ESMA · ESMA_QA_1959 Answer Published

Enforcement - Sanctioning of violations

Regulation
Short Selling Regulation (SSR) Regulation (EU) No 236/2012
Topic
Other SSR-related topics
Submitted
2012-09-13
Answered
2012-09-13
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Question

How will any violations of the provisions of the Regulation be sanctioned?

Answer

[ESMA70-145-408 SSR Q&A, Q&A 13.1] Pursuant to Article 41 of the Regulation, rules on penalties and administrative measures shall be established by Member States and notified to ESMA. In addition, ESMA has to publish a list of the existing penalties and administrative measures applicable in Member States on its website ( http://www.esma.europa.eu/page/Short-selling ).
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This Q&A is published by European Securities and Markets Authority and is non-binding. It does not constitute legal advice. Updated weekly from official ESA sources.

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