EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
1,661 Q&As matching current filters · page 14 of 34
Services of credit bureaus under DORA
Directive 2022/2556/EU (DORA Dir) · Art. 3(21) and 3(19)
Submitted 2024-02-05
Consideration of CDS on itraxx main and itraxx crossover as eligible hedges in SA-CVA
Regulation (EU) No 575/2013 (CRR) · Art. 382
Submitted 2024-02-05
impelemtation of Article 10 (4)
Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA) · Art. „4. Data reporting service providers shall, in addition, have in place systems that can effectively check trade reports for completeness, identify omissions and obvious errors, and request re-transmission of those reports.”
Submitted 2024-02-02
Grace period for existing contractual arrangements in the register of information
Regulation (EU) No 2022/2554 (DORA Reg) · Art. 28
Submitted 2024-01-30
Applying adjustments and deductions in Article 36 in full
Regulation (EU) No 575/2013 (CRR) · Art. 48
Submitted 2024-01-30
Outflow of liquidity facilities provided to an SSPE
Regulation (EU) No 575/2013 (CRR) · Art. 424
Submitted 2024-01-29
Template 2: Banking book - Climate change transition risk: Loans collateralised by immovable property - Energy efficiency of the collateral
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Submitted 2024-01-29
clarification which EBA Q&A to apply: EBA Q&A 2017_3277 or EBA Q&A 2023_6791
Regulation (EU) No 575/2013 (CRR) · Art. 78
Submitted 2024-01-25
Can Taxonomy eligible but not aligned exposure be included into template 10 “Other climate change mitigating actions that are not covered in the EU Taxonomy”
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Submitted 2024-01-24
Assignment of a 0% risk weight to equity exposures to subsidiaries that are not institutions
Regulation (EU) No 575/2013 (CRR) · Art. 113
Submitted 2024-01-24
Definition of "financial holding company"
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2024-01-23
DORA, Article 3 - definition of microenterprise and small enterprise
Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)
Submitted 2024-01-23
Clarification on How the Guidelines Impact Vendors Whose Products are Not Deemed as Outsourcing Arrangements
Directive 2013/36/EU (CRD) · Art. EBA Guidelines on Outsourcing Arrangements
Submitted 2024-01-19
EBA validation rule v2853
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2024-01-19
Sovereign credit assessment to apply to exposure of central government, central bank and government-100%-owned central bank.
Regulation (EU) No 575/2013 (CRR) · Art. 114
Submitted 2024-01-18
Scope of market risk inclusion
Regulation (EU) No 575/2013 (CRR) · Art. 333
Submitted 2024-01-17
C.34.07 invalid validation rule EGDQ_0802 and EGDQ_0803
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2024-01-12
Clarification on the application of the Transparency Directive, particularly Article 13, 1b, and its subsequent sub-points, in the context of synthetic shares
Transparency Directive (TD) Directive 2004/109/EC · Art. ESMA Indicative list of financial instruments that are subject to notification requirements according to Article 13(1b) of the revised Transparency Directive
Submitted 2024-01-03
Template 2 - Energy efficiency of the collateral without EPC label
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Submitted 2023-12-21
Automatic cancellation of commitments qualified as unconditionally cancellable commitments (UCC)
Regulation (EU) No 575/2013 (CRR) · Art. 111, 166, Annex I
Submitted 2023-12-21
rho_delta used for aggregation non GIRR Vega sensitivities
Regulation (EU) No 575/2013 (CRR) · Art. 325ay
Submitted 2023-12-21
Validation rules v11886_m and v11887_m
Regulation (EU) No 575/2013 (CRR) · Art. 430, 452(g)
Submitted 2023-12-21
on demand and short notice vs. other term loans
Regulation (EU) No 575/2013 (CRR) · Art. Annex V
Submitted 2023-12-21
Request for Clarification on Article 28(3) of Regulation (EU) 2022/2554
Regulation (EU) No 2022/2554 (DORA Reg) · Art. 28
Submitted 2023-12-21
New EBA Validation rules taxonomy 3.2 in C.14.00 CR SEC Details v7364_m consistency
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2023-12-21
Requirement for loan agents to register as payment service providers under EU's Second Payment Services Directive 2015/2366 ("PSD2").
Directive 2015/2366/EU (PSD2) · Art. 4
Submitted 2023-12-21
Reconciliation between Additional Liquidity? monitoring tools (ALMM) and FINREP
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2023-12-21
Mandatory substitution approach according to Article 403 when applying the CCR exposure value calculation as set out in Sections 3 to 5 of Chapter 6 of Title II of Part Three of Regulation (EU) No 575/2013 (Derivatives and Long Settlement Transactions)
Regulation (EU) No 575/2013 (CRR) · Art. 403
Submitted 2023-12-21
Template 3, Climate Change Alignment Metrics
Regulation (EU) No 575/2013 (CRR) · Art. 434a
Submitted 2023-12-21
Treatment of RNIME (Risks not in the model engine) in COREP reporting
Regulation (EU) No 575/2013 (CRR) · Art. 3
Submitted 2023-12-21
Corep reporting C 34.06 – Top 20 counterparties - validation rule EBA_v10236
Regulation (EU) No 575/2013 (CRR) · Art. 282
Submitted 2023-12-21
Template 4 - Exposures to top 20 carbon-intensive firms
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Submitted 2023-12-21
Template 3, Climate Change Alignment Metrics
Regulation (EU) No 575/2013 (CRR) · Art. 434a
Submitted 2023-12-21
Treatment of credit institutions from the UK in terms of limits to large exposures
Regulation (EU) No 575/2013 (CRR) · Art. 391
Submitted 2023-12-21
ESG P3 - Template 2 and 5 - Sectors to be included for loans collateralized by RRE/CRE
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Submitted 2023-12-21
Misalignment between table 2 Annex XXXIX and Annex XL
Regulation (EU) No 575/2013 (CRR) · Art. 449a; 435
Submitted 2023-12-21
Taps on callable Eligible Liabilities
Regulation (EU) No 575/2013 (CRR) · Art. 72c
Submitted 2023-12-21
Applying a credit risk mitigation technique for large exposure purposes
Regulation (EU) No 575/2013 (CRR) · Art. 399
Submitted 2023-12-21
ESG P3 - Template 1, 5 and 7 disclosure of subsidiaries, joint venture and associates
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Submitted 2023-12-21
Software companies
Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA) · Art. On Draft Implementing Technical Standards to establish the templates composing the register of information in relation to all contractual arrangements on the use of ICT services provided by ICT third-party service providers as mandated by Regulation (EU)
Submitted 2023-12-20
Software distributors
Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA) · Art. On Draft Implementing Technical Standards to establish the templates composing the register of information in relation to all contractual arrangements on the use of ICT services provided by ICT third-party service providers as mandated by Regulation (EU)
Submitted 2023-12-20
Fair value adjustments that arise as a result of applying fair value hedge accounting
Regulation (EU) No 575/2013 (CRR) · Art. 111, 113 an 166
Submitted 2023-11-06
Exposures for trades at QCCPs (excluding initial margin and default fund contributions)
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2023-11-04
Categorisation of indirect exposures to collateral issuers
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2023-11-03
Whether the derogation under Article 500a(2) CRR should also be recognised in Article 395(5) CRR.
Regulation (EU) No 575/2013 (CRR) · Art. 395
Submitted 2023-11-02
Non-retail and term deposits where a flow is expected within 30 calendar days even if the maturity date is after 30 days
Regulation (EU) No 575/2013 (CRR) · Art. 415
Submitted 2023-10-31
CVA hedges in the calculation of UCS
Regulation (EU) No 575/2013 (CRR) · Art. 105
Submitted 2023-10-30
Applicability of the Guidelines of the Committee of European Banking Supervisors on the management of operational risks in market-related activities (12 October 2010)
Regulation (EU) No 575/2013 (CRR) · Art. Not applicable
Submitted 2023-10-28
Definition of elligible capital
Regulation (EU) No 575/2013 (CRR) · Art. 517
Submitted 2023-10-23
Deductions from Common Equity Tier 1 items
Regulation (EU) No 575/2013 (CRR) · Art. 3
Submitted 2023-10-23
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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