EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
1,595 Q&As matching current filters · page 27 of 32
Clarification on the determination of the relevant currencies
Regulation (EU) No 909/2014 (CSDR) - only RTS 2017/390 · Art. 59
Submitted 2020-07-14
Record Retention - Struck Off Obliged Entities
Directive (EU) 2015/849 (AMLD) · Art. 40, 42
Submitted 2020-07-10
Scope and application of the RTS on implementation of group wide AML/CFT policies in third countries
Directive (EU) 2015/849 (AMLD) · Art. 45
Submitted 2020-07-02
SME supporting factor for exposures collateralised by residential property
Regulation (EU) No 575/2013 (CRR) · Art. 501
Submitted 2020-06-29
Risk weight for new asset class of non-preferred senior debt
Regulation (EU) No 575/2013 (CRR) · Art. 120
Submitted 2020-06-18
Definition of a financial institution as regards the application of the Delegated Regulation
Directive (EU) 2015/849 (AMLD) · Art. Article 45
Submitted 2020-06-17
Definition of qualifying holding according to Article 4 (1) 36 CRR2
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2020-06-05
Eligibility of convertible bonds for MREL
Regulation (EU) No 575/2013 (CRR) · Art. 72a
Submitted 2020-05-19
Estimation of long-run averages (LRA) parameter for conversion factor (CCF)
Regulation (EU) No 575/2013 (CRR) · Art. 182
Submitted 2020-05-14
Consent solicitation to introduce a contractual recognition of bail-in in Terms of Conditions (T&Cs) of capital instruments and MREL eligible liabilities
Regulation (EU) No 575/2013 (CRR) · Art. 55
Submitted 2020-05-07
Definition of the parameter E in the formula regarding the Adjustment of risk-weighted non-defaulted SME exposures.
Regulation (EU) No 575/2013 (CRR) · Art. 501
Submitted 2020-04-29
Reporting Entry & Exit Criteria
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2020-04-07
The combination of values that forms a primary key differs between Annex II and the DPM-model 2.9. and does not account for the reporting of several critical functions.
Directive 2014/59/EU (BRRD) · Art. N/A
Submitted 2020-03-26
Treatment of interest rate book positions denominated in foreign currency.
Directive 2013/36/EU (CRD) · Art. 84
Submitted 2020-03-19
Reporting of collateral posted / received in the C 66.00 maturity ladder template
Regulation (EU) No 575/2013 (CRR) · Art. 415
Submitted 2020-03-03
Reporting of cash flows related to operating expenses / income in the C 66.00 maturity ladder template
Regulation (EU) No 575/2013 (CRR) · Art. 415
Submitted 2020-03-03
Group financing companies of non-financial company groups / definition of "financial sector entity" in Article 4 (1) (27) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2020-02-12
Large exposures – excluding exposures if fully deducted from own funds
Regulation (EU) No 575/2013 (CRR) · Art. 390
Submitted 2020-02-10
Implementation of this article for subsidiaries that do not belong to the same resolution group as the EU parent institution.
Regulation (EU) No 575/2013 (CRR) · Art. 72e
Submitted 2020-01-27
Supervisory disclosure in relation to transferred credit risk
Directive 2013/36/EU (CRD) · Art. 144
Submitted 2020-01-24
LCR treatment of liquidity inflows stemming from factoring
Regulation (EU) No 575/2013 (CRR) · Art. 425
Submitted 2020-01-07
Treatment of unfunded default fund contributions.
Regulation (EU) No 575/2013 (CRR) · Art. Articel 429
Submitted 2020-01-06
Barrier options
Regulation (EU) No 575/2013 (CRR) · Art. 279a
Submitted 2019-12-24
Implementation of the Article 12e(4) of Regulation EU 2019/876 (“CRR”) for subsidiaries that do not belong to the same resolution group as the EU parent institution.
Regulation (EU) No 575/2013 (CRR) · Art. 12
Submitted 2019-12-19
Estimation of own CCFs for undrawn credit facilities which can be drawn in the form of guarantees.
Regulation (EU) No 575/2013 (CRR) · Art. 166
Submitted 2019-12-19
Short-term Exposures
Regulation (EU) No 575/2013 (CRR) · Art. Article 120,131 and 140
Submitted 2019-12-18
The definition of a financial sector entity with respect to ancillary services undertakings.
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2019-12-16
Treatment of direct recoveries under AMA
Regulation (EU) No 575/2013 (CRR) · Art. 322
Submitted 2019-12-12
Calculation of absolute value that should be considered according to Article 47c CRR as amended by Regulation UE 2019/630- Deduction for non-performing exposure
Regulation (EU) No 575/2013 (CRR) · Art. 47c
Submitted 2019-12-11
Compliance with the obligations on the basis of the consolidated situation according to CRR2
Regulation (EU) No 575/2013 (CRR) · Art. 11
Submitted 2019-12-10
Calculation of the 3 year indicator at consolidated level when figures for individual subsidiaries are negative
Regulation (EU) No 575/2013 (CRR) · Art. 317
Submitted 2019-12-10
Interpretation of articles 36 (1) f and 42 of CRR regarding equity-settled share-based payments.
Regulation (EU) No 575/2013 (CRR) · Art. 36 (1) (f) and 42
Submitted 2019-11-27
Online foreign exchange
Directive 2015/2366/EU (PSD2) · Art. 3
Submitted 2019-11-26
Purchased credit derivative protection against a counterparty credit exposure
Regulation (EU) No 575/2013 (CRR) · Art. 382
Submitted 2019-11-25
EBA Benchmarking Exercise - C103 - RWA + RWA - RWA ++ RWA --
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2019-11-07
Services offered by means of ATM by providers
Directive 2015/2366/EU (PSD2) · Art. 3
Submitted 2019-11-04
Aggregation of curves in the case of real interest rate curves (linked to inflation)
Directive 2013/36/EU (CRD) · Art. 98
Submitted 2019-10-30
Off balance sheet items in scope of the credit risk framework
Regulation (EU) No 575/2013 (CRR) · Art. 5
Submitted 2019-10-24
Risk weight of EU unrated central bank whose exposures are guaranteed by its EU government which is rated CQS1
Regulation (EU) No 575/2013 (CRR) · Art. 114
Submitted 2019-10-23
RWA calculation and the applicable amount of insufficient coverage for non-performing exposures deducted from CET1 items
Regulation (EU) No 575/2013 (CRR) · Art. 151
Submitted 2019-10-22
Provisions relating to securitised assets which have been derecognised for accounting.
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2019-10-18
Notification to Competent Authority for the use of the adjustment referred to in Article 500 (1) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 500
Submitted 2019-10-16
Use of short-term issuer credit assessments with Article 131
Regulation (EU) No 575/2013 (CRR) · Art. 131
Submitted 2019-10-10
Prudential backstop (Regulation 2019/630) and interaction with RWA calculation
Regulation (EU) No 575/2013 (CRR) · Art. 151
Submitted 2019-10-09
Seller rating criteria for use of substitution framework in case of dilution risk
Regulation (EU) No 575/2013 (CRR) · Art. 160
Submitted 2019-10-04
IFRS 9 transitional arrangements – calculation of the static component in case of afterwards permission for the IRB approach
Regulation (EU) No 575/2013 (CRR) · Art. 473a
Submitted 2019-09-25
Classification of credit insurance undertakings as financial institution
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2019-09-24
Inclusion (or not) of a particular "timing loss" in the C 16.00 and C 17.00 template
Regulation (EU) No 575/2013 (CRR) · Art. 324
Submitted 2019-09-18
Safeguarding requirements
Directive 2015/2366/EU (PSD2) · Art. 10
Submitted 2019-09-18
Application of Articles 473a(3) and 473a(4) CRR (Practical application of Article 473a to exposures for which the approach to calculate RWAs changes after the day of initial application of IFRS 9
Regulation (EU) No 575/2013 (CRR) · Art. 473a
Submitted 2019-09-17
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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