EU Financial Regulatory Q&A Database

Validation rules taxonomy V4.0 C_10.00

Regulation (EU) No 575/2013 (CRR) · Art. v23056_m

Validation rules taxonomy V4.0 C_10.00

Regulation (EU) No 575/2013 (CRR) · Art. v23055_m

Validation rules taxonomy V4.0 C_10.00

Regulation (EU) No 575/2013 (CRR) · Art. v23054_m

Validation rules taxonomy V4.0 C_10.00

Regulation (EU) No 575/2013 (CRR) · Art. v23053_m

Validation rules taxonomy V4.0 C_10.00

Regulation (EU) No 575/2013 (CRR) · Art. v23052_m

Validation rules taxonomy V4.0 C_08.01.a,C_08.02,C_09.02

Regulation (EU) No 575/2013 (CRR) · Art. v7551_m

Validation rules taxonomy V4.0 C08.01/C08.02

Regulation (EU) No 575/2013 (CRR) · Art. v10664_m

Inconsistency in the formulation of conditions for Hard Tests

Regulation (EU) No 575/2013 (CRR) · Art. 125, 126, 199

Interpretation of the treatment of covered bonds under the large exposures' regime in accordance with Article 395 of the CRR and the possibility of exposure reduction pursuant to Article 399 of the CRR.

Regulation (EU) No 575/2013 (CRR) · Art. 400

Can a receivable be identified as IPRE if a mortgage exists, but the securing property is not recognised as collateral?

Regulation (EU) No 575/2013 (CRR) · Art. 124

Taxonomy 4.0: The validation rules v7538_m and v7546_m perform consistent cross-checks?

Regulation (EU) No 575/2013 (CRR) · Art. 147

Template C34.01 and C90.00: Using absolute values of individual long (short) positions to calculate aggregated long (short) position

Regulation (EU) No 575/2013 (CRR) · Art. 94 / 273a / 325a

DPM 3.5 - Diversity Benchmarking - v22547_a & v22587_m

Directive 2013/36/EU (CRD) · Art. NA

Calculation of the standardised total risk exposure amount or S-TREA under Article 92(25)

Regulation (EU) No 575/2013 (CRR) · Art. 92

Appropriate CR SA sub-exposure class categorisation (line items reported within C02.00, C07.00 and C09.01, where applicable) of the portion of an exposure “secured by mortgages on immovable property” which is also secured by cash or subject to other form of credit protection such as eligible guarantees.

Regulation (EU) No 575/2013 (CRR) · Art. 124

Post-trade deferral regime for bonds, ETCs, ETNs and SFPs under the draft RTS 2 published by ESMA on 16 December 2024

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets · Art. Draft RTS 2 as published by ESMA on 16 December 2024

Quality Control ID EGDQ_0764 for Annex I, INSTRUCTIONS FOR REPORTING ON SPECIFIC REQUIREMENTS FOR MARKET RISK, Template ({C90.00,r0010,c0080})

Regulation (EU) No 575/2013 (CRR) · Art. 445

BTAR voluntary disclose and DPM templates

Regulation (EU) No 575/2013 (CRR) · Art. ANNEX XL - Instructions for disclosure of ESG risks

Risk weighting attributed to gold in the form of a commodity

Regulation (EU) No 575/2013 (CRR) · Art. 4

Calculation of the Exposure-to-Value (ETV) ratio and risk weighting when dealing with complex collateral structures

Regulation (EU) No 575/2013 (CRR) · Art. 124, 125, and 126

Definition and Scope of DORA

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 3

Large Exposures Reporting: Labelling of transactions where there is an exposure to underlying assets

Regulation (EU) No 575/2013 (CRR) · Art. 390

Reporting framework 4.0 Validation rules release (new format) (Uploaded on 19/12/2024)

Regulation (EU) No 575/2013 (CRR) · Art. Articles 125-126

Reporting framework 4.0 Validation rules

Regulation (EU) No 575/2013 (CRR) · Art. Article 47c

Clarification on Risk Weight Assignment for ADC Exposures in Default

Regulation (EU) No 575/2013 (CRR) · Art. Article 127

Definition of landline services

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 3

Validation rules taxonomy V4.0 C_08.01.a,C_09.02 - v1672_m

Regulation (EU) No 575/2013 (CRR) · Art. v1672_m

Risk Weights for International Organisations under the Standardised Approach

Regulation (EU) No 575/2013 (CRR) · Art. 118

Dora agreements - ICT service supports a CIF

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 3

Register of ICT Services

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 3

Definition of ICT service

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 3

Use of ECAIs' ratings for risk-weighting purposes under Regulation (EU) No. 575/2013, as last modified by Regulation (EU) 2024/1623 of the European Parliament and of the Council of 31 May 2024 ("CRR")

Regulation (EU) No 575/2013 (CRR) · Art. 135

Validation rules taxonomy V4.0 C_08.01.a,C_09.02 - v0418_m

Regulation (EU) No 575/2013 (CRR) · Art. v0418_m

EBA Remuneration Diversity Benchmarking - R23.00 - Reporting of not applicable (n/a) gender pay gap

Directive 2013/36/EU (CRD) · Art. 41

Application of real estate valuation principles to AIRB

Regulation (EU) No 575/2013 (CRR) · Art. 229

Disclosures of Number of Staff Management body in its supervisory function in FINREP Template 44.4

Regulation (EU) No 575/2013 (CRR) · Art. Annex V. Part 2.

Identificación entidad financiera responsable del reporte DORA - Identification of the financial entity responsible for the DORA reporting

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 28

FINREP – Template 40 Group structure (40.1 “entity-by entity” – 40.2 “instrument-by-instrument”) – Notion of Group scope

Regulation (EU) No 575/2013 (CRR) · Art. ANNEX V

Interaction between CRR3 article 124 and article 193

Regulation (EU) No 575/2013 (CRR) · Art. 124

New exemptions for fungible securities in Prospectus Regulation.

Prospectus Regulation 2017/1129

Domestic sovereign debt

Regulation (EU) No 575/2013 (CRR) · Art. 430

Application of general requirements of Chapter 6 of the Regulation (EU) No 575/2013 regarding the definition of own funds

Directive 2015/2366/EU (PSD2) · Art. 4,8,9

Instructions for completing the register of information-Functions identification-Licenced activity

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 28

Calculation of minimum lease payments in case of operational lease

Regulation (EU) No 575/2013 (CRR) · Art. 134

Entities conducting limited financial activity which qualify for exemptions from AMLD4

Directive (EU) 2015/849 (AMLD) · Art. Article 2(3) 4AMLD

C 73.00 validation rules v7585_m and v7630_m (outflows secured with level 2B assets)

Regulation (EU) No 575/2013 (CRR) · Art. 412

Valuation of non-CET1 instruments

Regulation (EU) No 575/2013 (CRR) · Art. 80

Incident report submission format

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

Application of formulae v23061_m on r0180

Regulation (EU) No 575/2013 (CRR) · Art. v23061_m

currencies Lithuanian Litas and Croatian Kuna

Regulation (EU) No 575/2013 (CRR) · Art. 99