EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

EBA 4,405ESMA 1,526EIOPA 2,635Joint Committee 256
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8,822 Q&As matching current filters · page 131 of 177

Own funds - Prudential Filters

Regulation (EU) No 575/2013 (CRR) · Art. 32, 33

EBA Final Q&A

Answered 2014-07-04

Supervisory reporting of bonds issued by promotional banks

Regulation (EU) No 575/2013 (CRR) · Art. 416

EBA Final Q&A

Answered 2014-07-04

Treatment of SME-supporting factor in the case of secured exposures.

Regulation (EU) No 575/2013 (CRR) · Art. 501

EBA Final Q&A

Answered 2014-07-04

Tier 2 instruments

Regulation (EU) No 575/2013 (CRR) · Art. 63

EBA Final Q&A

Answered 2014-07-04

Eligibility of capital instruments for classification as Common Equity Tier 1 instruments when the instruments are supplemented by a contractual obligation of the majority-holder of those instruments to pay compensation to the minority shareholders even in loss years

Regulation (EU) No 575/2013 (CRR) · Art. 28

EBA Final Q&A

Answered 2014-07-04

Exemption from deduction of Equity Holdings in an insurance company from CET1

Regulation (EU) No 575/2013 (CRR) · Art. 471

EBA Final Q&A

Answered 2014-07-04

Minimum reserve requirement

Regulation (EU) No 575/2013 (CRR) · Art. 412

EBA Final Q&A

Answered 2014-07-04

Netting of DTAs and DTLs

Regulation (EU) No 575/2013 (CRR) · Art. 38, 48

EBA Final Q&A

Answered 2014-06-27

Collateral Swaps Scope

Regulation (EU) No 575/2013 (CRR) · Art. 416

EBA Final Q&A

Answered 2014-06-27

Retail exposure class and risk weight for exposure value of derivative instruments

Regulation (EU) No 575/2013 (CRR) · Art. 123

EBA Final Q&A

Answered 2014-06-27

Calculation of retail exposures under Article 123(c) of Regulation (EU) No 575/2013 (CRR)

Regulation (EU) No 575/2013 (CRR) · Art. 123

EBA Final Q&A

Answered 2014-06-27

Reporting on own funds and own funds requirements - Exposure value calculation

Regulation (EU) No 575/2013 (CRR) · Art. 111, 389

EBA Final Q&A

Answered 2014-06-27

Allocation of loans and advances secured by more than one type of collateral in F 05.00 Breakdown of loans and advances by product

Regulation (EU) No 575/2013 (CRR) · Art. Art 99

EBA Final Q&A

Answered 2014-06-27

Template 5 - Missing Validation Rule

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-06-27

Supervisory Reporting (FINREP templates), 40.1 Group structure: “entity-by-entity”

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-06-27

Outflows from credit and liquidity facilities

Regulation (EU) No 575/2013 (CRR) · Art. 424

EBA Final Q&A

Answered 2014-06-27

COREP CR IRB - Calculation of column 10 - obligor PD with or without CRM technique

Regulation (EU) No 575/2013 (CRR) · Art. 180

EBA Final Q&A

Answered 2014-06-27

Supervisory Reporting requirements of branches in host countries

Regulation (EU) No 575/2013 (CRR) · Art. n/a

EBA Final Q&A

Answered 2014-06-27

Liquidity-sub group

Regulation (EU) No 575/2013 (CRR) · Art. 8

EBA Final Q&A

Answered 2014-06-27

Bestimmung der Forderungsklasse für börslich gehandelte Optionen, Warrants und Futures / Determination of the exposure class for exchange-traded options, warrants and futures

Regulation (EU) No 575/2013 (CRR) · Art. 112

EBA Final Q&A

Answered 2014-06-20

Definition of liquidity facility

Regulation (EU) No 575/2013 (CRR) · Art. 424, 425

EBA Final Q&A

Answered 2014-06-20

Calculation of outstanding Tier 2 capital, following pre-payment of amounts that have been amortised or phased-out

Regulation (EU) No 575/2013 (CRR) · Art. 64

EBA Final Q&A

Answered 2014-06-20

Capital instruments that were issued with an incentive to redeem but no longer contain one

Regulation (EU) No 575/2013 (CRR) · Art. 63, 489, 490

EBA Final Q&A

Answered 2014-06-20

First time application of country-by-country reporting – interaction between Article 89 paragraphs (1) and (2)

Directive 2013/36/EU (CRD) · Art. 89

EBA Final Q&A

Answered 2014-06-06

What is ‘turnover’ for the purposes of Country-by-Country reporting?

Directive 2013/36/EU (CRD) · Art. 89

EBA Final Q&A

Answered 2014-06-06

Definition of ‘establishment’ for the purposes of Country-by-Country reporting – scope of consolidation

Directive 2013/36/EU (CRD) · Art. 89

EBA Final Q&A

Answered 2014-06-06

Treatment as own funds under Regulation (EU) No 575/2013 (CRR)

Regulation (EU) No 575/2013 (CRR) · Art. 52, 63, 484

EBA Final Q&A

Answered 2014-06-06

Lower maximum penalties for natural persons

Directive 2013/36/EU (CRD) · Art. 66

EBA Final Q&A

Answered 2014-06-06

Definition of counterparty for the purpose of applying on-balance sheet netting

Regulation (EU) No 575/2013 (CRR) · Art. 195

EBA Final Q&A

Answered 2014-06-06

Interpretation of Article 325b of Regulation (EU) No 575/2013 (CRR)

Regulation (EU) No 575/2013 (CRR) · Art. 325b

EBA Final Q&A

Answered 2014-06-06

Scope of "undertaking" in Article 325 (1) of Regulation (EU) No 575/2013 (CRR)

Regulation (EU) No 575/2013 (CRR) · Art. 325

EBA Final Q&A

Answered 2014-06-06

Grandfathering of Own Funds Instruments

Regulation (EU) No 575/2013 (CRR) · Art. 484

EBA Final Q&A

Answered 2014-06-06

Capital buffers

Directive 2013/36/EU (CRD) · Art. 131

EBA Final Q&A

Answered 2014-06-06

Clarifications with respect to Commission Implementing Regulation (EU) No. 1423/2013 (ITS on disclosure of own funds requirments)

Regulation (EU) No 575/2013 (CRR) · Art. 437

EBA Final Q&A

Answered 2014-05-28

Grandfathering of own funds

Regulation (EU) No 575/2013 (CRR) · Art. 52

EBA Final Q&A

Answered 2014-05-28

Conversion of the total amount owed to institution from national currency to EUR

Regulation (EU) No 575/2013 (CRR) · Art. 501

EBA Final Q&A

Answered 2014-05-28

High Income OECD countries and High Income Euro Area countries as defined in the OECD

Regulation (EU) No 575/2013 (CRR) · Art. 137

EBA Final Q&A

Answered 2014-05-23

Application of phase-in regime

Regulation (EU) No 575/2013 (CRR) · Art. 472, 475, 477

EBA Final Q&A

Answered 2014-05-23

Passporting for financial institutions

Directive 2013/36/EU (CRD) · Art. 34

EBA Final Q&A

Answered 2014-05-23

Validations

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-05-23

Grandfathering

Regulation (EU) No 575/2013 (CRR) · Art. 486, 487, 488

EBA Final Q&A

Answered 2014-05-23

CVA for client exposures

Regulation (EU) No 575/2013 (CRR) · Art. 382

EBA Final Q&A

Answered 2014-05-23

Conditions for application of 4% risk weight

Regulation (EU) No 575/2013 (CRR) · Art. 305

EBA Final Q&A

Answered 2014-05-23

Risk Committee (old CCP question 20 dated 21/05/2014)

Regulation 648/2012 - OTC derivatives, central counterparties and trade repositories (EMIR) - CCPs · Art. Article 28 of EMIR - old CCP question 20 dated 21/05/2014

ESMA Answer Published

Answered 2014-05-21

Prudential Requirements (old CCP question 21 dated 21/05/2014)

Regulation 648/2012 - OTC derivatives, central counterparties and trade repositories (EMIR) - CCPs · Art. Guideline and Recommendation 3(b)(v) - old CCP question 21 dated 21/05/2014

ESMA Answer Published

Answered 2014-05-21

Organisational requirements (old CCP question 13 dated 21/05/2014)

Regulation 648/2012 - OTC derivatives, central counterparties and trade repositories (EMIR) - CCPs · Art. Article 26 of EMIR - old CCP question 13 dated 21/05/2014

ESMA Answer Published

Answered 2014-05-21

Eligibility of capital instruments for classification as Common Equity Tier 1 instruments when the instruments are supplemented by a contractual obligation of the majority-shareholder to pay a fixed yearly compensation to the minority shareholders

Regulation (EU) No 575/2013 (CRR) · Art. 28

EBA Final Q&A

Answered 2014-05-16

Specific collective provisions allocation

Regulation (EU) No 575/2013 (CRR) · Art. 110

EBA Final Q&A

Answered 2014-05-16

Standardised Method

Regulation (EU) No 575/2013 (CRR) · Art. 384

EBA Final Q&A

Answered 2014-05-16

CCF applicable to ABCP liquidity facilities for Leverage ratio purposes

Regulation (EU) No 575/2013 (CRR) · Art. 429f

EBA Final Q&A

Answered 2014-05-08

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

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