EU Financial Regulatory Q&A Database

Reported amount in F09.02 col0010 if overcollateralization can occur

Regulation (EU) No 575/2013 (CRR) · Art. Annex V

Date of Disclosure

Regulation (EU) No 575/2013 (CRR) · Art. 433

Non-EU ICT service providers without a LEI - conflicting validation rules

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

Register of Information at sub-consolidated Level

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

Validation rules taxonomy V4.0 C08.01 v4770_m

Regulation (EU) No 575/2013 (CRR) · Art. v4770_m

Validation rules taxonomy V4.0 C09.02 v23650_h

Regulation (EU) No 575/2013 (CRR) · Art. v23650_h

Validation rules taxonomy V4.0 C09.02 v6052_m

Regulation (EU) No 575/2013 (CRR) · Art. v6052_m

Validation rules taxonomy V4.0 C08.01 v4769_m

Regulation (EU) No 575/2013 (CRR) · Art. v4769_m

Classification as a “specialised debt restructurer” (SDR) pursuant to Article 36(5) of Regulation No 575/2013

Regulation (EU) No 575/2013 (CRR) · Art. 36

Period to comply with the limit referred to in Article 37 regarding concentration risk and exposure value excess.

Regulation (EU) No 2019/2033 (IFR) · Art. 38

Classification as a “specialised debt restructurer” (SDR) pursuant to Article 36(5) of Regulation No 575/2013

Regulation (EU) No 575/2013 (CRR) · Art. 36

EBA_v10862 (Type – Warning validation): Assets under custody ({G01.00,r0060,c0010}) should be equal to the value in FINREP ({F22.02,r0060,c0010}).

Regulation (EU) No 575/2013 (CRR) · Art. Annex V

CCF of items (b) and (c) of bucket 5 from 2025 to 2032

Regulation (EU) No 575/2013 (CRR) · Art. 495d

MiCAR CASP - Best Possible Outcome for the Client

MiCA · Art. Art.78

RWA in COREP C43

Regulation (EU) No 575/2013 (CRR) · Art. 430

Identification of the part of the exposure not covered by the lien on the property

Regulation (EU) No 575/2013 (CRR) · Art. 124

Regulatory technical standards - subcontracting ICT services supporting critical or important functions

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 30

Validation rule v22095_h in Reporting Framework 3.5

Regulation (EU) No 575/2013 (CRR) · Art. 430

Validation Rule EBA_v22095 (tab J0200) : Duration

Regulation (EU) No 575/2013 (CRR) · Art. 488

Treatment of two-legs derivatives and validation Rule EBA V16337 (Tab J0200)

Regulation (EU) No 575/2013 (CRR) · Art. 488

Treatment of feature of tranching for mortgage backed securities

Regulation (EU) No 575/2013 (CRR) · Art. 325N

Computation of the secured part of Non-IPRE according to Art.125(1)

Regulation (EU) No 575/2013 (CRR) · Art. 125

Internal Model Method

Regulation (EU) No 575/2013 (CRR) · Art. 284

Report charges and rejections

Regulation (EU) 2024/886 (IPR) · Art. IPR report

Finalised Comprehensive List of DORA questions

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

Definition on ICT services

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA) · Art. Article 3 (21)

Definition of financial institution under Article 4(1)(26)

Regulation (EU) No 575/2013 (CRR) · Art. 4

Remittance date for quarterly iMREL/iTLAC Q1 2025

Directive 2014/59/EU (BRRD) · Art. 2

Definition of ancillary services undertaking under Article 4(1)(18)

Regulation (EU) No 575/2013 (CRR) · Art. 4

Validation Rule for Marginal Impact of Reintegration of CVA Exemptions

Regulation (EU) No 575/2013 (CRR) · Art. 430

Mixing approaches (loan-splitting, ETV) for real estate exposures collateralised by multiple immovable properties

Regulation (EU) No 575/2013 (CRR) · Art. 124/125/126

Calculating ETV in case of a broken sequence of mortgages

Regulation (EU) No 575/2013 (CRR) · Art. 124

Clarifications on the perimeter of templates 2 and 5 Collateralized loans portfolio

Regulation (EU) No 575/2013 (CRR) · Art. 449a

Applicability of DORA and TFR requirements to VASPs

Directive 2022/2556/EU (DORA Dir) · Art. Regulation (EU) 2023/1113 (TFR) and Regulation (EU) 2022/2554 (DORA)

Applicability of DORA to third country investment firms

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA) · Art. article 2(1)(e) DORA

Reporting framework 4.0 Validation rules release (new format) (Uploaded on 19/12/2024)

Regulation (EU) No 575/2013 (CRR) · Art. Article 123a

Applicability of Regulation (EU) 2022/2554 (DORA) to ICT services provided by financial entities.

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 30

C14.00 - v7364_m - Type of Assets (column 0160)

Regulation (EU) No 575/2013 (CRR) · Art. 243

Applicable accounting standard for calculation of turnover

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

Art. 1 ust. 1 DORA - systems supporting the business processes of financial entities

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

art. 3 ust. 21

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

Financial entities subject to supervisory mechanisms as ICT third-party service providers.

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 30

Reporting the fair value adjustments from macro fair value hedges in NSFR templates (C 80.00 and C 81.00)

Regulation (EU) No 575/2013 (CRR) · Art. 427, 428

Definition of "Distribution" Revenue

Regulation (EU) 2019/2088 - Sustainable Finance Disclosure Regulation (SFDR) · Art. ESMS Final Report Guidelines on funds’ names using ESG or sustainability-related terms page 7

Reporting of callable AT1, T2 and MREL/TLAC instruments

Regulation (EU) No 575/2013 (CRR) · Art. 428j(2), 428ak, 428ap

Denominator for GAR Green Asset Ratio (%) Calculation

Regulation (EU) No 575/2013 (CRR) · Art. 449a

OFR for operational risk on the date 31 December 2024

Regulation (EU) No 575/2013 (CRR) · Art. Art. 311a-315 CRR3

Definition of residential/commercial immovable property in FINREP reporting under CRR3

Regulation (EU) No 575/2013 (CRR) · Art. 430

Trade exposures to Qualifying Central Counterparties and collateral substitution

Regulation (EU) No 575/2013 (CRR) · Art. 401

Standardised Approach Original Exposure pre conversion factors

Regulation (EU) No 575/2013 (CRR) · Art. 111