EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

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3,200 Q&As matching current filters · page 20 of 64

Inconsistency in validation rules v4748_m, v4749_m and v4750_m

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2018-04-06

Reference date for determination of previous day’s values

Regulation (EU) No 575/2013 (CRR) · Art. 364

EBA Final Q&A

Answered 2018-04-06

Traitement des dettes subordonnées dans l'état C 68.00 et C 67.00 (Treatment of subordinated debt in templates C 68.00 and C 67.00)

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Final Q&A

Answered 2018-03-09

Eligible asset classification for counterbalancing capacity C 71.00 – Concentration of Counterbalancing capacity by issuer / counterparty

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Final Q&A

Answered 2018-03-09

Deduction requirements in accordance with Article 36(1) (f), (h) and (i) CRR: Netting of long and short positions in intermediate entities in the context of Article 15e (7) of Delegated Regulation (EU) No 241/2014 (“RTS Own Funds”)

Regulation (EU) No 575/2013 (CRR) · Art. 36

EBA Final Q&A

Answered 2018-03-02

CIU Correlation Test

Regulation (EU) No 575/2013 (CRR) · Art. 350

EBA Final Q&A

Answered 2018-03-02

Calculation of original and residual maturities in the context of ALMM (C 66.01) for puttable bonds

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Final Q&A

Answered 2018-03-02

Treatment of Credit Unions in C 68.00 ALMM Reporting

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Final Q&A

Answered 2018-03-02

Reported currency by issuer/counterparty on a total level (in the Total sheet)

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Final Q&A

Answered 2018-03-02

Treatment of cash provided as a collateral under issued guarantees and letters of credit

Regulation (EU) No 575/2013 (CRR) · Art. 421, 421, 422

EBA Final Q&A

Answered 2018-03-02

Can the same issuer / counterparty appear more than once in the top 10 of template C 71.00 based on currency?

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Final Q&A

Answered 2018-03-02

Concentration of funding by counterparty (C 67.00) ranking

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Final Q&A

Answered 2018-03-02

Calculation of the position for holdings of financial sector entities with the same underlying exposure

Regulation (EU) No 575/2013 (CRR) · Art. 45, 59, 69

EBA Final Q&A

Answered 2018-01-19

Calculation of general risk capital requirement for underwriting commitment regarding bond issuance and bond issuance programs under duration-based method specified in Article 340 of the CRR.

Regulation (EU) No 575/2013 (CRR) · Art. 340

EBA Final Q&A

Answered 2018-01-19

Recognition of non cash variation margin in the calculation for replacement cost of derivatives for Leverage Ratio

Regulation (EU) No 575/2013 (CRR) · Art. 429a

EBA Final Q&A

Answered 2018-01-19

Definition of 'carrying amount' for the purposes of templates C 67.00, C 68.00 and C 69.00

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Final Q&A

Answered 2018-01-12

References to items covered by a Deposit Guarantee scheme in the instructions on r070 and r090 of C 68.00

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Final Q&A

Answered 2018-01-12

Coins and banknotes in counterbalancing capacity ALMM

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Final Q&A

Answered 2018-01-12

C 67.00 Concentration of funding by counterparties- Cash collateral received for derivatives

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Final Q&A

Answered 2018-01-12

C 69.00, Prices for various lengths of funding - Spreads calculated in different currencies

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Final Q&A

Answered 2018-01-12

C 67.00, Concentration of funding by counterparties- third party mandates

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Final Q&A

Answered 2018-01-12

Difference between 'product type' and 'product category' and clarification on product type reporting (Annex XIX, part 1.3, template C 68.00)

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Final Q&A

Answered 2018-01-12

Template C 69.00 - Prices for the Various Lenghts of Funding - follow-up to Q&As 2015_1901 and 2015_2204

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Final Q&A

Answered 2018-01-12

The treatment of Physical Stock balances

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Final Q&A

Answered 2018-01-12

Reporting of individuals/households names in template C 67.00

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Final Q&A

Answered 2018-01-12

Reporting of currency for undrawn committed facilities in Concentration of Counterbalancing Capacity template C 71.00

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Final Q&A

Answered 2018-01-12

Counterparty details for central bank eligible assets in Concentration of Counterbalancing Capacity template C 71.00

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Final Q&A

Answered 2018-01-12

Prices for Various Lengths of Funding-currency spreads

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Final Q&A

Answered 2018-01-12

Cap on the own funds requirement for a net position

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-12-22

Validointissääntö e4900_n, C 07.00 Standardimenetelmän mukaiset pääomavaatimukset (Validation rule e4900_n: C 07.00 Capital requirements according to the standard method)

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-12-22

Amended validation rule v3693_s in v2.6

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-12-22

Validation rule v4886_m

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-12-22

Treatment of expected loss amounts in validation rule v4772_m

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-12-08

Template C 17.00 (OPR Details) - Reporting on loss adjustments

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-12-08

Incorrect validation rules v4779_m and v4782_m

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-12-08

New EBA Validation rule (taxonomy 2.6) v4786_m about the comparison between the risk weighted exposure amount and the exposure value for Equity in CR GB IRB

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-12-08

C 09.02 - validation rules v4776_m, v4777_m, v4778_m, v4780_m and v4781_m

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-12-08

Transactions with maturities longer than 10 years

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Final Q&A

Answered 2017-12-01

C 17.01 – Total gross losses and loss adjustments (v6127_h and v6128_h)

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-11-24

Reporting of credit risk adjustments according to Article 110 of CRR

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-11-24

Classification as off-balance sheet items of a committed reverse repo facility or other committed credit facilities where drawing under the facility is conditional upon purchasing or receiving eligible collateral

Regulation (EU) No 575/2013 (CRR) · Art. 166

EBA Final Q&A

Answered 2017-11-24

CCF for uncommitted lines

Regulation (EU) No 575/2013 (CRR) · Art. 111

EBA Final Q&A

Answered 2017-11-24

Presentation of IRB floor (Article 500 CRR) in COREP templates

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-11-24

Connected Clients and Control Relationship

Regulation (EU) No 575/2013 (CRR) · Art. 4

EBA Final Q&A

Answered 2017-11-24

LRCalc – Reporting of SFT Exposures according to Article 429 (5) (d), 429 (8) and 429b (1) CRR

Regulation (EU) No 575/2013 (CRR) · Art. 429

EBA Final Q&A

Answered 2017-11-24

Groups of connected clients when a client is connected through various criteria (interconnection through control and / or economic interconnection)

Regulation (EU) No 575/2013 (CRR) · Art. 4

EBA Final Q&A

Answered 2017-11-24

Inconsistency in validation rule v5016_s for C 05.01

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-11-17

International Organisations allocated to the 'Institutions' exposure class

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-11-17

Validation rule e4901_n

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-11-17

Foreign Exchange Risk– Off-balance sheet items in C 22.00

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-11-17

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

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