EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
173 Q&As matching current filters · page 4 of 4
Is the activity of pension fund administrators included in the "Portfolio management and advice" and thus, pension fund administrators qualify as financial institutions?
Directive 2013/36/EU (CRD) · Art. Annex I
Submitted 2020-11-19
Treatment of interest rate book positions denominated in foreign currency.
Directive 2013/36/EU (CRD) · Art. 84
Submitted 2020-03-19
Supervisory disclosure in relation to transferred credit risk
Directive 2013/36/EU (CRD) · Art. 144
Submitted 2020-01-24
EBA Benchmarking Exercise - C103 - RWA + RWA - RWA ++ RWA --
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2019-11-07
Aggregation of curves in the case of real interest rate curves (linked to inflation)
Directive 2013/36/EU (CRD) · Art. 98
Submitted 2019-10-30
Granularity required for reference data required
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2019-08-01
Definition of Rating and Date of most recent rating of counterparty
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2019-07-15
Default Rate calculation
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2019-04-12
Supervisory Benchmarking Exercise 2019: RWA- and RWA --
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2018-12-20
Market risk benchmarking - specification of Long position on “Cap and Floor” 10-year UBS AG (Ticker: UBSG VX) Notes.
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2018-09-07
Reporting of own funds deductions required by the competent authority.
Directive 2013/36/EU (CRD) · Art. 104
Submitted 2018-03-28
C 09.04, row 40, column 010 - Value of trading book exposures for internal model
Directive 2013/36/EU (CRD) · Art. Article 140
Submitted 2017-07-13
[Supervisory Benchmarking Exercise] Annex II, C 102, Column 110 - Filling in for LDPs
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-02-28
Funded and unfunded credit protection
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2016-12-21
AT1 distribution and full year loss
Directive 2013/36/EU (CRD) · Art. article 141
Submitted 2016-03-22
CRD Art. 140(4) in conjuction with CRR Art. 327 and CRR Art. 112
Directive 2013/36/EU (CRD) · Art. 140
Submitted 2016-01-25
Definition of 'continuity'
Directive 2013/36/EU (CRD) · Art. Recital 14
Submitted 2015-09-30
Countercyclical capital buffer (CCB) relevant exposures
Directive 2013/36/EU (CRD) · Art. 140
Submitted 2015-07-08
Activities subject to mutual recognition
Directive 2013/36/EU (CRD) · Art. Annex I
Submitted 2014-10-15
Definition of amounts to be reported
Directive 2013/36/EU (CRD) · Art. 75
Submitted 2013-07-03
Definition of retail and investment banking for information collection
Directive 2013/36/EU (CRD) · Art. 75
Submitted 2013-07-03
Frequency of reporting, submission dates, reference year for information collection
Directive 2013/36/EU (CRD) · Art. 75
Submitted 2013-07-03
Scope of consolidation of information collection
Directive 2013/36/EU (CRD) · Art. 75
Submitted 2013-07-03
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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