Telephone call registrations as adequate durable medium for retaining evidence
- Regulation
- Short Selling Regulation (SSR) Regulation (EU) No 236/2012
- Topic
- Uncovered short sales
- Submitted
- 2013-01-29
- Answered
- 2013-01-29
Question
Answer
This Q&A is published by European Securities and Markets Authority and is non-binding. It does not constitute legal advice. Updated weekly from official ESA sources.
Similar Q&As
Record keeping of the relevant evidence on a durable medium
Answered 2013-01-29
Recording of telephone conversations and electronic communications
Answered 2016-10-10
Recording of telephone conversations and electronic communications
Answered 2017-07-10
Recording of telephone conversations and electronic communications
Answered 2016-10-10
Recording of telephone conversations and electronic communications
Answered 2016-10-10
More Q&As on this topic
Easy-to-borrow list and locate arrangement
Answered 2018-05-28
Shares - Covering a short sale with claims to as yet unissued shares (subscription rights, convertible bonds)
Answered 2018-02-05
Uncovered Credit Default Swap - Differences in durations of the sovereign CDS position and the hedged exposure
Answered 2013-01-29
Put on hold confirmation in the context of intra-day short sales
Answered 2013-01-29
Uncovered Credit Default Swap - Use of a sovereign CDS position to hedge different risks
Answered 2013-01-29
📋 Track EU financial regulation continuously
Forseti monitors EU financial regulation and delivers personalised alerts anchored to verified official sources.
14-day free trial. No credit card required.