EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

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3,075 Q&As matching current filters · page 3 of 62

Breakdown of currencies to be reported

Regulation (EU) No 575/2013 (CRR) · Art. 448

EBA Final Q&A

Answered 2024-09-27

Treatment of two-leg derivatives with respect to rate type and currency

Regulation (EU) No 575/2013 (CRR) · Art. 488

EBA Final Q&A

Answered 2024-09-27

Disclosures in case of lack of label in EPCs

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Final Q&A

Answered 2024-09-20

Alignment of total funding between FINREP F01.02 and COREP C67.00

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Final Q&A

Answered 2024-09-20

Maturity weighting of gross JTD amounts to calculate net JTD amounts

Regulation (EU) No 575/2013 (CRR) · Art. 325x

EBA Final Q&A

Answered 2024-09-13

What amount to be reported for repos and reverse repos in NSFR?

Regulation (EU) No 575/2013 (CRR) · Art. Draft ITS on supervisory reporting requirements for institutions under Regulation EU No 575/2013 Annex XIII

EBA Final Q&A

Answered 2024-08-30

Annex XI, INSTRUCTIONS FOR REPORTING ON LEVERAGE, C43 template {0040;0020} & {0050;0020}

Regulation (EU) No 575/2013 (CRR) · Art. 451

EBA Final Q&A

Answered 2024-08-30

List of IEA Sectors in Column a vs List of IEA Sectors in the EBA3.3 Annotated Table Layout for ESG

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Final Q&A

Answered 2024-07-26

Template 5 - Reporting of gross carrying amount of exposures sensitive to chronic, acute, chronic and acute climate change events

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Final Q&A

Answered 2024-07-26

Template 9.1 – Mitigating actions: Assets for the calculation of BTAR

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Final Q&A

Answered 2024-07-26

F 46 EBA_v1226

Regulation (EU) No 575/2013 (CRR) · Art. 4

EBA Final Q&A

Answered 2024-06-28

Level of application of permissions for consolidated netting

Regulation (EU) No 575/2013 (CRR) · Art. 325b

EBA Final Q&A

Answered 2024-06-21

Maturity calculation under IRB for undrawn credit facility

Regulation (EU) No 575/2013 (CRR) · Art. 162

EBA Final Q&A

Answered 2024-06-21

Template C 14.00 column 0287 & Template C 14.01, column 0362

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Final Q&A

Answered 2024-05-31

Calculation of the LTV ratio in FinRep

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Final Q&A

Answered 2024-05-08

LCR treatment of open maturity reverse repos which can be terminated at any point in time

Regulation (EU) No 575/2013 (CRR) · Art. 460

EBA Final Q&A

Answered 2024-05-03

Vega and curvature risk requirements for positions in instruments without exercisable optionality that are sensitive to vega risk factors

Regulation (EU) No 575/2013 (CRR) · Art. 325e

EBA Final Q&A

Answered 2024-05-03

Template 2 - EBA val rules and Column 0160 Of which level of energy efficiency EP score in kWh_m of collateral estimate

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Final Q&A

Answered 2024-04-26

Template 3: Banking book - Indicators of potential climate change transition risk: Alignment metrics

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Final Q&A

Answered 2024-04-26

Template 1 - exposures towards companies excluded from EU Paris-aligned Benchmarks

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Final Q&A

Answered 2024-04-26

Reference of the cells and reports layouts to use for the public disclosures (NOT the XBRL reporting)

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Final Q&A

Answered 2024-04-26

Loan collateralized by commercial/residential immovable property in CRR Pillar 3 Template 2 and Template 5

Regulation (EU) No 575/2013 (CRR) · Art. 434a

EBA Final Q&A

Answered 2024-04-26

Template C 14.00 - Validation rule v11661_m - ({C 14.00, c0231} >= {C 14.00, c0251}) or ({C 14.00, c0265} >= {C 14.00, c0251}) - If value missing (but table prerequisites met) “treat as zero/empty string”, Template C 13.01 – Validation rule v7430_m - {c0710} = {c0720} + {c0740} + {c0760} + {c0830} + {c0850}

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Final Q&A

Answered 2024-04-26

C14.00 - v7364_m - Type of Assets (column 0160)

Regulation (EU) No 575/2013 (CRR) · Art. 243

EBA Final Q&A

Answered 2024-04-26

Other assets/liabilities in the context of NSFR templates (C 80.00 and C 81.00)

Regulation (EU) No 575/2013 (CRR) · Art. 427, 428

EBA Final Q&A

Answered 2024-04-26

Permission to reduce AT1, Tier 2 or eligible liabilities instruments and deduction rules in the context of a liability management exercise without replacement.

Regulation (EU) No 575/2013 (CRR) · Art. 77, 78, 78a

EBA Final Q&A

Answered 2024-04-05

Template 3: Banking book - Indicators of potential climate change transition risk: Alignment metrics

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Final Q&A

Answered 2024-03-22

Sum of breakdowns in Template 1 (financed emissions)

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Final Q&A

Answered 2024-03-22

Template 1 – Equity instruments

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Final Q&A

Answered 2024-03-22

Disclosure of transactions with zero exposure value

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Final Q&A

Answered 2024-03-22

ITS ESG P3 - Template 2 - Should loan/collateral ratio (loan-to-value) be taken into account?

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Final Q&A

Answered 2024-03-22

Minimum loss coverage for non-performing exposures under Article 469a

Regulation (EU) No 575/2013 (CRR) · Art. 469a

EBA Final Q&A

Answered 2024-03-22

Allocating exposures into the correct vintage buckets of the „NPL-backstop“ acc. to Art. 47c CRR applying Art. 469a CRR

Regulation (EU) No 575/2013 (CRR) · Art. 469a

EBA Final Q&A

Answered 2024-03-22

Determination of exposure value cap for netting sets subject to a margin agreement.

Regulation (EU) No 575/2013 (CRR) · Art. 274

EBA Final Q&A

Answered 2024-03-15

Transaction with underlying assets: “distinct client” vs. “unknown client”

Regulation (EU) No 575/2013 (CRR) · Art. 390

EBA Final Q&A

Answered 2024-03-15

Template F 16.01 validation rule v5693_s

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Final Q&A

Answered 2024-03-15

Reporting of off-balance sheet exposures (any undrawn purchase commitment) from factoring contracts in F_09.01.1

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Final Q&A

Answered 2024-02-23

Prodicts in a Template F05.01 and in a Template F08.01

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Final Q&A

Answered 2024-02-23

Treasury shares – how to report them in Own Funds and in the NSFR

Regulation (EU) No 575/2013 (CRR) · Art. 36(1)(f) and 428o(a)

EBA Final Q&A

Answered 2024-02-23

PD calibration sample

Regulation (EU) No 575/2013 (CRR) · Art. 180

EBA Final Q&A

Answered 2024-02-23

CCR treatment of exposures arising from centrally cleared transactions - indirect clearing flows

Regulation (EU) No 575/2013 (CRR) · Art. 305, 306

EBA Final Q&A

Answered 2024-02-02

Use of the last available data for risk quantification sample

Regulation (EU) No 575/2013 (CRR) · Art. 179

EBA Final Q&A

Answered 2024-02-02

Determination of own funds requirements for gamma risk according to the ‘Delta plus approach’, for option positions in Exchange-traded funds (ETFs), when the reporting institutions apply the look-through method for the funds

Regulation (EU) No 575/2013 (CRR) · Art. 329

EBA Final Q&A

Answered 2024-01-19

Ability of the Share Premium to absorb losses

Regulation (EU) No 575/2013 (CRR) · Art. 26

EBA Final Q&A

Answered 2024-01-12

Share buybacks included in distribution policies

Regulation (EU) No 575/2013 (CRR) · Art. 26

EBA Final Q&A

Answered 2024-01-12

Share buyback program: amount of upfront deduction

Regulation (EU) No 575/2013 (CRR) · Art. 78

EBA Final Q&A

Answered 2024-01-12

Treatment of repurchase agreements and reverse repurchase agreement, as well as securities or commodities lending/borrowing of the banking book under standardised approach of credit risk.

Regulation (EU) No 575/2013 (CRR) · Art. 111

EBA Final Q&A

Answered 2024-01-12

Preferential risk weight for indirect sovereign exposures in the currency of another Member State

Regulation (EU) No 575/2013 (CRR) · Art. 500a

EBA Final Q&A

Answered 2024-01-12

ITS ESG P3 - Annex II, Templates 10

Regulation (EU) No 575/2013 (CRR) · Art. 434a

EBA Final Q&A

Answered 2023-12-15

ESG P3 - Template 3 - Indicators of potential climate change transition risk: Alignment metrics

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Final Q&A

Answered 2023-12-15

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

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