EBA · 2016_2714 Final Q&A

Validation rule v4134_m

Regulation
Regulation (EU) No 575/2013 (CRR)
Article
99
Topic
Supervisory reporting - Funding Plans
Submitted by
Credit institution
Submitted
2016-04-20
Answered
2017-02-03
Answer provided by
ESAs (EBA, ESMA, EIOPA)
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Question

According to us the validation rule v4134_m is currently not correct or complete. It compares the rows 010 and 020 (DGS covered and uncovered) from table P02.01 with rows 020, 060 and 120 from table P01.02. It however, does not include the amounts in row 180 in table P01.02 (debt securities issued) although those can also be covered by a DGS (at least in Belgium).

Background

In Belgium debt securities issued and sold in the retail market are also eligible for coverage by a DGS.

Answer

Institutions shall report in rows 010 and 020 of P 02.01 of Annex I of Guideline EBA/GL/2014/04 only deposits insured / uninsured. Other instruments shall not be reported in theses rows irrespective if they are covered by deposit guarantee scheme or not. If these instruments are deposit-like and sold to retail customers they shall be reported in row 030 of P 02.01.

Original source: European Banking Authority, Q&A ID 2016_2714

This Q&A is published by European Banking Authority and is non-binding. It does not constitute legal advice. Updated weekly from official ESA sources.

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