European Banking Authority Q&A Database
Official Q&As published by the European Banking Authority on CRD, CRR, PSD2, AML, and other EU banking regulations.
2,714 final Q&As · page 35 of 55 · View all sources
Scope of bail-in tool regarding client assets or client money held on behalf of UCITS
Directive 2014/59/EU (BRRD) · Art. 44
Answered 2017-02-03
Rules on qualifying holdings in credit institutions
Directive 2013/36/EU (CRD) · Art. 22/23
Answered 2017-02-03
EBA validation rule (Leverage Ratio) v4456_m
Regulation (EU) No 575/2013 (CRR) · Art. 430
Answered 2017-02-03
Reporting template C40.00 (LR1): Validation rules v0101_h and v0102_h should be amended
Regulation (EU) No 575/2013 (CRR) · Art. 430
Answered 2017-02-03
Reporting of deductions of receivables assets for cash variation margin provided in derivatives transactions in LR4 (C43.00)
Regulation (EU) No 575/2013 (CRR) · Art. 430
Answered 2017-02-03
Reporting of Treasury bills (henceforth T-bills) in template F 01.01
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-02-03
Reporting LR2 - exposures to consider?
Regulation (EU) No 575/2013 (CRR) · Art. 430
Answered 2017-02-03
Inconsistency between a template and instructions regarding F 09.01
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-02-03
Is there a mistake in the Validation formula V4448_m and in the corresponding statement in the ITS?
Regulation (EU) No 575/2013 (CRR) · Art. 430
Answered 2017-02-03
Allocating Revaluation Reserves in F 46.00 / Difference Total Comprehensive Income in F 46.00 and F 03.00
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-02-03
Which amount should be reported in template C 22.00, column 020 and 030 - all positions?
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-02-03
FINREP Taxonomy 2.5 Templates 04.04/18.00.b Validations
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-02-03
Reporting of collective allowances for incurred but not reported losses on non-performing exposures in FINREP F 18.00 and F 19.00 templates
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-02-03
COREP C 17.00 - operational risk / losses to be reported
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-02-03
Template C 17.00 (OPR DETAILS) – Reporting of loss adjustments
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-02-03
Clarification of the collateral amounts
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-02-03
FINREP validation rules
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-02-03
Realisation of collateral and unlikeness to pay
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-02-03
Invalid CRR article reference within leverage ratio ITS (regulation (EU) 2016/428)
Regulation (EU) No 575/2013 (CRR) · Art. 430
Answered 2017-02-03
Asset encumbrance templates - Some cells are mapped with the same data point of other ones, but not all of them can be reported on a consolidated basis
Regulation (EU) No 575/2013 (CRR) · Art. 100
Answered 2017-02-03
Legal reference to Article 39 of Regulation (EU) No 575/2013 (CRR) in row 020 ‘Deferred tax assets that do not rely on future profitability’ in template C 04.00 of Annex II of Regulation (EU) 680/2014 (ITS on supervisory reporting),.
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-02-03
Validation rule v4134_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-02-03
Validation rule v4574_m
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2017-02-03
Validation Rule v3812_s
Regulation (EU) No 575/2013 (CRR) · Art. 429
Answered 2017-02-03
Deposits reported in P 01.02 and in P 02.01
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-02-03
Risk weighting under standardised approach of an exposure secured by mortgage on residential property being constructed by the borrower (self-build) during the period of construction
Regulation (EU) No 575/2013 (CRR) · Art. 125
Answered 2017-02-03
Differentiation between specialised lending and sme exposures within exposure class corporates
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-02-03
C 04.00 (CA4) form rows 740 to 810 - capital buffer reporting
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-02-03
Reporting transitional adjustments to RWA in C 05.01
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-02-03
Original Exposure Pre-Conversion factors
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-02-03
Obligors for total exposures in template CR IRB 1
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-02-03
C 41.00 - Inconsistency between Validations and EBA member/dimension types causes validation v0668_m to fail
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-02-03
Reporting of positions in closely correlated currencies (CRR Art. 354)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-02-03
Capability to perform an impact analysis for 15 consecutive business days for extensions and changes of internal approaches for market risk
Regulation (EU) No 575/2013 (CRR) · Art. 363
Answered 2017-01-27
Exclusion of centrally cleared transactions
Regulation (EU) No 575/2013 (CRR) · Art. 382
Answered 2017-01-20
Review and validation of criteria for the use of a reduced number of parameters
Regulation (EU) No 575/2013 (CRR) · Art. 105
Answered 2017-01-20
Calculation of the threshold for using the simplified approach for the determination of AVAs.
Regulation (EU) No 575/2013 (CRR) · Art. 105
Answered 2017-01-20
Meaning of "credit lines" in the context of conversion factors for certain off-balance sheet items
Regulation (EU) No 575/2013 (CRR) · Art. 166
Answered 2017-01-20
Recognition of unfunded credit protection / guarantees under Advanced IRB
Regulation (EU) No 575/2013 (CRR) · Art. 161
Answered 2017-01-20
Application level of materiality threshold for assessing the materiality of extensions and changes to the IMA
Regulation (EU) No 575/2013 (CRR) · Art. 363
Answered 2017-01-20
Reporting of inflows for term deposits with option for early withdrawal
Regulation (EU) No 575/2013 (CRR) · Art. 425
Answered 2017-01-20
Offset of Additional Value Adjustments (“AVA”) against Expected Loss (“EL”) under Article 159
Regulation (EU) No 575/2013 (CRR) · Art. 110, 159
Answered 2017-01-20
Recognition of minorities arising from an intermediate financial holding company
Regulation (EU) No 575/2013 (CRR) · Art. 81, 84
Answered 2017-01-06
Risk weighting under the Standardised Approach for credit risk for an exposure secured by a mortgage on a residential property which is a second home (for instance, a holiday home).
Regulation (EU) No 575/2013 (CRR) · Art. 125
Answered 2017-01-06
Exposure secured by immovable property vs. secured by mortgages on immovable property
Regulation (EU) No 575/2013 (CRR) · Art. 126, 154, 164
Answered 2017-01-06
Risk weight of exposures with QCCPs
Regulation (EU) No 575/2013 (CRR) · Art. 107, 305
Answered 2017-01-06
Eligibility of unconditional Financial Letters of Credit as eligible financial collateral
Regulation (EU) No 575/2013 (CRR) · Art. 197
Answered 2017-01-06
Supplementary transfers when using the sale of business tool
Directive 2014/59/EU (BRRD) · Art. 38
Answered 2016-12-16
Implementation of the exemption from bail in for “liabilities” in a fiduciary context ((Article 44(2)(d)) BRRD)
Directive 2014/59/EU (BRRD) · Art. 44
Answered 2016-12-09
Calculation of the predetermined amount for market making purposes
Regulation (EU) No 575/2013 (CRR) · Art. 78
Answered 2016-12-09
Source: European Banking Authority. Updated weekly. Q&As are non-binding guidance published under the ESA Single Rulebook Q&A process.
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