EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
1,806 Q&As matching current filters · page 29 of 37
Surcharging
Directive 2015/2366/EU (PSD2) · Art. Introductory Text
Submitted 2019-02-26
Immediate Refund by the Payment Service Provider of unauthorised SEPA Direct Debit transactions after 8 weeks.
Directive 2015/2366/EU (PSD2) · Art. 73
Submitted 2019-02-26
Market Risk Swap as credit derivative (i.e. Total Return Swap) applied for reducing market risk capital requirements
Regulation (EU) No 575/2013 (CRR) · Art. 346; 204
Submitted 2019-02-26
Application of a cash deposit and hedging contract on CFDs in order to reduce market risk capital requirements
Regulation (EU) No 575/2013 (CRR) · Art. 346; 352; 327; 357
Submitted 2019-02-26
Speculative immovable property financing definition with respect to debt-for-asset swaps
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2019-02-18
Control v6363_m - Number of days of the prudent exit period ?
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2019-02-14
Eligibility of convertible instruments as financial collateral
Regulation (EU) No 575/2013 (CRR) · Art. 197
Submitted 2019-02-04
Use of the last available data for risk quantification sample and out-of-time validation sample
Regulation (EU) No 575/2013 (CRR) · Art. 175, 179
Submitted 2019-01-31
Treatment of exposure for unsettled repurchase and reverse repurchase agreements
Regulation (EU) No 575/2013 (CRR) · Art. 429
Submitted 2019-01-31
Definition of exposure in non-significant business units and relating “significance” test
Regulation (EU) No 575/2013 (CRR) · Art. 150
Submitted 2019-01-28
Original maturity of credit lines until-further notice
Regulation (EU) No 575/2013 (CRR) · Art. Annex I
Submitted 2019-01-25
Applicable methodology for unfunded reserves and liquidity reserves
Regulation (EU) No 575/2013 (CRR) · Art. 256
Submitted 2019-01-17
Clarification of negative RWA--, Annex III, Benchmarking exercise
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2019-01-14
Unique row identifier for template Z 08.00 - Critical services (SERV)
Directive 2014/59/EU (BRRD) · Art. 11
Submitted 2019-01-14
Allocations to the funds for general banking risk
Regulation (EU) No 575/2013 (CRR) · Art. Article 26
Submitted 2019-01-08
Potential inconsistency on the application of Strong Customer Authentication exemptions to AISPs
Directive 2015/2366/EU (PSD2) · Art. 97
Submitted 2019-01-04
To which exposure class the fair value changes of the hedged items in portfolio hedge of interest rate risk should be assigned
Regulation (EU) No 575/2013 (CRR) · Art. 112
Submitted 2019-01-03
SA or IRB treatment of CCPs for AIRB banks
Regulation (EU) No 575/2013 (CRR) · Art. 306
Submitted 2018-12-27
Prudent valuation - new template C.32.01
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2018-12-27
Operational Risk business line mapping
Regulation (EU) No 575/2013 (CRR) · Art. 318
Submitted 2018-12-24
Supervisory Benchmarking Exercise 2019: RWA- and RWA --
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2018-12-20
Treatment of originated credit-impaired financial assets
Regulation (EU) No 575/2013 (CRR) · Art. 166
Submitted 2018-12-19
Own funds
Regulation (EU) No 575/2013 (CRR) · Art. 63
Submitted 2018-12-11
Counterparty of deposits taken from a fiduciary bank
Regulation (EU) No 575/2013 (CRR) · Art. 411
Submitted 2018-12-07
Fair value adjustments that arise as a result of applying fair value hedge accounting
Regulation (EU) No 575/2013 (CRR) · Art. 111 and 166
Submitted 2018-12-06
Treatment of CIUs in internal model for market risk – partial use
Regulation (EU) No 575/2013 (CRR) · Art. 350
Submitted 2018-11-20
Exposure amount for unfunded default fund contribution (UDFC)
Regulation (EU) No 575/2013 (CRR) · Art. 309
Submitted 2018-11-08
Transactions to consider in the share of interbank loans and deposits in the European Union
Directive 2014/59/EU (BRRD) · Art. 103
Submitted 2018-10-25
90 Day Access via Direct Access
Directive 2015/2366/EU (PSD2) · Art. 98
Submitted 2018-10-24
Treatement of liquidity generated by the overnight maturity of Withdrawable Central Cank reserve in Counterbalancing Capacity panel of Template C66
Regulation (EU) No 575/2013 (CRR) · Art. 415
Submitted 2018-10-09
Definition of available cash for the purpose of determining intraday qualifying liquid resources in accordance with Regulation (EU) 2017/390 Art. 34(b)
Regulation (EU) No 909/2014 (CSDR) - only RTS 2017/390 · Art. 59
Submitted 2018-10-08
Definition of sponsor under Regulation (EU) No 2017/2402 (the Securitisation Regulation)
Regulation (EU) No 575/2013 (CRR) · Art. Article 2 of Regulation (EU) No 2017/2402 (the Securitisation Regulation)
Submitted 2018-10-04
Risk weight for new asset class of non-preferred senior debt
Regulation (EU) No 575/2013 (CRR) · Art. 120 and others
Submitted 2018-10-01
Definition of numerator for loss rate
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2018-09-25
Definition of PD/PD for RWA/RWA
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2018-09-25
Definition of RWA and RWA
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2018-09-25
Definition of credit institution
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2018-09-18
Reporting of collateral type in the template C 102
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2018-09-12
Supervisory Formula Method - calculation of parameters
Regulation (EU) No 575/2013 (CRR) · Art. 262
Submitted 2018-09-11
Market risk benchmarking - specification of Long position on “Cap and Floor” 10-year UBS AG (Ticker: UBSG VX) Notes.
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2018-09-07
EBA ITS package for 2019 benchmarking exercise (Annex V, credit spread instruments)
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2018-09-07
Benchmarking - Market risk - instrument specification
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2018-09-07
Treatment of purchase price discount or specific credit risk adjustment in the determination of the maximum risk weight for senior securitisation positions using the look through approach where the SEC-IRBA method is used to determine the risk weight of the securitisation position.
Regulation (EU) No 575/2013 (CRR) · Art. 267
Submitted 2018-07-24
PD Calibration Sample
Regulation (EU) No 575/2013 (CRR) · Art. 180
Submitted 2018-07-24
Non-CET1 Instruments absorbing losses at the same time as CET1 instruments
Regulation (EU) No 575/2013 (CRR) · Art. 28
Submitted 2018-07-19
Reporting of RWA and RWA in Template C.103 of the Benchmarking exercise.
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2018-07-10
Exposure treatment for trades with Specific Wrong-Way risk
Regulation (EU) No 575/2013 (CRR) · Art. 291
Submitted 2018-06-25
Scope of application of the secured lending regime for liquidity coverage requirement - non-financial customers
Regulation (EU) No 575/2013 (CRR) · Art. 422 and 425
Submitted 2018-06-06
Look-through approach resulting in a credit risk position of own institution
Regulation (EU) No 575/2013 (CRR) · Art. 132
Submitted 2018-06-01
Goodwill included in the valuation of significant investments
Regulation (EU) No 575/2013 (CRR) · Art. 37
Submitted 2018-05-24
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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