9 templates F 04.03.1 and F 04.03.2
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-08-04
Reconciliation of FINREP and COREP with regard to goodwill
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-08-04
Third countries considered to have supervisory arrangements equivalent to EU
Regulation (EU) No 575/2013 (CRR) · Art. 11
Answered 2017-08-04
Asset encumbrance Reporting vs. Finrep Reporting – Definition of equity instruments not aligned
Regulation (EU) No 575/2013 (CRR) · Art. 99, 100
Answered 2017-08-04
Reporting of outflows and Inflows arising from secured lending transaction where collateral is not Level 1, Level 2A and Level 2B asset on DA LCR templates C 73.00 and C 74.00
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2017-08-04
Reporting of individual exposures relating to a group of connected institutions for which there is a cash pooling agreement, where some creditor nostri accounts are offsetting debtor nostri balances
Regulation (EU) No 575/2013 (CRR) · Art. 394
Answered 2017-08-04
C 22.00 (Market Risk FX) - Scope of Memorandum Items
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-08-04
FINREP, F 31.02 vs F 02.00 – dividend income from joint ventures and associates
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-08-04
Inconsistency between Annex II C 14.00, column 190 and DTS categorisation of COREP C 14.00, ei86 measure.
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-08-04
Consideration and representation within the LE templates in case of existing indirect exposure resulting out of credit risk mitigation (CRM) – here unfunded credit protection under a guarantee between two partners within a Group of connected clients (GCC).
Regulation (EU) No 575/2013 (CRR) · Art. 394
Answered 2017-08-04
Definition of encumbrance relating to retained interest of the issuer of securitisations
Regulation (EU) No 575/2013 (CRR) · Art. 100
Answered 2017-08-04
Reporting of own funds requirements for non-continuous options
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-08-04
Asset Encumbrance Reporting for firms with Accounting Reference Date other than 31 December
Regulation (EU) No 575/2013 (CRR) · Art. 100
Answered 2017-08-04
LE reporting - reporting of exposures exempted under Article 400(1)(c) - exposures carrying explicit guarantees of central governments
Regulation (EU) No 575/2013 (CRR) · Art. 394
Answered 2017-08-04
FINREP Templates F 30.01 and F 30.02, validation v1019_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-07-28
Inconsistency between validation rules and ITS/CRR for C 07.00
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-07-28
Clarification of the conditions for reduction of own funds due to Article 77 CRR and Article 28 RTS on Own funds.
Regulation (EU) No 575/2013 (CRR) · Art. 77
Answered 2017-07-28
Validation rules v2815_m, v2821_m vs. FINREP / AE instructions
Regulation (EU) No 575/2013 (CRR) · Art. 99, 100
Answered 2017-07-28
FINREP, F 08.01: Breakdown of financial liabilities, amount contractually required to pay at maturity
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-07-28
C 07.00, validation e4894_n (validations for v2.6)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-07-28
Rollover of Funding (C 70.00): Treatment of maturing deposits being renewed at a different tenor
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2017-07-28
Validation Rule v3748_s partly incorrect
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-07-28
Treatment of interest outflows for retail deposits
Regulation (EU) No 575/2013 (CRR) · Art. 421
Answered 2017-07-28
F 05.00, row 010, column 030 - On demand [call] and short notice [current account] for Central Banks
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-07-28
Annex XI - template C 44.00 (LR5), row 040, column 010
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-07-28
Positions Subject to Capital Charge
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-07-28
Reporting of ECB LTRO in table 2A2 (P 02.02) and validation rule v4135_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-07-28
‘Exposure weighted average LGD’ computation in CR GB2 report
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-07-28
Group Solvency - Combined Buffer Requirements
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-07-28
Asset Encumbrance - Default Fund pledges
Regulation (EU) No 575/2013 (CRR) · Art. 100
Answered 2017-07-28
Securities Lending
Regulation (EU) No 575/2013 (CRR) · Art. 100
Answered 2017-07-28
Immediate obligor and ultimate obligor concerning exposures secured by mortgages on immovable property
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-07-28
Taps on callable instruments
Regulation (EU) No 575/2013 (CRR) · Art. 52, 63
Answered 2017-07-21
Computation of discount for purchased assets
Regulation (EU) No 575/2013 (CRR) · Art. 159, 166
Answered 2017-07-21
Risk weight to apply to exposures to unrated central banks
Regulation (EU) No 575/2013 (CRR) · Art. 114
Answered 2017-07-14
Risk weight of EURATOM debt
Regulation (EU) No 575/2013 (CRR) · Art. 118
Answered 2017-07-14
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
📋 Track EU financial regulation continuously
Forseti monitors EU financial regulation and delivers personalised alerts anchored to verified official sources.
14-day free trial. No credit card required.