GOLDRING S.A.

1 of 71 sanctions recorded for Romania.

Sanction date
26 Jun 2024
Country
Romania
Legal framework
MiFID
Nature of sanction
Administrative sanction and measure
ESMA sanction ID
13452

Other sanctions against this entity (5)

MiFID

26 Jun 2024 · Administrative sanction and measure

#13451

MiFID

26 Jun 2024 · Administrative sanction and measure

#13447

MiFID

26 Jun 2024 · Administrative sanction and measure

#13450

MiFID

26 Jun 2024 · Administrative sanction and measure

#13448

MiFID

13 Jun 2024 · Administrative sanction and measure

#13453

Sanction text

Original language: Romanian. Text is published as-is from ESMA.

Domnul Mihai Octavian NEGUȚ în calitate de administrator al societății Long Term Investment by Profit Point S.R.L, care deține la rândul ei calitatea de agent delegat la S.S.I.F. Goldring S.A. nu s-a asigurat ca toate convorbirile telefonice și corespondența electronică avute cu un client, să fie înregistrate.

Related registers

Data sourced from the ESMA sanctions and enforcement register, updated weekly.

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