EBA · 2024_7278 Final Q&A

Template specific instructions - field B_01.02.0060 (LEI of the direct parent undertaking of the financial entity)

Regulation
Regulation (EU) No 2022/2554 (DORA Reg)
Article
28, para. 9
Topic
Register of information (DORA)
Submitted by
Other
Submitted
2024-12-13
Answered
2025-03-28
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Question

What should be reported in case the financial entity does not have a direct parent undertaking (for example, is the parent undertaking itself) or reports the register on an individual basis?

Background

Field B_01.02.0060 is described as mandatory with no conditionality in the fill-in option of the ITS. However, it is unclear how the field should be filled in if the entity is the direct parent undertaking itself or does not have a parent undertaking because it reports the register on an individual basis.

Answer

If the financial entity does not have a direct parent undertaking, in field B_01.02.0060, it should report own LEI as already reported in B_01.02.0010 for the same entity, i.e., the LEI of an entity itself should be repeated.

Original source: European Banking Authority, Q&A ID 2024_7278

This Q&A is published by European Banking Authority and is non-binding. It does not constitute legal advice. Updated weekly from official ESA sources.

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