GOLDRING S.A.
1 of 71 sanctions recorded for Romania.
- Sanction date
- 26 Jun 2024
- Country
- Romania
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 13451
Other sanctions against this entity (5)
MiFID
26 Jun 2024 · Administrative sanction and measure
MiFID
26 Jun 2024 · Administrative sanction and measure
MiFID
26 Jun 2024 · Administrative sanction and measure
MiFID
26 Jun 2024 · Administrative sanction and measure
MiFID
13 Jun 2024 · Administrative sanction and measure
Sanction text
Original language: Romanian. Text is published as-is from ESMA.
Domnul Adrian Mihail GEORGESCU, se retine faptul ca prin acțiunea sa, nu a asigurat inregistrarea convorbirii telefonice pe dispozitivele puse la dispozitie de S.S.I.F., nerespectand astfel prevederile art. 54 și art. 55 din Legea nr. 126/2018
Se sanctionează cu amenda in cuantum de 1.300 de lei, domnul Adrian Mihail GEORGESCU, in calitate de agent delegat al S.S.I.F. Goldring S.A.
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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