ESMA · ESMA_QA_1902 Answer Published

Submission of the notifications to competent authorities

Regulation
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Topic
Transparency of net short positions
Submitted
2012-09-13
Answered
2012-09-13
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Question

How is a notification and/or disclosure to be submitted?

Answer

[ESMA70-145-408 SSR Q&A, Q&A 5.4] Regulatory and implementing technical standards have been published specifying the details of the information on net short positions to be provided to the competent authorities and disclosed to the public. The reporting channel (e.g. via fax, electronic systems, web-based solutions) will be specified by each competent authority on its website or on a website it supervises. ESMA will publish on its website the links to the relevant web page ( http://www.esma.europa.eu/page/Short-selling ).
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This Q&A is published by European Securities and Markets Authority and is non-binding. It does not constitute legal advice. Updated weekly from official ESA sources.

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