EU Financial Regulatory Q&A Database

Fees charged to CCPs in relation to access to trading venues

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets

Fees charged to CCPs in relation to access to trading venues

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets

Calculation of expected credit losses for guaranteed exposures

Regulation (EU) No 575/2013 (CRR) · Art. 24

Classification of NON EU instruments in RTS28 report

Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries

EBA VR v7872_m; v7873_m; v7874_m; v7875_m; v7876_m; v7877_m

Directive 2013/36/EU (CRD) · Art. EBA VR Taxo v3.2.1, Validation rule v7872_m; EBA VR Taxo v3.2.1, Validation rulev7873_m; EBA VR Taxo v3.2.1, Validation rulev7874_m; EBA VR Taxo v3.2.1, Validation rulev7875_m; EBA VR Taxo v3.2.1, Validation rulev7876_m; EBA VR Taxo v3.2.1, Validation rul

v11962_m;v11963_m; v11964_m; v11965_m; v11966_m; v11967_m; v11968_m; v11969_m; v11970_m; v11971_m; v11972_m; v11973_m; v11974_m; v11975_m; v11976_m; v11977_m; v11978_m; v11979_m; v11980_m; v11981_m; v11982_m; v11983_m; v11984_m; v11985_m; v11986_m; v11987_m; v11988_m; v11989_m; v11990_m; v11991_m; v11992_m; v11993_m; v11994_m; v11995_m; v11996_m; v11997_m; v11998_m; v11999_m; v12000_m; v12001_m; v12002_m; v12003_m; v12004_m; v12005_m; v12006_m; v12007_m; v12008_m; v12009_m; v12010_m; v12011_m; v12012_m; v12013_m; v12014_m;

Regulation (EU) No 575/2013 (CRR) · Art. EBA VR Taxo v3.2.1, Validation rule v11962_m up to V12014_m

Reporting of marginal deposit facility amounts (overnight deposits with the central bank) in template C72.

Regulation (EU) No 575/2013 (CRR) · Art. 460

Impacts on Consolidated Group LCR Deposit Categorisation where a Third Country subsidiary utilises a different threshold

Regulation (EU) No 575/2013 (CRR) · Art. 411

Template 10

Regulation (EU) No 575/2013 (CRR) · Art. 449a

Pillar 3 ESG Template 7 - Trading book

Regulation (EU) No 575/2013 (CRR) · Art. 449a

Remuneration policy disclosure regarding Management Bodies of subsidiaries of an EU parent institution

Regulation (EU) No 575/2013 (CRR) · Art. 450

Possibility of treating the amounts deposited on the ECB “Marginal Deposit Facility” as liquidity inflow for determination of the Liquidity Coverage Requirement

Regulation (EU) No 575/2013 (CRR) · Art. 412

Taxonomy 3.2: Are the validation rules v6327_m and v6332_m consistent?

Regulation (EU) No 575/2013 (CRR) · Art. 430

Calculation of the CET1 to be used as available stable funding in NSFR

Regulation (EU) No 575/2013 (CRR) · Art. 428o

Structural FX: considering tax effect when calculating maximum open position that can be waived from FX charge

Regulation (EU) No 575/2013 (CRR) · Art. 352

near miss

Regulation (EU) No 575/2013 (CRR) · Art. Revision to the principles for sound management of operational risk

Relevant Authorities

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR)

Reporting of significant currencies (> 5%) according to Article 415 (2) (a) CRR

Regulation (EU) No 575/2013 (CRR) · Art. 430

Other assets/liabilities in the context of NSFR templates (C 80.00 and C 81.00)

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA VR Taxo v3.2.1, Validation rule v11909_m to v11961_m; and v7820_m; v7821_m

Regulation (EU) No 575/2013 (CRR) · Art. 430

Consideration of default dependencies for MoC C quantification

Regulation (EU) No 575/2013 (CRR) · Art. 179

Capital instruments eligible as Tier 2 Capital

Regulation (EU) No 575/2013 (CRR) · Art. 63

Boundary between the banking book and the trading book

Regulation (EU) No 575/2013 (CRR) · Art. 102

Reporting of marginal deposit facility amounts (overnight deposits with the central bank) in templates C72 and C74.

Regulation (EU) No 575/2013 (CRR) · Art. 460

Assessing the level of concentration, measures and indicators

Directive 2013/36/EU (CRD) · Art. 81

Explanation regarding the term "non-reducible"

Regulation (EU) No 575/2013 (CRR) · Art. 212

Algorithm to calculate the TOP Institution (resp. Shadow Banking) te report in C27 of Large Exposure Report

Regulation (EU) No 575/2013 (CRR) · Art. 394

Reporting of deposit facility (overnight deposits with the central bank) in template C_66.01

Regulation (EU) No 575/2013 (CRR) · Art. 430

C_81.00 ASF from capital items and instruments - Tier 2

Regulation (EU) No 575/2013 (CRR) · Art. 428i

Information to be included into insider list of the issuer on persons that are subject to independent obligation to manage insider list (e.g. advisors and consultants)

Market Abuse Regulation (MAR) Regulation (EU) No 596/2014 - Market Intergrity · Art. Article 18(1) of MAR

Securities lent under sale accounting (C40 and C43 treatment)

Regulation (EU) No 575/2013 (CRR) · Art. 429e

Definition of “institution” under Article 148(5) CRR for equity exposures for the use of IRB approach

Regulation (EU) No 575/2013 (CRR) · Art. 148

Capital requirements

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR)

Subscription rights

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR)

Reporting of Template C_67.00 including Concentration of Funding by Counterparty.

Regulation (EU) No 575/2013 (CRR) · Art. Article 4(1) of Regulation (EU) No 575/2013

MiCA Services

MiCA

Clarification on treatment of repurchase agreements and reverse repurchase agreement, as well as securities lending/borrowing of the banking book and of the trading book under the counterparty credit risk and the treatment of these same transactions under standardised approach of credit risk.

Regulation (EU) No 575/2013 (CRR) · Art. '271', '92' and '111'

Collateral swaps where the borrowed and lent collaterals are in different currencies

Regulation (EU) No 575/2013 (CRR) · Art. 415

Can the reported amount in C76.00 r091, c010 be a negative value?

Regulation (EU) No 575/2013 (CRR) · Art. 416

Regular buy and sell activity between ALM/Treasury departments and internal market making desks (Trading Book)

Regulation (EU) No 575/2013 (CRR) · Art. 104a

Negative Goodwill

Directive 2013/36/EU (CRD) · Art. 80

Scope of Article 22(1) CRR

Regulation (EU) No 575/2013 (CRR) · Art. 22

Interplay between Articles 49(3) and 72e(5) of the CRR

Regulation (EU) No 575/2013 (CRR) · Art. 49 and 72e

ASF carrying amount of hedge accounted fixed rate debt securities

Regulation (EU) No 575/2013 (CRR) · Art. 428c

he contribution to the euro short-term rate (€STR) ESMA70-145-114 Q&A_4.2

Benchmarks Regulation (BMR) - Regulation 2016/1011

Application of the Regulation to EU and third country central banks (Q&A 4.1 of ESMA70-145-114_BMR_Q&A)

Benchmarks Regulation (BMR) - Regulation 2016/1011

UCITS risk spreading rules

Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC

Definition of residential property

Regulation (EU) No 575/2013 (CRR) · Art. 4

EGDQ 0364A: Misunderstanding about ITS information in column C80

Regulation (EU) No 575/2013 (CRR) · Art. 242

QUALIFICATION OF INTERNAL TRANSACTIONS AS "STRUCTURAL"

Regulation (EU) No 575/2013 (CRR) · Art. 352