EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

EBA 4,397 ESMA 1,523 EIOPA 2,635 Joint Committee 256

Final Archive Pending Rejected All

Final — published answer Archive — superseded (EBA only) Pending — awaiting answer Rejected — out of scope or duplicate

7,005 Q&As · page 126 of 141

Disclosure requirement on individual basis

Regulation (EU) No 575/2013 (CRR) · Art. 13., 433.

EBA Final Q&A

Answered 2015-03-27

Error in validation v0623_m (C.21.00 – MKR SA EQU)

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2015-03-27

Scaling factor for IRBA securitisations with 1250% risk weight under the Ratings Based Method

Regulation (EU) No 575/2013 (CRR) · Art. 261

EBA Final Q&A

Answered 2015-03-27

Scope for probation period

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2015-03-27

Consideration from residual values in the LCR calculation

Regulation (EU) No 575/2013 (CRR) · Art. 425

EBA Final Q&A

Answered 2015-03-27

Inclusion of consolidated current and year-end profits in Common Equity Tier 1 Capital

Regulation (EU) No 575/2013 (CRR) · Art. 26

EBA Final Q&A

Answered 2015-03-20

Scope of deposit monopoly

Directive 2013/36/EU (CRD) · Art. 9

EBA Final Q&A

Answered 2015-03-13

Validation rule v1384_m

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2015-03-13

Large Exposures - maturity buckets

Regulation (EU) No 575/2013 (CRR) · Art. 394

EBA Final Q&A

Answered 2015-03-13

The approach that AMA credit institutions should use when determining the relevant indicator in order to fill in C 16.00 – Operational risk template.

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2015-03-13

Reporting of 10 largest exposures to institutions (correct counting in a case where 2 clients in a group of connected clients are institutions)

Regulation (EU) No 575/2013 (CRR) · Art. 394

EBA Final Q&A

Answered 2015-03-13

Country of incorporation of SMEs and application of the supporting factor

Regulation (EU) No 575/2013 (CRR) · Art. 501

EBA Final Q&A

Answered 2015-03-13

Table 11.1 - notional amount of derivatives used in two hedge relationshops (fair value and cash flow hedges)

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2015-03-13

Leasing: Residual value risk

Regulation (EU) No 575/2013 (CRR) · Art. 134

EBA Final Q&A

Answered 2015-03-06

Handling of unrealised gains/losses in Own Funds and Exposures

Regulation (EU) No 575/2013 (CRR) · Art. 467, 468

EBA Final Q&A

Answered 2015-03-06

Statement of profit or loss

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2015-02-27

Reporting "type of connection" in column 040 of LE3 (C 29.00)

Regulation (EU) No 575/2013 (CRR) · Art. 4

EBA Final Q&A

Answered 2015-02-27

Aggregate Liabilities

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Final Q&A

Answered 2015-02-20

LCR Inflows: current accounts with other credit institutions

Regulation (EU) No 575/2013 (CRR) · Art. 425

EBA Final Q&A

Answered 2015-02-20

Exemption of purchased receivables from Aricle 405's retention requirement

Regulation (EU) No 575/2013 (CRR) · Art. 405

EBA Final Q&A

Answered 2015-02-20

Short positions in financial institution capital instruments

Regulation (EU) No 575/2013 (CRR) · Art. 45, 59, 69

EBA Final Q&A

Answered 2015-02-20

Where and how much to report forward starting repo or reverse repo ?

Regulation (EU) No 575/2013 (CRR) · Art. 422

EBA Final Q&A

Answered 2015-02-20

Inclusion of interim profits / Deduction of losses in own funds

Regulation (EU) No 575/2013 (CRR) · Art. 26, 36

EBA Final Q&A

Answered 2015-02-20

Risk Retention

Regulation (EU) No 575/2013 (CRR) · Art. 405

EBA Final Q&A

Answered 2015-02-20

Intra-group financial support with regard to third countries

Directive 2014/59/EU (BRRD) · Art. 19

EBA Final Q&A

Answered 2015-02-06

Meaning of "initial" recovery plan

Directive 2014/59/EU (BRRD) · Art. 27

EBA Final Q&A

Answered 2015-02-06

Use of the resolution fund

Directive 2014/59/EU (BRRD) · Art. 101

EBA Final Q&A

Answered 2015-02-06

Differences between proportionality in the CRD IV and Simplified obligations in the BRRD.

Directive 2014/59/EU (BRRD) · Art. 4

EBA Final Q&A

Answered 2015-02-06

Notification of stakeholders in the context of intra-group financial support

Directive 2014/59/EU (BRRD) · Art. 25

EBA Final Q&A

Answered 2015-02-06

Simplified obligations regarding recovery and resolution plans for a subsidiary constituting a significant share in the financial system of a Member State

Directive 2014/59/EU (BRRD) · Art. 4

EBA Final Q&A

Answered 2015-02-06

Transfer of rights and liabilities in the context of the Asset Separation Tool

Directive 2014/59/EU (BRRD) · Art. 42

EBA Final Q&A

Answered 2015-02-06

Relation between the sale of business tool and take-over bid requirements

Directive 2014/59/EU (BRRD) · Art. 38

EBA Final Q&A

Answered 2015-02-06

Transfer of assets / Consideration paid by the purchaser

Directive 2014/59/EU (BRRD) · Art. 38, 39

EBA Final Q&A

Answered 2015-02-06

Transfer of shareholders in the context of sale of business, Bridge Bank, Asset Separation

Directive 2014/59/EU (BRRD) · Art. 43

EBA Final Q&A

Answered 2015-02-06

Clarificaion of "value of an instrument" in Article 48(2)

Directive 2014/59/EU (BRRD) · Art. 48

EBA Final Q&A

Answered 2015-02-06

Liabilities guaranteed by third parties subject to bail-in

Directive 2014/59/EU (BRRD) · Art. 2, 44

EBA Final Q&A

Answered 2015-02-06

Asset transfer in case of sale of business tool

Directive 2014/59/EU (BRRD) · Art. 38, 83

EBA Final Q&A

Answered 2015-02-06

Approval of business reorganisation plan

Directive 2014/59/EU (BRRD) · Art. 52

EBA Final Q&A

Answered 2015-02-06

Resolution powers in relation to third country branches

Directive 2014/59/EU (BRRD) · Art. 96

EBA Final Q&A

Answered 2015-02-06

Deposit Guarantee Scheme (DGS) contributions couning towards the 8% requirement

Directive 2014/59/EU (BRRD) · Art. 44, 109

EBA Final Q&A

Answered 2015-02-06

On-balance sheet netting and exemption from the Large Exposures limits - question 1

Regulation (EU) No 575/2013 (CRR) · Art. 395, 400

EBA Final Q&A

Answered 2015-02-06

On-balance sheet netting and exemption from the Large Exposures limits

Regulation (EU) No 575/2013 (CRR) · Art. 400

EBA Final Q&A

Answered 2015-02-06

Non transferred assets, rights and liabilities of shareholders or creditors

Directive 2014/59/EU (BRRD) · Art. 38, 40, 42

EBA Final Q&A

Answered 2015-01-30

Bail-in tool

Directive 2014/59/EU (BRRD) · Art. 44

EBA Final Q&A

Answered 2015-01-30

Actions of a Special Manager

Directive 2014/59/EU (BRRD) · Art. 35

EBA Final Q&A

Answered 2015-01-30

Use of an existing legal person as a bridge Institution

Directive 2014/59/EU (BRRD) · Art. 40

EBA Final Q&A

Answered 2015-01-30

Appointment of Temporary Administrator

Directive 2014/59/EU (BRRD) · Art. 29

EBA Final Q&A

Answered 2015-01-30

Bridge Insitution Tool

Directive 2014/59/EU (BRRD) · Art. 41

EBA Final Q&A

Answered 2015-01-30

Timing of Valuation

Directive 2014/59/EU (BRRD) · Art. 36

EBA Final Q&A

Answered 2015-01-30

Treatment of Cash collateral

Regulation (EU) No 575/2013 (CRR) · Art. 100

EBA Final Q&A

Answered 2015-01-16

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

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