EU Financial Regulatory Q&A Database

Other DORA topics

(EU) 2022/2554 - Digital Operational Resilience Act (DORA)

F 46 EBA_v1226

Regulation (EU) No 575/2013 (CRR) · Art. 4

Own Funds (OF)

(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 76

Solvency Capital Requirement (SCR)

(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 84, 171

Scope (Art. 1 IDD), Definitions (Art. 2 IDD)

(EU) No 2016/97 - Insurance Distribution Directive · Art. 1 and 2

PISP’s access to payable charges applied by the ASPSP on the PSU’s initiated payment via the ASPSP’s dedicated interface

Directive 2015/2366/EU (PSD2) · Art. 66

Payee-initiated transactions with irregular period or variable amounts for account payments.

Directive 2015/2366/EU (PSD2) · Art. 97

Solvency Capital Requirement (SCR)

(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 133

Do FX forwards fall within the scope of the PRIIPs Regulation?

PRIIPs

Other DORA topics

(EU) 2022/2554 - Digital Operational Resilience Act (DORA) · Art. 54

Other DORA topics

(EU) 2022/2554 - Digital Operational Resilience Act (DORA) · Art. 3(60)(63)(64)

Other DORA topics

(EU) 2022/2554 - Digital Operational Resilience Act (DORA) · Art. 3(22) - critical or important function

ICT risk management (DORA)

(EU) 2022/2554 - Digital Operational Resilience Act (DORA) · Art. N/A

Other DORA topics

(EU) 2022/2554 - Digital Operational Resilience Act (DORA) · Art. 2

Interpretation of "emission allowances" under C(4)

Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- MDP · Art. MiFID II main text, Annex I, Section C on financial instruments

Level of application of permissions for consolidated netting

Regulation (EU) No 575/2013 (CRR) · Art. 325b

Maturity calculation under IRB for undrawn credit facility

Regulation (EU) No 575/2013 (CRR) · Art. 162

Treatment of staking services in MiCA

MiCA

Crypto-asset transfers as component of another crypto-asset service or as a separate crypto-asset transfer service

MiCA · Art. Article 3(1), point (26), Article 82(2)

Interaction between Article 60 notifications and the CASP transitional phase

MiCA · Art. Articles 60 and 143

Simplified authorisation procedures

MiCA · Art. Article 143(6)

Grandfathering clause and applicable AML laws

MiCA · Art. Article 143(3)

Freedom to provide services (Art. 4 and 5 IDD)

(EU) No 2016/97 - Insurance Distribution Directive

Initial capital and additional own funds

Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU · Art. Directive 2009/65/EC of the European Parliament and of the Council (UCITS)

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. S.14.03 - Cyper underwriting risk

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. S.14.03 - Cyper underwriting risk

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. S.14.03 - Cyper underwriting risk

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. S.14.03 - Cyper underwriting risk

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. Spot Positions

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. C0293 Bail-in rules

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Other

(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance)

Solvency Capital Requirement (SCR)

(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 230 of SII Directive; Article 169, 335, 336 of DR 2015/35

Notification upon establishment of a branch

Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. S.04.03, S.04.04, S.04.05

Mobile Banking Services and SCA in the same app

Directive 2015/2366/EU (PSD2) · Art. 98

Fraud reporting

Directive 2015/2366/EU (PSD2) · Art. 96

Alternative arrangements for variable remuneration in investment firms

Directive (EU) 2019/2034 (IFD) · Art. 32

MREL-REPORTING OF THE IMPACT OF GENERAL PRIOR PERMISSION

Directive 2014/59/EU (BRRD) · Art. 45 i

Template C 14.00 column 0287 & Template C 14.01, column 0362

Regulation (EU) No 575/2013 (CRR) · Art. 430

Risk management framework

Regulation 2020/1503 - European crowdfunding service providers for business · Art. Article 4(1) ECSPR

Prudential requirements

Regulation 2020/1503 - European crowdfunding service providers for business · Art. Article 11 ECSPR