GOLDRING S.A.

1 of 71 sanctions recorded for Romania.

Sanction date
26 Jun 2024
Country
Romania
Legal framework
MiFID
Nature of sanction
Administrative sanction and measure
ESMA sanction ID
13450

Other sanctions against this entity (5)

MiFID

26 Jun 2024 · Administrative sanction and measure

#13452

MiFID

26 Jun 2024 · Administrative sanction and measure

#13451

MiFID

26 Jun 2024 · Administrative sanction and measure

#13447

MiFID

26 Jun 2024 · Administrative sanction and measure

#13448

MiFID

13 Jun 2024 · Administrative sanction and measure

#13453

Sanction text

Original language: Romanian. Text is published as-is from ESMA.

Domnul Ionuț Bogdan MILEA,în calitate de agent delegat al S.S.I.F. Goldring S.A., în cadrul unei convorbiri telefonice cu un potențial client, a furnizat acestuia numărul de mobil personal și nu pe cel pus la dispoziție de S.S.I.F. astfel încât viitoarele convorbiri telefonice să fie înregistrate.

Related registers

Data sourced from the ESMA sanctions and enforcement register, updated weekly.

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