GOLDRING S.A.

1 of 71 sanctions recorded for Romania.

Sanction date: 26 Jun 2024
Country: Romania
Legal framework: MiFID
Nature of sanction: Administrative sanction and measure
ESMA sanction ID: 13448

Other sanctions against this entity (5)

MiFID

26 Jun 2024 · Administrative sanction and measure

#13452

MiFID

26 Jun 2024 · Administrative sanction and measure

#13451

MiFID

26 Jun 2024 · Administrative sanction and measure

#13447

MiFID

26 Jun 2024 · Administrative sanction and measure

#13450

MiFID

13 Jun 2024 · Administrative sanction and measure

#13453

Sanction text

Original language: Romanian. Text is published as-is from ESMA.

Domnul Sandu Gabriel PINTEA, în calitate de administrator al ENVISION PARTNERS S.R.L, - agent delegat al SSIF Goldring SA nu s-a asigurat ca toate convorbirile telefonice avute cu un client, să fie înregistrate.

Related registers

MiFID Register NCA-level enforcement actions
EU Sanctions Commission restrictive measures

Data sourced from the ESMA sanctions and enforcement register, updated weekly.

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