EU Financial Regulatory Q&A Database

Calculation of the Exposure-to-Value (ETV) ratio and risk weighting when dealing with complex collateral structures

Regulation (EU) No 575/2013 (CRR) · Art. 124, 125, and 126

Definition and Scope of DORA

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 3

Large Exposures Reporting: Labelling of transactions where there is an exposure to underlying assets

Regulation (EU) No 575/2013 (CRR) · Art. 390

Reporting framework 4.0 Validation rules

Regulation (EU) No 575/2013 (CRR) · Art. Article 47c

Reporting framework 4.0 Validation rules release (new format) (Uploaded on 19/12/2024)

Regulation (EU) No 575/2013 (CRR) · Art. Articles 125-126

Clarification on Risk Weight Assignment for ADC Exposures in Default

Regulation (EU) No 575/2013 (CRR) · Art. Article 127

Definition of ICT service

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 3

Use of ECAIs' ratings for risk-weighting purposes under Regulation (EU) No. 575/2013, as last modified by Regulation (EU) 2024/1623 of the European Parliament and of the Council of 31 May 2024 ("CRR")

Regulation (EU) No 575/2013 (CRR) · Art. 135

Dora agreements - ICT service supports a CIF

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 3

Register of ICT Services

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 3

Risk Weights for International Organisations under the Standardised Approach

Regulation (EU) No 575/2013 (CRR) · Art. 118

Definition of landline services

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 3

Validation rules taxonomy V4.0 C_08.01.a,C_09.02 - v1672_m

Regulation (EU) No 575/2013 (CRR) · Art. v1672_m

Validation rules taxonomy V4.0 C_08.01.a,C_09.02 - v0418_m

Regulation (EU) No 575/2013 (CRR) · Art. v0418_m

EBA Remuneration Diversity Benchmarking - R23.00 - Reporting of not applicable (n/a) gender pay gap

Directive 2013/36/EU (CRD) · Art. 41

Disclosures of Number of Staff Management body in its supervisory function in FINREP Template 44.4

Regulation (EU) No 575/2013 (CRR) · Art. Annex V. Part 2.

Application of real estate valuation principles to AIRB

Regulation (EU) No 575/2013 (CRR) · Art. 229

Identificación entidad financiera responsable del reporte DORA - Identification of the financial entity responsible for the DORA reporting

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 28

FINREP – Template 40 Group structure (40.1 “entity-by entity” – 40.2 “instrument-by-instrument”) – Notion of Group scope

Regulation (EU) No 575/2013 (CRR) · Art. ANNEX V

Interaction between CRR3 article 124 and article 193

Regulation (EU) No 575/2013 (CRR) · Art. 124

Domestic sovereign debt

Regulation (EU) No 575/2013 (CRR) · Art. 430

Application of general requirements of Chapter 6 of the Regulation (EU) No 575/2013 regarding the definition of own funds

Directive 2015/2366/EU (PSD2) · Art. 4,8,9

Instructions for completing the register of information-Functions identification-Licenced activity

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 28

Entities conducting limited financial activity which qualify for exemptions from AMLD4

Directive (EU) 2015/849 (AMLD) · Art. Article 2(3) 4AMLD

Calculation of minimum lease payments in case of operational lease

Regulation (EU) No 575/2013 (CRR) · Art. 134

C 73.00 validation rules v7585_m and v7630_m (outflows secured with level 2B assets)

Regulation (EU) No 575/2013 (CRR) · Art. 412

Valuation of non-CET1 instruments

Regulation (EU) No 575/2013 (CRR) · Art. 80

Incident report submission format

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

Application of formulae v23061_m on r0180

Regulation (EU) No 575/2013 (CRR) · Art. v23061_m

Formula of v22914_m

Regulation (EU) No 575/2013 (CRR) · Art. v22914_m

currencies Lithuanian Litas and Croatian Kuna

Regulation (EU) No 575/2013 (CRR) · Art. 99

SME

Regulation (EU) No 575/2013 (CRR) · Art. 430

v7364_m

Regulation (EU) No 575/2013 (CRR) · Art. 430

Calculation of the Countercyclical Capital Buffer

Directive 2013/36/EU (CRD) · Art. 128

Identical Cell Template C 10.00

Regulation (EU) No 575/2013 (CRR) · Art. C 10.00

Fintech company: DORA AND ROI

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

Recognition of non-transferable liquidity held by and arising in third country subsidiaries in the context of the calculation of the consolidated LCR

Regulation (EU) No 575/2013 (CRR) · Art. 460

Clarification on DORA Compliance for Intra-Group providers

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

Whether to Include in the Scope of C 10.00 Portion of IRB Exposures that are guaranteed by Guarantors that are to be treated under SA

Regulation (EU) No 575/2013 (CRR) · Art. 430

Determination of the exposure fully and completely secured by mortgages for the purposes of Article 47c(1) of CRR

Regulation (EU) No 575/2013 (CRR) · Art. 47c

Clarification on DORA Audits for Non-European ICT Service Providers

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

Exist a definition of information security standards

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 28

Calculation of Kirb

Regulation (EU) No 575/2013 (CRR) · Art. 255

XBRL Modelisation of FICOD REPORTING L0600

Directive 2002/87/EC (FiCOD) · Art. NA

Correct classification of services related to the 'reselling' of software provided in SaaS mode

Regulation (EU) No 2022/2554 (DORA Reg) · Art. Regulation (EU) 2024/2956 - ANNEX III

Definition of financial counterpart

Regulation (EU) No 2022/2554 (DORA Reg) · Art. Article 18

Table F12.01 – Movements in allowance and provisions for credit losses

Regulation (EU) No 575/2013 (CRR) · Art. 430

v4769_m and v4770_m rules

Regulation (EU) No 575/2013 (CRR) · Art. Taxonomy 4.0

Register of Information Taxonomy reporting vs ITS on Register of Information

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 28

ALMM total funding – payables

Regulation (EU) No 575/2013 (CRR) · Art. Annex 19, Section 1.1 (2), Section 1.2 (5)