EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
256 Q&As matching current filters · page 4 of 6
Exclusion of securities guaranteed by an independent on-demand guarantee from bail-in
Directive 2014/59/EU (BRRD) · Art. 44
Answered 2016-11-25
Exclusion of corporate deposits
Directive 2014/59/EU (BRRD) · Art. 44
Answered 2016-11-25
Additional implementation to Article 27(1)(d)
Directive 2014/59/EU (BRRD) · Art. 28
Answered 2016-11-25
Entity in resolution and purchaser not registered in the same Member State
Directive 2014/59/EU (BRRD) · Art. 38
Answered 2016-11-25
Preparation and approval of recovery plans of institutions which are members of an IPS
Directive 2014/59/EU (BRRD) · Art. 4
Answered 2016-11-25
PONV write-down leaving an institution failing or likely to fail
Directive 2014/59/EU (BRRD) · Art. 59
Answered 2016-11-18
Interpretation of consolidated prudential requirements
Directive 2014/59/EU (BRRD) · Art. 59
Answered 2016-11-18
Write down of capital in BRRD and CRR / CRDIV
Directive 2014/59/EU (BRRD) · Art. 59
Answered 2016-11-18
Exclusion of “financial services” from the exemption from bail-in
Directive 2014/59/EU (BRRD) · Art. 44
Answered 2016-11-18
Difference between the temporary public ownership tool and the bridge bank tool
Directive 2014/59/EU (BRRD) · Art. 40
Answered 2016-11-18
Clarification on the role of the special manager in resolution
Directive 2014/59/EU (BRRD) · Art. 35
Answered 2016-11-11
Resolution authorities in the function of special manager
Directive 2014/59/EU (BRRD) · Art. 35
Answered 2016-11-11
Clarifications regarding the scope of application of Article 33
Directive 2014/59/EU (BRRD) · Art. 33
Answered 2016-11-11
Protection of investors
Directive 2014/59/EU (BRRD) · Art. 31
Answered 2016-11-11
Early intervention power to remove senior management
Directive 2014/59/EU (BRRD) · Art. 28
Answered 2016-11-11
Determination of exhaustion of supervisory action by the resolution authority
Directive 2014/59/EU (BRRD) · Art. 32, 82
Answered 2016-10-28
Application of tools
Directive 2014/59/EU (BRRD) · Art. 31
Answered 2016-10-28
Transfer to a recipient in full under a partial transfer
Directive 2014/59/EU (BRRD) · Art. 45c
Answered 2016-10-28
Reimbursement of shareholders and creditors
Directive 2014/59/EU (BRRD) · Art. 36, 46
Answered 2016-10-28
Same valuer for provisional and final valuation
Directive 2014/59/EU (BRRD) · Art. 36
Answered 2016-10-28
Final valuation lower than the initial valuation
Directive 2014/59/EU (BRRD) · Art. 36
Answered 2016-10-28
Consistency between Early intervention measures in BRRD and CRD IV
Directive 2014/59/EU (BRRD) · Art. 27
Answered 2016-10-28
Use of financing arrangement for covering the gap between transferred assets and liabilities in case of application of the sale of business tool
Directive 2014/59/EU (BRRD) · Art. 101
Answered 2016-09-30
Temporary discontinuance of access to deposits in resolution
Directive 2014/59/EU (BRRD) · Art. 33a, 69
Answered 2016-08-26
Is collateral from REPO and SBL transactions taken into consideration for the BRRD base calculation?
Directive 2014/59/EU (BRRD) · Art. 103
Answered 2016-08-12
Application of the even deduction rule in case of intragroup transactions booked - by institutions which are parties to the contract - in different amounts
Directive 2014/59/EU (BRRD) · Art. 103
Answered 2016-08-05
Calculation of MREL
Directive 2014/59/EU (BRRD) · Art. 45b
Answered 2016-08-05
Transfer of covered deposits as a substitute to reimbursement
Directive 2014/59/EU (BRRD) · Art. 109
Answered 2016-08-05
Definition of client funds
Directive 2014/59/EU (BRRD) · Art. 31
Answered 2016-08-05
Conditions for Resolution
Directive 2014/59/EU (BRRD) · Art. 32
Answered 2016-07-22
Depositor preference where the deposit is recived from a fiduciary
Directive 2014/59/EU (BRRD) · Art. 108
Answered 2016-07-01
Promotional banks
Directive 2014/59/EU (BRRD) · Art. 103
Answered 2016-07-01
Exemption from bail-in of liabilities to institutions in order to avoid of systemic contagion
Directive 2014/59/EU (BRRD) · Art. 44
Answered 2016-06-10
NCWO principle in a group resolution
Directive 2014/59/EU (BRRD) · Art. 74
Answered 2016-06-10
Annual Contribution of institutions - Rescaling of the risk weight
Directive 2014/59/EU (BRRD) · Art. 103
Answered 2016-06-10
Netting of Derivatives
Directive 2014/59/EU (BRRD) · Art. 45b
Answered 2016-06-10
Providing IGFS pursuant to Article 19(3)
Directive 2014/59/EU (BRRD) · Art. 19
Answered 2016-05-13
Exclusion of Intragroup Liabilities -Treatment of cases when one institution pays annual contribution according to Article 10 of DA (lump sum) and the other according to standard risk-weight reflecting approach
Directive 2014/59/EU (BRRD) · Art. 103
Answered 2016-05-13
Annual contribution of institutions newly supervised, institutions non existent in the reference year for contribution calculation, and institutions that ceased to be supervised
Directive 2014/59/EU (BRRD) · Art. 103
Answered 2016-05-13
Difference between the two references in Articles 23(1)(d) and 19(5)(b)
Directive 2014/59/EU (BRRD) · Art. 23, 19
Answered 2016-02-05
Amendments to Article 19
Directive 2014/59/EU (BRRD) · Art. 19
Answered 2016-02-05
Interpretation of Article 19(2)
Directive 2014/59/EU (BRRD) · Art. 19
Answered 2016-02-05
Intra-group financial support consideration
Directive 2014/59/EU (BRRD) · Art. 23, 19
Answered 2016-02-05
Application of MREL to entities defined in Article 1(1)
Directive 2014/59/EU (BRRD) · Art. 45, 45a
Answered 2015-10-30
Exclusion of liabilities from the bail-in tool
Directive 2014/59/EU (BRRD) · Art. 44
Answered 2015-10-30
Exclusions of liabilities matched by promotional loans
Directive 2014/59/EU (BRRD) · Art. 103
Answered 2015-10-30
Intragroup liabilities elimination with joint venture company
Directive 2014/59/EU (BRRD) · Art. 103
Answered 2015-10-30
Exclusion of Intragroup Liabilities -Treatment of intra-group derivative contracts
Directive 2014/59/EU (BRRD) · Art. 103
Answered 2015-10-30
Limitation of a transfer to a certain period of time
Directive 2014/59/EU (BRRD) · Art. 38
Answered 2015-10-16
Expenses in the context of Article 37 (7)
Directive 2014/59/EU (BRRD) · Art. 37
Answered 2015-10-16
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
📋 Track EU financial regulation continuously
Forseti monitors EU financial regulation and delivers personalised alerts anchored to verified official sources.
14-day free trial. No credit card required.