EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
7,361 Q&As matching current filters · page 143 of 148
Intermediate Parent Undertaking
Directive 2013/36/EU (CRD) · Art. 21b
Submitted 2021-07-14
Interdependent assets and liabilities – NSFR treatment for centralised regulated savings
Regulation (EU) No 575/2013 (CRR) · Art. 428f
Submitted 2021-07-12
Definition of parent undertaking for the purposes of CRR
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2021-07-09
Deduction of software assets from Common Equity Tier 1 capital (hereinafter CET1) for investment firms of Class 2 and Class 3
Regulation (EU) No 575/2013 (CRR) · Art. 36
Submitted 2021-07-07
Legitimacy of the suspension of the accounts of one or more users by the owner of a digital platform, upon request of an obliged entity, due to suspicious transactions executed on the digital platform.
Directive (EU) 2015/849 (AMLD) · Art. 35
Submitted 2021-06-23
Specific Wrong-Way risk (SWWR) – Identification and treatment with respect to transactions referencing a basket of names or an index
Regulation (EU) No 575/2013 (CRR) · Art. 291
Submitted 2021-06-22
Exemption from and alternatives to deduction from Common Equity Tier 1 items
Regulation (EU) No 575/2013 (CRR) · Art. 46, 48
Submitted 2021-05-28
Arrears Breakdown and Number Of Days In Arrears fields
Securitisation Regulation (EU) 2017/2402
Submitted 2021-05-28
treatment of uncommitted facilities / limits
Regulation (EU) No 575/2013 (CRR) · Art. 166
Submitted 2021-05-02
Point in time when facility or limit is considered to be a commitment
Regulation (EU) No 575/2013 (CRR) · Art. 166
Submitted 2021-05-02
Treatment of committed facilities with unadvised limits
Regulation (EU) No 575/2013 (CRR) · Art. 166
Submitted 2021-05-02
Electronic Identification Process
Directive (EU) 2015/849 (AMLD) · Art. 13
Submitted 2021-02-09
Definition of subsidiary for the purposes of the CRR
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2020-10-22
Determination of a default risk-free discount factor
Regulation (EU) No 575/2013 (CRR) · Art. 132c
Submitted 2020-09-24
Benificial Owner in chain of controlle constilations involving nominee shareholders
Directive (EU) 2015/849 (AMLD) · Art. 3
Submitted 2020-09-15
Regarding payments between PSPs
Regulation (EU) 2015/847 (WTR) (recast) · Art. 2
Submitted 2020-08-24
Institution responsible for compliance with the requirements on a consolidated basis in a horizontally consolidated group
Regulation (EU) No 575/2013 (CRR) · Art. 18
Submitted 2020-08-13
Mapping to exposure classes
Regulation (EU) No 575/2013 (CRR) · Art. 112
Submitted 2020-07-25
Record Retention - Struck Off Obliged Entities
Directive (EU) 2015/849 (AMLD) · Art. 40, 42
Submitted 2020-07-10
Scope and application of the RTS on implementation of group wide AML/CFT policies in third countries
Directive (EU) 2015/849 (AMLD) · Art. 45
Submitted 2020-07-02
Definition of a financial institution as regards the application of the Delegated Regulation
Directive (EU) 2015/849 (AMLD) · Art. Article 45
Submitted 2020-06-17
Definition of qualifying holding according to Article 4 (1) 36 CRR2
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2020-06-05
Treatment of non-withdrawable central bank reserves on C 66.
Regulation (EU) No 575/2013 (CRR) · Art. Article 415
Submitted 2020-06-02
Implementation of this article for subsidiaries that do not belong to the same resolution group as the EU parent institution.
Regulation (EU) No 575/2013 (CRR) · Art. 72e
Submitted 2020-01-27
Supervisory disclosure in relation to transferred credit risk
Directive 2013/36/EU (CRD) · Art. 144
Submitted 2020-01-24
Treatment of unfunded default fund contributions.
Regulation (EU) No 575/2013 (CRR) · Art. Articel 429
Submitted 2020-01-06
Off balance sheet items in scope of the credit risk framework
Regulation (EU) No 575/2013 (CRR) · Art. 5
Submitted 2019-10-24
Eligibility of convertible instruments as financial collateral
Regulation (EU) No 575/2013 (CRR) · Art. 197
Submitted 2019-02-04
Clarification of negative RWA--, Annex III, Benchmarking exercise
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2019-01-14
Treatment of CIUs in internal model for market risk – partial use
Regulation (EU) No 575/2013 (CRR) · Art. 350
Submitted 2018-11-20
Treatement of liquidity generated by the overnight maturity of Withdrawable Central Cank reserve in Counterbalancing Capacity panel of Template C66
Regulation (EU) No 575/2013 (CRR) · Art. 415
Submitted 2018-10-09
Definition of RWA and RWA
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2018-09-25
Definition of numerator for loss rate
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2018-09-25
Definition of PD/PD for RWA/RWA
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2018-09-25
Reporting of collateral type in the template C 102
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2018-09-12
Supervisory Formula Method - calculation of parameters
Regulation (EU) No 575/2013 (CRR) · Art. 262
Submitted 2018-09-11
EBA ITS package for 2019 benchmarking exercise (Annex V, credit spread instruments)
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2018-09-07
Benchmarking - Market risk - instrument specification
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2018-09-07
Reporting of RWA and RWA in Template C.103 of the Benchmarking exercise.
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2018-07-10
Template 2 EU LI2 EBA/GL/2016/11 (Main sources of differences between regulatory exposure amounts and carrying values in fin statements)
Regulation (EU) No 575/2013 (CRR) · Art. 111, 166
Submitted 2018-05-08
Risk weighted assets calculation under Article 119(2) of the CRR
Regulation (EU) No 575/2013 (CRR) · Art. 114, 119
Submitted 2018-03-08
SCV file test requirements by 3 July 2019
Directive 2014/49/EU (DGSD) · Art. 4
Submitted 2018-02-27
Impact of a profit and loss transfer agreement under German company law on the eligibility of CET1 instruments for subsidiaries having full discretion on contributing common equity tier 1 capital as defined in Article 26 of the CRR
Regulation (EU) No 575/2013 (CRR) · Art. 28
Submitted 2018-01-22
Value for column c040 of template C 101.00 in case of counterparties with multiple ratings
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-12-15
Market risk benchmarking – specification of portfolio 10
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-12-01
Weighted average risk weight calculation of the securitised exposures for an unrated securitisation position in STD according to Article 253
Regulation (EU) No 575/2013 (CRR) · Art. 253
Submitted 2017-12-01
CAP for synthetic securitisations of originator institutions in STD based on Article 252
Regulation (EU) No 575/2013 (CRR) · Art. 252
Submitted 2017-12-01
Market risk benchmarking – specification of portfolio 12
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-12-01
Market risk benchmarking – specification of portfolio 15
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-12-01
Market risk benchmarking – specification of portfolio 20
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-12-01
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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