EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

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7,150 Q&As matching current filters · page 129 of 143

C 14.00 – DETAILED INFORMATION ON SECURITISATIONS (SEC DETAILS) - FIELD 030

Regulation (EU) No 575/2013 (CRR) · Art. N/A

EBA Final Q&A

Answered 2014-09-26

Scope of the CR IRB template

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-09-26

Maturity Buckets for LE4 and LE5- Amount to be considered.

Regulation (EU) No 575/2013 (CRR) · Art. 394

EBA Final Q&A

Answered 2014-09-26

Publication of administrative penalties

Directive 2013/36/EU (CRD) · Art. 68

EBA Final Q&A

Answered 2014-09-26

Definition of term "member state"

Regulation (EU) No 575/2013 (CRR) · Art. 4

EBA Final Q&A

Answered 2014-09-26

Exemptions from deduction for CET1 items

Regulation (EU) No 575/2013 (CRR) · Art. 48

EBA Final Q&A

Answered 2014-09-26

Definition of the words "on group basis"

Regulation (EU) No 575/2013 (CRR) · Art. 411

EBA Final Q&A

Answered 2014-09-26

Own funds deduction (granted subordinated loan)

Regulation (EU) No 575/2013 (CRR) · Art. 66

EBA Final Q&A

Answered 2014-09-26

Interaction between Qualified CCPs and Reporting

Regulation (EU) No 575/2013 (CRR) · Art. Article 306, 107, 112 and 122

EBA Final Q&A

Answered 2014-09-26

Definition of financial customers in Article 411 (1) of CRR regarding corporate trusts with a single fixed individual beneficiary

Regulation (EU) No 575/2013 (CRR) · Art. 411

EBA Final Q&A

Answered 2014-09-26

Calculation of the own funds requirements for market risk for positions in specific instruments, e.g. weather derivatives, emission certificates and inflation-linked products

Regulation (EU) No 575/2013 (CRR) · Art. 339, 340, 363

EBA Final Q&A

Answered 2014-09-19

Under the large exposure regime Article 390 (6)(e) of CRR provides an exemption for deduction of items according to article 36, 56 and 66. These deducted items must not be considered in the large exposure regime.

Regulation (EU) No 575/2013 (CRR) · Art. 133 versus 390

EBA Final Q&A

Answered 2014-09-19

Calculation of foreign exchange position for non-FX derivatives denominated in foreign currency

Regulation (EU) No 575/2013 (CRR) · Art. 352

EBA Final Q&A

Answered 2014-09-12

Risks other than Delta for non-linear products

Regulation (EU) No 575/2013 (CRR) · Art. 329, 352, 358

EBA Final Q&A

Answered 2014-09-12

Recognition of credit derivatives for protection buyer

Regulation (EU) No 575/2013 (CRR) · Art. 273

EBA Final Q&A

Answered 2014-09-12

Choice of method for commodities risk when an entity has 2 different business lines

Regulation (EU) No 575/2013 (CRR) · Art. 355

EBA Final Q&A

Answered 2014-09-12

Non Credit Obligation Assets

Regulation (EU) No 575/2013 (CRR) · Art. 148

EBA Final Q&A

Answered 2014-09-12

What value should be used by a CCP as the reduced potential future credit exposure for securities financing transactions to calculate the concentration factor (β)?

Regulation (EU) No 575/2013 (CRR) · Art. 520

EBA Final Q&A

Answered 2014-09-12

C 14.00 – DETAILED INFORMATION ON SECURITISATIONS (SEC DETAILS) - FIELD 300

Regulation (EU) No 575/2013 (CRR) · Art. N/A

EBA Final Q&A

Answered 2014-09-05

C 14.00 – DETAILED INFORMATION ON SECURITISATIONS (SEC DETAILS) - FIELD 210

Regulation (EU) No 575/2013 (CRR) · Art. N/A

EBA Final Q&A

Answered 2014-09-05

C 14.00 – DETAILED INFORMATION ON SECURITISATIONS (SEC DETAILS) - FIELD 100

Regulation (EU) No 575/2013 (CRR) · Art. N/A

EBA Final Q&A

Answered 2014-09-05

C 14.00 – DETAILED INFORMATION ON SECURITISATIONS (SEC DETAILS) - FIELD 050

Regulation (EU) No 575/2013 (CRR) · Art. N/A

EBA Final Q&A

Answered 2014-09-05

C 14.00 – DETAILED INFORMATION ON SECURITISATIONS (SEC DETAILS) - FIELD 020

Regulation (EU) No 575/2013 (CRR) · Art. N/A

EBA Final Q&A

Answered 2014-09-05

C 14.00 – DETAILED INFORMATION ON SECURITISATIONS (SEC DETAILS) - FIELD 090

Regulation (EU) No 575/2013 (CRR) · Art. N/A

EBA Final Q&A

Answered 2014-09-05

C 07.00 CR SA STD Column 215: which amount should be display in Column 215 for exposures NOT subject to SME-supporting factor? Should we display 0 or the amount of risk weighted assets?

Regulation (EU) No 575/2013 (CRR) · Art. Article 113, 501

EBA Final Q&A

Answered 2014-09-05

Annex XV Validation formulae

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-09-05

Discrepancy between taxonomy expectation and ITS

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-09-05

C0700 : Descrepancy between Taxonomy and ITS

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-09-05

Inconsistency between taxonomy and ITS - MKR SA TDI

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-09-05

Inconsistency between taxonomy and ITS - report CR SA

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-09-05

C21 Additional requirements for options (non-delta risks) : reporting requirements

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-09-05

Label discrepancy

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-09-05

COREP NACE codes

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-09-05

Instructions - Annex II CRSA

Regulation (EU) No 575/2013 (CRR) · Art. 500 and 501

EBA Final Q&A

Answered 2014-09-05

Reporting of credit risk mitigation on the CR IRB template (C 08.01)

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-09-05

109

Guidelines on submission of information to NCAs (Preparatory phase) · Art. 35

EIOPA

Answered 2014-09-04

Eligibility of subordinated loans for classification as Tier 2 instruments when the rules governing their issue contemplate an obligation of the issuer to repurchase a percentage of them (eligibility limited to the amount of subordinated loans not subject to such repurchase obligation).

Regulation (EU) No 575/2013 (CRR) · Art. 63, 66

EBA Final Q&A

Answered 2014-08-29

Own Funds - Subordinated loans as Tier 2 instruments

Regulation (EU) No 575/2013 (CRR) · Art. 63

EBA Final Q&A

Answered 2014-08-29

Validation Rule

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-08-29

Validation Rule

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-08-29

Validation Rule

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-08-29

Validation Rule

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-08-29

Bestimmung der Forderungsklasse von Zentralbanken mit Gesellschaftsform Aktiengesellschaft (EN: Determination of the exposure class for central banks that take the form of a public limited company)

Regulation (EU) No 575/2013 (CRR) · Art. 112, 147

EBA Final Q&A

Answered 2014-08-29

Capital eligibility in relation to intragroup guarantees - interpretation of "seniority"

Regulation (EU) No 575/2013 (CRR) · Art. 28, 52, 63

EBA Final Q&A

Answered 2014-08-22

Validations FINREP

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-08-22

FINREP Template F20.4 (r210,r230)

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-08-22

Underwriting Commitments

Regulation (EU) No 575/2013 (CRR) · Art. 429b, 429f

EBA Final Q&A

Answered 2014-08-22

Audit of the FINREP figures

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-08-22

Definition of assets with an undefined maturity date

Regulation (EU) No 575/2013 (CRR) · Art. 425

EBA Final Q&A

Answered 2014-08-22

Large exposures - major trading currencies in overnight transactions

Regulation (EU) No 575/2013 (CRR) · Art. 395, 400, 400 and 493

EBA Final Q&A

Answered 2014-08-22

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

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