EU Financial Regulatory Q&A Database

Z 09.04 FMI 4 - Multiple alternative providers

Directive 2014/59/EU (BRRD) · Art. Implementing Technical Standards overhauling the EBA resolution planning reporting framework

Template 2: location of the collateral

Regulation (EU) No 575/2013 (CRR) · Art. 449a

CET1 buyback - sufficient certainty

Regulation (EU) No 575/2013 (CRR) · Art. Article 78

Reporting of Crypto Assets (C36.00 Template) - Risk Type Coverage

Regulation (EU) No 575/2013 (CRR) · Art. 430

Transfer of banking business – presentation of transaction in FINREP movements tables

Regulation (EU) No 575/2013 (CRR) · Art. 430

C 02.00 - OWN FUNDS REQUIREMENTS (CA2) - Scope of Row 0690

Regulation (EU) No 575/2013 (CRR) · Art. 430

Application of PSD2 provisions to the issuance and redemption of electronic money tokens

Regulation (EU) No 2023/1114 (MiCAR) · Art. 49

List of IEA Sectors in Column a vs List of IEA Sectors in the EBA3.3 Annotated Table Layout for ESG

Regulation (EU) No 575/2013 (CRR) · Art. 449a

Validation rules taxonomy V4.0 C_08.01.a

Regulation (EU) No 575/2013 (CRR) · Art. v23372_h

Whether the derogation under Article 119 (5) of CRR can be applied in the context of Article 395(1) of CRR

Regulation (EU) No 575/2013 (CRR) · Art. 395

Validation rules taxonomy V4.0 C_10.00

Regulation (EU) No 575/2013 (CRR) · Art. v23058_m

Validation rules taxonomy V4.0 C_08.01.a,C_08.02,C_09.02

Regulation (EU) No 575/2013 (CRR) · Art. v7551_m

Validation rules taxonomy V4.0 C_10.00

Regulation (EU) No 575/2013 (CRR) · Art. v23057_m

Validation rules taxonomy V4.0 C_08.01.a,C_08.02,C_09.02

Regulation (EU) No 575/2013 (CRR) · Art. v7549_m

Validation rules taxonomy V4.0 C_10.00

Regulation (EU) No 575/2013 (CRR) · Art. v23056_m

Validation rules taxonomy V4.0 C08.01/C08.02

Regulation (EU) No 575/2013 (CRR) · Art. v10664_m

Validation rules taxonomy V4.0 C_10.00

Regulation (EU) No 575/2013 (CRR) · Art. v23055_m

Validation rules taxonomy V4.0 C08.01/C08.02

Regulation (EU) No 575/2013 (CRR) · Art. v10666_m

Validation rules taxonomy V4.0 C_10.00

Regulation (EU) No 575/2013 (CRR) · Art. v23054_m

Validation rules taxonomy V4.0 C_10.00

Regulation (EU) No 575/2013 (CRR) · Art. v23053_m

Validation rules taxonomy V4.0 C08.01/C08.02

Regulation (EU) No 575/2013 (CRR) · Art. v10667_m

Validation rules taxonomy V4.0 C_10.00

Regulation (EU) No 575/2013 (CRR) · Art. v23052_m

Inconsistency in the formulation of conditions for Hard Tests

Regulation (EU) No 575/2013 (CRR) · Art. 125, 126, 199

Interpretation of the treatment of covered bonds under the large exposures' regime in accordance with Article 395 of the CRR and the possibility of exposure reduction pursuant to Article 399 of the CRR.

Regulation (EU) No 575/2013 (CRR) · Art. 400

Can a receivable be identified as IPRE if a mortgage exists, but the securing property is not recognised as collateral?

Regulation (EU) No 575/2013 (CRR) · Art. 124

Taxonomy 4.0: The validation rules v7538_m and v7546_m perform consistent cross-checks?

Regulation (EU) No 575/2013 (CRR) · Art. 147

Template C34.01 and C90.00: Using absolute values of individual long (short) positions to calculate aggregated long (short) position

Regulation (EU) No 575/2013 (CRR) · Art. 94 / 273a / 325a

DPM 3.5 - Diversity Benchmarking - v22547_a & v22587_m

Directive 2013/36/EU (CRD) · Art. NA

Appropriate CR SA sub-exposure class categorisation (line items reported within C02.00, C07.00 and C09.01, where applicable) of the portion of an exposure “secured by mortgages on immovable property” which is also secured by cash or subject to other form of credit protection such as eligible guarantees.

Regulation (EU) No 575/2013 (CRR) · Art. 124

Calculation of the standardised total risk exposure amount or S-TREA under Article 92(25)

Regulation (EU) No 575/2013 (CRR) · Art. 92

Post-trade deferral regime for bonds, ETCs, ETNs and SFPs under the draft RTS 2 published by ESMA on 16 December 2024

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets · Art. Draft RTS 2 as published by ESMA on 16 December 2024

BTAR voluntary disclose and DPM templates

Regulation (EU) No 575/2013 (CRR) · Art. ANNEX XL - Instructions for disclosure of ESG risks

Quality Control ID EGDQ_0764 for Annex I, INSTRUCTIONS FOR REPORTING ON SPECIFIC REQUIREMENTS FOR MARKET RISK, Template ({C90.00,r0010,c0080})

Regulation (EU) No 575/2013 (CRR) · Art. 445

Risk weighting attributed to gold in the form of a commodity

Regulation (EU) No 575/2013 (CRR) · Art. 4

Calculation of the Exposure-to-Value (ETV) ratio and risk weighting when dealing with complex collateral structures

Regulation (EU) No 575/2013 (CRR) · Art. 124, 125, and 126

Definition and Scope of DORA

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 3

Large Exposures Reporting: Labelling of transactions where there is an exposure to underlying assets

Regulation (EU) No 575/2013 (CRR) · Art. 390

Reporting framework 4.0 Validation rules release (new format) (Uploaded on 19/12/2024)

Regulation (EU) No 575/2013 (CRR) · Art. Articles 125-126

Clarification on Risk Weight Assignment for ADC Exposures in Default

Regulation (EU) No 575/2013 (CRR) · Art. Article 127

Reporting framework 4.0 Validation rules

Regulation (EU) No 575/2013 (CRR) · Art. Article 47c

Definition of ICT service

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 3

Use of ECAIs' ratings for risk-weighting purposes under Regulation (EU) No. 575/2013, as last modified by Regulation (EU) 2024/1623 of the European Parliament and of the Council of 31 May 2024 ("CRR")

Regulation (EU) No 575/2013 (CRR) · Art. 135

Validation rules taxonomy V4.0 C_08.01.a,C_09.02 - v1672_m

Regulation (EU) No 575/2013 (CRR) · Art. v1672_m

Dora agreements - ICT service supports a CIF

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 3

Validation rules taxonomy V4.0 C_08.01.a,C_09.02 - v0418_m

Regulation (EU) No 575/2013 (CRR) · Art. v0418_m

Register of ICT Services

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 3

Risk Weights for International Organisations under the Standardised Approach

Regulation (EU) No 575/2013 (CRR) · Art. 118

Definition of landline services

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 3

EBA Remuneration Diversity Benchmarking - R23.00 - Reporting of not applicable (n/a) gender pay gap

Directive 2013/36/EU (CRD) · Art. 41

Disclosures of Number of Staff Management body in its supervisory function in FINREP Template 44.4

Regulation (EU) No 575/2013 (CRR) · Art. Annex V. Part 2.