EU Financial Regulatory Q&A Database

Implementation of the provisions on the shorter transitional period for a countercyclical capital buffer, as provided under Article 160 of the Directive 2013/36/EU

Directive 2013/36/EU (CRD) · Art. 160

Treatment of Sovereign Wealth Funds as non-financial customers or financial customers

Regulation (EU) No 575/2013 (CRR) · Art. 422

Deposits received as collateral

Regulation (EU) No 575/2013 (CRR) · Art. 423

Disclosure on the basis of consolidated situation of EU parent financial holding company

Regulation (EU) No 575/2013 (CRR) · Art. 13

Removal of Senior Management

Directive 2014/59/EU (BRRD) · Art. 27, 28

Solvency in the context of Article 32(4)(d)

Directive 2014/59/EU (BRRD) · Art. 32

Definition of the exposure portfolio for which permanent partial use of standardised approach can be applied for by a credit institution using the IRB approach

Regulation (EU) No 575/2013 (CRR) · Art. 150

Segregation and portability (old CCP question 8 dated 31/03/2015)

Regulation 648/2012 - OTC derivatives, central counterparties and trade repositories (EMIR) - CCPs · Art. Article 39 of EMIR - old CCP question 8 dated 31/03/2015

Authorisation of a CCP (old CCP question 6 dated 31/03/2015)

Regulation 648/2012 - OTC derivatives, central counterparties and trade repositories (EMIR) - CCPs · Art. Article 14 of EMIR - old CCP question 6 dated 31/03/2015

Clarification of EBA answer published for Q&A 2014_1000

Regulation (EU) No 575/2013 (CRR) · Art. 99

Disclosure requirement on individual basis

Regulation (EU) No 575/2013 (CRR) · Art. 13., 433.

Error in validation v0623_m (C.21.00 – MKR SA EQU)

Regulation (EU) No 575/2013 (CRR) · Art. 99

Scaling factor for IRBA securitisations with 1250% risk weight under the Ratings Based Method

Regulation (EU) No 575/2013 (CRR) · Art. 261

Scope for probation period

Regulation (EU) No 575/2013 (CRR) · Art. 99

Consideration from residual values in the LCR calculation

Regulation (EU) No 575/2013 (CRR) · Art. 425

Inclusion of consolidated current and year-end profits in Common Equity Tier 1 Capital

Regulation (EU) No 575/2013 (CRR) · Art. 26

Scope of deposit monopoly

Directive 2013/36/EU (CRD) · Art. 9

Validation rule v1384_m

Regulation (EU) No 575/2013 (CRR) · Art. 99

Large Exposures - maturity buckets

Regulation (EU) No 575/2013 (CRR) · Art. 394

The approach that AMA credit institutions should use when determining the relevant indicator in order to fill in C 16.00 – Operational risk template.

Regulation (EU) No 575/2013 (CRR) · Art. 99

Reporting of 10 largest exposures to institutions (correct counting in a case where 2 clients in a group of connected clients are institutions)

Regulation (EU) No 575/2013 (CRR) · Art. 394

Country of incorporation of SMEs and application of the supporting factor

Regulation (EU) No 575/2013 (CRR) · Art. 501

Table 11.1 - notional amount of derivatives used in two hedge relationshops (fair value and cash flow hedges)

Regulation (EU) No 575/2013 (CRR) · Art. 99

Leasing: Residual value risk

Regulation (EU) No 575/2013 (CRR) · Art. 134

Handling of unrealised gains/losses in Own Funds and Exposures

Regulation (EU) No 575/2013 (CRR) · Art. 467, 468

Statement of profit or loss

Regulation (EU) No 575/2013 (CRR) · Art. 99

Reporting "type of connection" in column 040 of LE3 (C 29.00)

Regulation (EU) No 575/2013 (CRR) · Art. 4

Aggregate Liabilities

Regulation (EU) No 575/2013 (CRR) · Art. 415

LCR Inflows: current accounts with other credit institutions

Regulation (EU) No 575/2013 (CRR) · Art. 425

Exemption of purchased receivables from Aricle 405's retention requirement

Regulation (EU) No 575/2013 (CRR) · Art. 405

Short positions in financial institution capital instruments

Regulation (EU) No 575/2013 (CRR) · Art. 45, 59, 69

Where and how much to report forward starting repo or reverse repo ?

Regulation (EU) No 575/2013 (CRR) · Art. 422

Inclusion of interim profits / Deduction of losses in own funds

Regulation (EU) No 575/2013 (CRR) · Art. 26, 36

Risk Retention

Regulation (EU) No 575/2013 (CRR) · Art. 405

Intra-group financial support with regard to third countries

Directive 2014/59/EU (BRRD) · Art. 19

Use of the resolution fund

Directive 2014/59/EU (BRRD) · Art. 101

Differences between proportionality in the CRD IV and Simplified obligations in the BRRD.

Directive 2014/59/EU (BRRD) · Art. 4

Meaning of "initial" recovery plan

Directive 2014/59/EU (BRRD) · Art. 27

Simplified obligations regarding recovery and resolution plans for a subsidiary constituting a significant share in the financial system of a Member State

Directive 2014/59/EU (BRRD) · Art. 4

Notification of stakeholders in the context of intra-group financial support

Directive 2014/59/EU (BRRD) · Art. 25

Transfer of rights and liabilities in the context of the Asset Separation Tool

Directive 2014/59/EU (BRRD) · Art. 42

Resolution powers in relation to third country branches

Directive 2014/59/EU (BRRD) · Art. 96

Clarificaion of "value of an instrument" in Article 48(2)

Directive 2014/59/EU (BRRD) · Art. 48

Liabilities guaranteed by third parties subject to bail-in

Directive 2014/59/EU (BRRD) · Art. 2, 44

Approval of business reorganisation plan

Directive 2014/59/EU (BRRD) · Art. 52

Transfer of shareholders in the context of sale of business, Bridge Bank, Asset Separation

Directive 2014/59/EU (BRRD) · Art. 43

Deposit Guarantee Scheme (DGS) contributions couning towards the 8% requirement

Directive 2014/59/EU (BRRD) · Art. 44, 109

Transfer of assets / Consideration paid by the purchaser

Directive 2014/59/EU (BRRD) · Art. 38, 39

Relation between the sale of business tool and take-over bid requirements

Directive 2014/59/EU (BRRD) · Art. 38

Asset transfer in case of sale of business tool

Directive 2014/59/EU (BRRD) · Art. 38, 83