EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
7,005 Q&As · page 139 of 141
Issued share capital and saving shares
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2013-01-29
Instruments giving claims to shares not yet issued (Subscription rights, convertible bonds)
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2013-01-29
Equivalence decision for third countries
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2013-01-29
Put on hold confirmation in the context of intra-day short sales
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2013-01-29
Main national indices for the purpose of Article 6(4) of the ITS
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2013-01-29
Net short positions - Reporting by groups
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2013-01-29
Covering a short sale and rolling of a repo
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2013-01-29
Telephone call registrations as adequate durable medium for retaining evidence
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2013-01-29
Net short positions - Reporting by a legal entity within a group when the group no longer cross a threshold
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2013-01-29
Calculation of the duration-adjusted net short position
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-10-10
Change in the duration of the position held and notification requirements
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-10-10
Net short positions - Net short positions arising from non-management activities and calculation at group level
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-10-10
Calculation of the amount of outstanding debt on a duration adjusted basis
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-10-10
Net short positions - Calculation and reporting by single legal entities performing both management and non-management activities
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-10-10
Net short positions - Simultaneous crossing of threhsolds at group and legal entities levels
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-10-10
Duration formula to use in the calculation of net short positions
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-10-10
Interest rate swaps
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-10-10
Rounding net short positions expressed in percentages
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-10-10
Net short positions - Reporting by funds managed by the same management entity
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-10-10
Change in a net short position already notified
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-10-10
Correlation test between two sovereign issuers
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-10-10
Net short positions - Calculation and reporting for a group constituted only of legal entities performing exclusively management activities
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-10-10
Net short positions - Meaning of investment strategies
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-10-10
Net short positions - Delegation to calculate the net short position by single legal entities performing both management and non-management activities
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-10-10
Net short positions - Reporting by a legal entity within a group
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-10-10
Notifications of net short positions existing prior to the application of the Regulation
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Late submissions of notifications, cancellations or modifications of net short positions
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Covering a short sale with an agreement entered into by another legal entity of the same group
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Late publication of a timely submission of a disclosable net short position
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Publication of late submission of disclosable net short positions
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Sovereign debt securities in foreign currency
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Covering of a short sale on sovereign debt with a repo contract
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Sovereign debt - Market operators considered as third parties with whom arrangements can be made
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Date and time of first notification and/or publication
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Trading days to use for the notifications or disclosures
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Uncovered Credit Default Swap - Uncovered CDS restriction and protection seller
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Umbrella structures and master feeder structures
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Uncovered Credit Default Swap - Using a sovereign CDS position to hedge the risk related to another CDS position
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Submission of the notifications to competent authorities
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Management of first time notifications
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Shares in funds
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Enforcement - Sanctioning of violations
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Share dividend distribution and lending agreements
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Shares received under a bonus share issue or a share dividend distribution
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Application outside the EU and to non-EU persons
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
EU Sovereign CDS trades booked outside the EU
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Third country branches
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Shares of companies in scope
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Financial instruments covered
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Shares - Restriction on uncovered short sales in shares and instruments giving claims to as yet unissued shares (subscription rights, convertible bonds)
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Answered 2012-09-13
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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