EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
7,161 Q&As matching current filters · page 68 of 144
Offset of Additional Value Adjustments (AVA) against day one profits deferral
Regulation (EU) No 575/2013 (CRR) · Art. 105
Answered 2019-11-29
Separate IMA approval or summation approach for market risk OFR at consolidated level
Regulation (EU) No 575/2013 (CRR) · Art. 363
Answered 2019-11-29
Clarification of the treatment of contracts for difference (CFD)
Regulation (EU) No 575/2013 (CRR) · Art. 352
Answered 2019-11-29
IFRS 9, validation rule v6030_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-11-22
Annexes 14 and 15: Inside Information or Significant Event Information - How to complete the Synthetic Coverage Information Section in Annex XIV
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-19
Annex 3: Underlying Exposures - Commercial Real Estate - Noteholder Consent
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Fields relating to Interest rate or currency swaps
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Annex 4: Underlying Exposures - Corporate - Enterprise Value
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Transitional provisions
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Annex 3: Underlying Exposures - Commercial Real Estate - Total Shortfalls In Principal & Interest Outstanding
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Annex 3: Underlying Exposures - Commercial Real Estate - Obligor Must Pay Breakage On Swap
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Annex 3: Underlying Exposures - Commercial Real Estate - Liquidation Expense
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Original Lender RREL79; RREL80; RREL81; CREL179; CREL180; CREL181; CRPL96; CRPL97; CRPL98; AUTL79; AUTL80; AUTL81; CMRL62; CMRL63; CMRL64; CCDL42; CCDL43; CCDL44; LESL79; LESL80; LESL81; ESTL64; ESTL65; ESTL66.
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Redemption Date
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Static information vs. dynamic information
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Active vs. inactive Underlying Exposures
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Originator information for syndicated underlying exposures
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Annex 3: Underlying Exposures - Commercial Real Estate - Non-Payments on equal ranking Underlying Exposures
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Recourse
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Annex 3: Underlying Exposures - Commercial Real Estate - Calculation methods for fields regarding financial statement information (e.g. revenue, operating expenses, capital expenditure, etc.)
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Annexes 12 and 13: Investor Reports - Consequences for Breach
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Annex 3: Underlying Exposures - Commercial Real Estate - Collection of Other Reserves
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Annexes 12 and 13: Investor Reports - Risk Weight Approach
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Annexes 12 and 13: Investor Reports - Current Overcollateralisation
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Balloon Amount
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Interest Rate Floor
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Delegation
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Delegation
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Annexes 12 and 13: Investor Reports - Cashflow information section
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Designated first contact point for investors and competent authorities
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Anonymity and confidentiality; Obligor fields, Underlying exposure fields, Collateral fields, Tenant fields
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Annexes 12 and 13: Investor Reports - Gross Charge-Offs in the Period
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Legacy pools and Purchased exposures
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Deposit amount
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Amortisation Type
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Cumulative Prepayment Fields
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Handling of corrections
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Annexes 14 and 15: Inside Information or Significant Event Information - Material Amendment to Transaction Documents
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Any Other Information Line Number - Annexes 14 and 15
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Fields relating to index rates
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Prepayment lock-out end date and Prepayment fee end date
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Application of Article 254(2) to derivative exposures
Regulation (EU) No 575/2013 (CRR) · Art. 254
Answered 2019-11-15
IRRBB Application of the sudden parallel
Directive 2013/36/EU (CRD) · Art. 84
Answered 2019-11-15
Deduction of deferred tax assets that rely on future profitability
Regulation (EU) No 575/2013 (CRR) · Art. Article 38
Answered 2019-11-15
Immovable property collateral under the Standardised approach & Credit risk mitigation principles
Regulation (EU) No 575/2013 (CRR) · Art. 193
Answered 2019-11-15
Clarification of Z02.00, row 0200 (DGS liabilities)
Directive 2014/59/EU (BRRD) · Art. 11
Answered 2019-11-15
Treatment of negative contribution base while calculating contributions to resolution financing arrangements
Directive 2014/59/EU (BRRD) · Art. 103
Answered 2019-11-15
Requirements in Commission Delegated Regulation (EU) 2016/1712
Directive 2014/59/EU (BRRD) · Art. N/a
Answered 2019-11-15
Clarification on application of incurred CVA to the Leverage Ratio Exposure calculation
Regulation (EU) No 575/2013 (CRR) · Art. 429
Answered 2019-11-15
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35
Answered 2019-11-14
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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