EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
7,361 Q&As matching current filters · page 115 of 148
Asset encumbrance templates - Some cells are mapped with the same data point of other ones, but not all of them can be reported on a consolidated basis
Regulation (EU) No 575/2013 (CRR) · Art. 100
Answered 2017-02-03
Legal reference to Article 39 of Regulation (EU) No 575/2013 (CRR) in row 020 ‘Deferred tax assets that do not rely on future profitability’ in template C 04.00 of Annex II of Regulation (EU) 680/2014 (ITS on supervisory reporting),.
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-02-03
Validation rule v4134_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-02-03
Validation rule v4574_m
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2017-02-03
Validation Rule v3812_s
Regulation (EU) No 575/2013 (CRR) · Art. 429
Answered 2017-02-03
Deposits reported in P 01.02 and in P 02.01
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-02-03
Risk weighting under standardised approach of an exposure secured by mortgage on residential property being constructed by the borrower (self-build) during the period of construction
Regulation (EU) No 575/2013 (CRR) · Art. 125
Answered 2017-02-03
Differentiation between specialised lending and sme exposures within exposure class corporates
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-02-03
C 04.00 (CA4) form rows 740 to 810 - capital buffer reporting
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-02-03
Reporting transitional adjustments to RWA in C 05.01
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-02-03
Original Exposure Pre-Conversion factors
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-02-03
Obligors for total exposures in template CR IRB 1
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-02-03
C 41.00 - Inconsistency between Validations and EBA member/dimension types causes validation v0668_m to fail
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-02-03
Reporting of positions in closely correlated currencies (CRR Art. 354)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-02-03
Date and time of the request of admission and admission
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP
Answered 2017-02-02
Instrument identification code and Underlying instrument code
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP
Answered 2017-02-02
Base Point Spread of the index/benchmark of a floating rate bond
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP
Answered 2017-02-02
Instrument identification code and Underlying instrument code
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP
Answered 2017-02-02
Request for admission to trading by issuer
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP
Answered 2017-02-02
Classification of Financial Instruments (CFI) and Financial Instrument Short Name (FISN)
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP
Answered 2017-02-02
Date and time of the request of admission and admission
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP
Answered 2017-02-02
Trading venue and co-location
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2017-01-31
Transactions that should be exempted from, and included in, the calculation
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2017-01-31
Level at which the firm must perform the calculation where it is part of a group or operates EU branches
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2017-01-31
Market makers
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2017-01-31
Labels used on APMs; Paragraphs 22 and 25 of the APMs Guidelines.
Transparency Directive (TD) Directive 2004/109/EC
Answered 2017-01-27
Interim financial reports; Paragraphs 3 and 4 of the APMs Guidelines.
Transparency Directive (TD) Directive 2004/109/EC
Answered 2017-01-27
Segment information; Paragraphs 17 to 19 of the APMs Guidelines.
Transparency Directive (TD) Directive 2004/109/EC
Answered 2017-01-27
Financial measures calculated using exclusively figures stemming from financial statements; Paragraphs 4, 17 to 19 of the APMs Guidelines.
Transparency Directive (TD) Directive 2004/109/EC
Answered 2017-01-27
Concept of “corresponding previous periods”; Paragraph 37 of the APMs Guidelines.
Transparency Directive (TD) Directive 2004/109/EC
Answered 2017-01-27
Recommendations relating to several financial instruments independently
Market Abuse Regulation (MAR) Regulation (EU) No 596/2014 - Market Intergrity
Answered 2017-01-27
Recommendations on multiple issuers
Market Abuse Regulation (MAR) Regulation (EU) No 596/2014 - Market Intergrity
Answered 2017-01-27
Recommendations on a derivative referencing an index
Market Abuse Regulation (MAR) Regulation (EU) No 596/2014 - Market Intergrity
Answered 2017-01-27
Capability to perform an impact analysis for 15 consecutive business days for extensions and changes of internal approaches for market risk
Regulation (EU) No 575/2013 (CRR) · Art. 363
Answered 2017-01-27
Price of options granted for free
Market Abuse Regulation (MAR) Regulation (EU) No 596/2014 - Market Intergrity
Answered 2017-01-20
Exclusion of centrally cleared transactions
Regulation (EU) No 575/2013 (CRR) · Art. 382
Answered 2017-01-20
Review and validation of criteria for the use of a reduced number of parameters
Regulation (EU) No 575/2013 (CRR) · Art. 105
Answered 2017-01-20
Calculation of the threshold for using the simplified approach for the determination of AVAs.
Regulation (EU) No 575/2013 (CRR) · Art. 105
Answered 2017-01-20
Meaning of "credit lines" in the context of conversion factors for certain off-balance sheet items
Regulation (EU) No 575/2013 (CRR) · Art. 166
Answered 2017-01-20
Recognition of unfunded credit protection / guarantees under Advanced IRB
Regulation (EU) No 575/2013 (CRR) · Art. 161
Answered 2017-01-20
Application level of materiality threshold for assessing the materiality of extensions and changes to the IMA
Regulation (EU) No 575/2013 (CRR) · Art. 363
Answered 2017-01-20
Reporting of inflows for term deposits with option for early withdrawal
Regulation (EU) No 575/2013 (CRR) · Art. 425
Answered 2017-01-20
Offset of Additional Value Adjustments (“AVA”) against Expected Loss (“EL”) under Article 159
Regulation (EU) No 575/2013 (CRR) · Art. 110, 159
Answered 2017-01-20
Recognition of minorities arising from an intermediate financial holding company
Regulation (EU) No 575/2013 (CRR) · Art. 81, 84
Answered 2017-01-06
Risk weighting under the Standardised Approach for credit risk for an exposure secured by a mortgage on a residential property which is a second home (for instance, a holiday home).
Regulation (EU) No 575/2013 (CRR) · Art. 125
Answered 2017-01-06
Exposure secured by immovable property vs. secured by mortgages on immovable property
Regulation (EU) No 575/2013 (CRR) · Art. 126, 154, 164
Answered 2017-01-06
Risk weight of exposures with QCCPs
Regulation (EU) No 575/2013 (CRR) · Art. 107, 305
Answered 2017-01-06
Eligibility of unconditional Financial Letters of Credit as eligible financial collateral
Regulation (EU) No 575/2013 (CRR) · Art. 197
Answered 2017-01-06
Date and time of the request of admission and admission
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP
Answered 2016-12-20
Communications containing purely factual information
Market Abuse Regulation (MAR) Regulation (EU) No 596/2014 - Market Intergrity
Answered 2016-12-20
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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