European Banking Authority Q&A Database

Template Z08.01: Validation rules contradict ITS requirements

Directive 2014/59/EU (BRRD) · Art. 11

Reporting of key values for open sheet tables starting with Z 07.01

Directive 2014/59/EU (BRRD) · Art. 11

Résolution 1 - how liabilities have to be reported on column 0056 of Z11.00

Directive 2014/59/EU (BRRD) · Art. 7

ITS (Annex II: Instructions), II.20.4, p. 64 II. 20 Z 08.01— Relevant services (SERV 1) II.8.1; General instructions

Directive 2014/59/EU (BRRD) · Art. Annex II: Instructions, I.20.4, p. 64 II.

Reporting Framework 4.2 - Z_09.02 - FMI services - Mapping to Critical and Essential FMIs

Directive 2014/59/EU (BRRD) · Art. 4

Amount to be reported as MREL eligible amount and amount qualifying as Own Funds non-CET1 instruments, taking into account phase-out as applicable

Directive 2014/59/EU (BRRD) · Art. Article 45b

Reporting of unused prior permission amounts with no specification of subordination

Directive 2014/59/EU (BRRD) · Art. 45i

COREP Additional Liquidity Monitoring Metrics - technical implementation of DPM v4.2 for template C_67.00.a and C_67.00.w - SubCategory "new_CO4" used instead of "new_CO1"

Regulation (EU) No 575/2013 (CRR) · Art. 415

Use of credit assessments by ECAIs not in scope of Regulation (EC) No 1060/2009.

Regulation (EU) No 575/2013 (CRR) · Art. 135

US Hard test: adequacy of considering US charge-off rates corresponding to loss rates for exposures secured by residential property or commercial immovable property situated within the territory of the US

Regulation (EU) No 575/2013 (CRR) · Art. 199

Classification of phishing-attacks as a reportable major ICT-related incident

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 3

Types of "telephone services" included under the definition of "ICT services"

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 3

Public Authorities Exemption

Regulation (EU) No 2022/2554 (DORA Reg) · Art. Recital 63

Calculation of Ideosyncratic and Systematic Risk

Regulation (EU) No 575/2013 (CRR) · Art. 384

Threshold exemptions from deduction from Common Equity Tier 1 items – Reporting within CoRep C 07.00

Regulation (EU) No 575/2013 (CRR) · Art. 430

Setting limit (daily and/or per transaction) for the execution of payment transaction by PSP

Directive 2015/2366/EU (PSD2) · Art. 68

Definition of ‘demand deposits’ for FINREP reporting

Regulation (EU) No 575/2013 (CRR) · Art. 430

Appropriate reporting of unconditionally cancellable commitments (UCCs) subject to transitional arrangements of Article 495d in CR SA (COREP C_07.00)

Regulation (EU) No 575/2013 (CRR) · Art. 495d

C 25.01 - CREDIT VALUATION ADJUSTMENT RISK (CVA) – Col 0090 - Instruction Clarification

Regulation (EU) No 575/2013 (CRR) · Art. 430

Application of the SME definition in specific cases

Regulation (EU) No 575/2013 (CRR) · Art. 5

Staff costs

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 18(4)

Definition and scope of ICT services

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 3

Exposure to credit institutions in the form of derivative contracts

Regulation (EU) No 575/2013 (CRR) · Art. 129

Disclosure of liquidity requirements - NSFR - LIQ2. Periodic data to be disclosed in the Disclosure Period

Regulation (EU) No 575/2013 (CRR) · Art. 451a

Clarification on column a) "Total exposures", CR7-A Template

Regulation (EU) No 575/2013 (CRR) · Art. 453

Exclusion of back-to-back positions from RRAO

Regulation (EU) No 575/2013 (CRR) · Art. 325u

AIRB combined with Financial Collateral Comprehensive Method

Regulation (EU) No 575/2013 (CRR) · Art. 223

Calculation of the SME supporting factor for off-balance-sheet exposures

Regulation (EU) No 575/2013 (CRR) · Art. 501

Eligibility as collateral under article 207(2) of secured notes designed specifically to remove any material positive correlation between the value of the note and the credit quality of its issuer.

Regulation (EU) No 575/2013 (CRR) · Art. 207

Exposures to institutions waived from individual capital requirements according to article 7 CRR, under Credi Risk Standarised Approach

Regulation (EU) No 575/2013 (CRR) · Art. 121

Sources for external classification that is commonly used in the market for grouping issuers by sector, for the purpose of CRR Article 325ah.

Regulation (EU) No 575/2013 (CRR) · Art. 325ah

Definition of Net defined benefit assets [Carrying amount] in F44.01

Regulation (EU) No 575/2013 (CRR) · Art. Annex V. Part 2.308

ESG P3 - Template 1 - Reporting of column k (GHG emissions (column i): gross carrying amount percentage of the portfolio derived from company-specific reporting)

Regulation (EU) No 575/2013 (CRR) · Art. 449a

Treatment of bridge financing in the calculation of the risk weight (RW)

Regulation (EU) No 575/2013 (CRR) · Art. 132c

ASF factors for Additional Tier 1 items as wells as Tier 2 items and other capital instruments maturing between 6 month and 1 year

Regulation (EU) No 575/2013 (CRR) · Art. 430

SCA exception for Contactless only terminals (SoftPOS) in case of emergency

Directive 2015/2366/EU (PSD2) · Art. 97

the use of strong and widely recognized encryption techniques

Directive 2015/2366/EU (PSD2) · Art. 97

Authentication process of the PSU with the ASPSP in a combined AIS and PIS journey in a redirection approach

Directive 2015/2366/EU (PSD2) · Art. 66, 67

Minimum monetary amount of professional indemnity insurance in ongoing supervision

Directive 2015/2366/EU (PSD2) · Art. 5

Reporting of COREP_OF C10.00 template

Regulation (EU) No 575/2013 (CRR) · Art. 92

Instructions for Row 0080 COREP template C 07.00

Regulation (EU) No 575/2013 (CRR) · Art. 111

Passporting procedure for non-CI ART issuers

Regulation (EU) No 2023/1114 (MiCAR) · Art. 18, 21, 25, 109

Knowledge element of SCA.

Directive 2015/2366/EU (PSD2) · Art. 4 and 98

Proxy matrices

Directive 2015/2366/EU (PSD2) · Art. 66,67

Obstacles Faced by PISPs in Accessing Payment Status Information Under PSD2

Directive 2015/2366/EU (PSD2) · Art. 66

Annex XI, INSTRUCTIONS FOR REPORTING ON LEVERAGE, Derivative cash collateral exposure reporting in C43 template

Regulation (EU) No 575/2013 (CRR) · Art. 451

ANNUAL REPORT ON NEW ARRANGEMENTS ON THE USE OF ICT SERVICES

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 28

Obligation to maintain a register of information for FEs exempt under article 16

Regulation (EU) No 2022/2554 (DORA Reg) · Art. Article 28

How to fill the refPeriod field of the parameters.csv file for the DORA register of information

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 28

Identification of ICT Service Providers

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 28