EU Financial Regulatory Q&A Database

ESG P3 - Template 1 - Reporting of column k (GHG emissions (column i): gross carrying amount percentage of the portfolio derived from company-specific reporting)

Regulation (EU) No 575/2013 (CRR) · Art. 449a

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. Spot Positions

Operational risk – gross loss in tax related events in accordance with REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL amending Regulation (EU) No 575/2013 as regards requirements for credit risk, credit valuation adjustment risk, operational risk, market risk and the output floor, Article 318.

Regulation (EU) No 575/2013 (CRR) · Art. 318

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Validations

(EU) 2023/895 - ITS for the disclosure of solvency and financial condition report

New exemptions for fungible securities in Prospectus Regulation.

Prospectus Regulation 2017/1129

New exemptions for fungible securities in Prospectus Regulation.

Prospectus Regulation 2017/1129

Autotrading

MiCA

Registered AIFM and MICA

MiCA · Art. article 60 paragraph 5 MICA

Other

Other

Risk Free Rate (RFR)

Risk-Free Interest Rate - General questions

Solvency Capital Requirement (SCR)

(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. 75

Solvency Capital Requirement (SCR)

(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance)

Solvency Capital Requirement (SCR)

(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 127

Technical Provisions (TPs)

(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 42

Bulletin Board - Disclosure obligations (point (b) of Article 25(3) of the ECSPR)

Regulation 2020/1503 - European crowdfunding service providers for business · Art. Article 25(3) of ECSPR

Assessment of the entity to be considered as the project owner

Regulation 2020/1503 - European crowdfunding service providers for business · Art. Article 2(1)of the ECSPR

Pensions Reporting

EIOPA-BoS-23-030 - Regular information requests regarding provision of occupational pensions information

Other

(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. Subsection 5 Article 175-181

Solvency Capital Requirement (SCR)

(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance)

Part 2 – Template specific instructions to template B_06.01

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 28

Solvency Capital Requirement (SCR)

(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 84

Template specific instructions – field B_02.02.0130 (Country of the governing law of the contractual arrangement)

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 28

Template specific instructions – field B_02.02.0160 (Location of management of the data)

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 28

Template specific instructions – field B_05.02.0060 (Identification code of the recipient of sub-contracted ICT services)

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 28

Template specific instructions – field B_05.01.0020 (Type of code to identify the ICT third-party service provider)

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 28

Template specific instructions – primary keys

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 28

Template specific instructions – field B_02.02.0130 (Country of the governing law of the contractual arrangement)

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 28

Template specific instructions - field B_01.02.0060 (LEI of the direct parent undertaking of the financial entity)

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 28

Template specific instructions – field B_01.02.0050 (Hierarchy of the financial entity within the group)

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 28

Template specific instructions – field B_04.01.0040 (Identification code of the branch)

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 28

ICT risk management (DORA)

(EU) 2022/2554 - Digital Operational Resilience Act (DORA) · Art. 3

Row 0820 of C 04.00

Directive 2013/36/EU (CRD) · Art. 104a

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Other

Guidelines on ring-fenced funds

Mark-To-Market value reporting

Regulation 648/2012 - OTC derivatives, central counterparties and trade repositories (EMIR) - CCPs

Risk Free Rate (RFR)

Risk-Free Interest Rate - Extrapolation, Risk-Free Interest Rate - Financial market data

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

breakdown of total exposures by risk weights

Regulation (EU) No 575/2013 (CRR) · Art. 126 CRR3

Other DORA topics

(EU) 2022/2554 - Digital Operational Resilience Act (DORA) · Art. 3(21)

C01.00 - CIU deduction from own funds

Regulation (EU) No 575/2013 (CRR) · Art. Article 36.1.k.vi

DPM 400 - Modelisation of report C1000

Regulation (EU) No 575/2013 (CRR) · Art. Article 123a

4.0 Reporting Framework - COREP_OF C02 Template

Regulation (EU) No 575/2013 (CRR) · Art. 92

Definitions (Art. 2 IDD)

(EU) No 2016/97 - Insurance Distribution Directive · Art. 2

Register of Information (DORA)

(EU) 2022/2554 - Digital Operational Resilience Act (DORA) · Art. B_06.01.0010 and B_06.01.0020

Register of Information (DORA)

(EU) 2022/2554 - Digital Operational Resilience Act (DORA) · Art. Article 6(1) ITS 2024/2956

Other DORA topics

(EU) 2022/2554 - Digital Operational Resilience Act (DORA) · Art. 3

Definition of default for open-end investment funds

Regulation (EU) No 575/2013 (CRR) · Art. 178

Validations

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Redemption policy

European Long-Term Investment Funds Regulation (ELTIF) Regulation (EU) 2015/760