EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
7,150 Q&As matching current filters · page 104 of 143
Deduction of deferred tax assets
Regulation (EU) No 575/2013 (CRR) · Art. 36, 39
Answered 2018-05-25
Update of prospectuses as per Article 29(2) (ESMA70-145-114_Q&A 8.4)
Benchmarks Regulation (BMR) - Regulation 2016/1011
Answered 2018-05-24
Prudential requirements - Operational risks
Central Securities Depositories Regulation (CSDR) Regulation (EU) No 909/2014- PTR- CSDR
Answered 2018-05-24
COREP template C13: Consistency of the control v0530_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-05-18
EBA COREP Validation Rules on C 05.01
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-05-18
Validation rule v4792_m, C 12.00 - Securitisations
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-05-18
Annexes I & II, C 18.00, validation rules v4850_m and v4851_m.
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-05-18
Packaged retail and insurance-based investment products (PRIIPs)
(EU) No 1286/2014 - PRIIPs Regulation · Art. N/A
Answered 2018-05-15
Client categorisation
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
Answered 2018-05-05
Definition of “Paid-Up” according to Article 28(1)(b) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 28
Answered 2018-04-27
Scope of application of the exemption from the cap on inflows in the Liquidity Coverage Ratio
Regulation (EU) No 575/2013 (CRR) · Art. 425
Answered 2018-04-27
Subsidiary repurchasing AT1 or Tier 2 instruments before five years from the date of issuance
Regulation (EU) No 575/2013 (CRR) · Art. 52, 63, 78
Answered 2018-04-27
Market making
Regulation (EU) No 575/2013 (CRR) · Art. 77
Answered 2018-04-27
CET1 Instruments
Regulation (EU) No 575/2013 (CRR) · Art. 28
Answered 2018-04-27
Definition of retail deposits with higher outflow rate
Regulation (EU) No 575/2013 (CRR) · Art. 421, 460
Answered 2018-04-27
Deposits with higher outflows
Regulation (EU) No 575/2013 (CRR) · Art. 421
Answered 2018-04-27
Reporting of impact of adoption of IFRS 9 in F 12.01
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-04-20
Credit claims in liquidity stress test buffer
Directive 2013/36/EU (CRD) · Art. 86
Answered 2018-04-13
Transposition of Article 96
Directive 2014/59/EU (BRRD) · Art. 96
Answered 2018-04-06
Validation Error arising from Guidance Notes for C 18.00 report
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-04-06
Validation rule v_1044_m (FINREP template 16.3 IFRS9)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-04-06
Reporting reference dates for template C 33.00
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-04-06
Validation rule v5053_m in DPM 2.7.0.1
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-04-06
Taxonomy 2.7.0.1 Validation Rules on FINREP 12.01
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-04-06
Template CRGB sheet 01 and 02
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-04-06
Inconsistency between CRR article 379 and validation rule V4894 (C 07.00)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-04-06
Validointisääntö v4821_m, C 08.02 (Validation rule v4821_m, C 08.02)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-04-06
Reporting C67 - "Concentration of funding by counterparty ", why the product coding has not evolved compared to the new EBA text ?
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-04-06
DPM 2.7.0.1 has not been fully aligned with 2017/2114
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-04-06
Inconsistency in validation rules v4748_m, v4749_m and v4750_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2018-04-06
Reference date for determination of previous day’s values
Regulation (EU) No 575/2013 (CRR) · Art. 364
Answered 2018-04-06
Scope of the trading obligation for interest rate derivatives
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2018-03-28
ADNT - Liquidity band
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2018-03-28
Systematic internaliser
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2018-03-28
Control access to the fee and other information by trading venue
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2018-03-28
Inducements
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
Answered 2018-03-23
Inducements
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
Answered 2018-03-23
Disclosure of inside information related to Pillar II requirements
Market Abuse Regulation (MAR) Regulation (EU) No 596/2014 - Market Intergrity
Answered 2018-03-23
Post-sale reporting
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
Answered 2018-03-23
Inducements
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
Answered 2018-03-23
Post-sale reporting
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
Answered 2018-03-23
Authorisation and supervision of CSDs
Central Securities Depositories Regulation (CSDR) Regulation (EU) No 909/2014- PTR- CSDR
Answered 2018-03-23
Requirements for CSD links
Central Securities Depositories Regulation (CSDR) Regulation (EU) No 909/2014- PTR- CSDR
Answered 2018-03-23
Conduct of business rules
Central Securities Depositories Regulation (CSDR) Regulation (EU) No 909/2014- PTR- CSDR
Answered 2018-03-23
Article 16 during the transitional period (ESMA70-145-114_Q&A 6.1)
Benchmarks Regulation (BMR) - Regulation 2016/1011
Answered 2018-03-22
Conditions for Early intervention
Directive 2014/59/EU (BRRD) · Art. 27
Answered 2018-03-09
Traitement des dettes subordonnées dans l'état C 68.00 et C 67.00 (Treatment of subordinated debt in templates C 68.00 and C 67.00)
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2018-03-09
Eligible asset classification for counterbalancing capacity C 71.00 – Concentration of Counterbalancing capacity by issuer / counterparty
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2018-03-09
Valuation in Article 36
Directive 2014/59/EU (BRRD) · Art. 36
Answered 2018-03-02
Reference to Chapter III in Article 96(3)(b)
Directive 2014/59/EU (BRRD) · Art. 96
Answered 2018-03-02
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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