EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

EBA 4,397 ESMA 1,523 EIOPA 2,635 Joint Committee 256

Final Archive Pending Rejected All

Final — published answer Archive — superseded (EBA only) Pending — awaiting answer Rejected — out of scope or duplicate

Clear all filters

3,197 Q&As matching current filters · page 10 of 64

Treatment of loans for LBO financing according to the GLs on high risk items

Regulation (EU) No 575/2013 (CRR) · Art. 128

EBA Final Q&A

Answered 2021-07-30

Applicability of Look through Approach to SPV (Article 132 CRR)

Regulation (EU) No 575/2013 (CRR) · Art. 132

EBA Final Q&A

Answered 2021-07-30

Eligibility of Sovereign Guarantee for which Permanent Partial Use Applies against IRB Exposure

Regulation (EU) No 575/2013 (CRR) · Art. 201

EBA Final Q&A

Answered 2021-07-30

DPM 3.0 - C80.00 - C84.00 - Inconsistent modelisation and validation rules v10127_m and v10143_m.

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2021-07-23

DPM 3.0 validation rules for C84 total RSF

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2021-07-23

Large Exposures : Mismatch between ITS and DPM v3.0 - C28 column 350 / C29 column 360.

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2021-06-25

Clarification of Value Adjustments according to Art. 111 of CRR2

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2021-06-25

Application of own fund requirements for position risk (CRR Title IV, Chapter 2) to net positions in securitization debt instruments

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2021-06-25

FINREP V6301_m: for the rows (010;090;670) the {c010} != empty

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2021-06-25

DPM v3.0 NSFR Derivatives

Regulation (EU) No 575/2013 (CRR) · Art. Article 415

EBA Final Q&A

Answered 2021-06-25

Reporting of the Securitisation of liabilities in C_14 report (SEC DETAILS) when the ultimate underlying is originally issued by another entity than the reporting institution.

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2021-06-25

Follow-up question on 2019_4818 related to CB Eligible Central bank withdrawable reserve to be reported in memo line 13 C 66.

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Final Q&A

Answered 2021-06-25

Reconciliation between the sum of Total Risk Exposure contributions in {C06.02;c250} and the Total Risk Exposure reported in ({C02.00;r010;c010}).

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2021-06-25

Template C32.01. Guidance required for which row to submit commodity assets and liabilities on template C32.01,

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2021-06-25

EBA validation rule v2708_m for DPM 2.6 and 2.7

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2021-06-25

Clarification of the collateral amounts -validation rules v4759_m & v4774_m

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2021-06-25

Reporting the insurance products under the item 150 of the template F 22.02 - Assets involved in the services provided

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2021-06-25

COREP validation rule v3691

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2021-06-25

Validation rule v3694_s - v0532_m

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2021-06-25

Off-Balance Sheet Exposures in Templates 18 and 19 with respect to Q&A 2013_214

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2021-06-25

Calculation of net positions under Article 327 (1)

Regulation (EU) No 575/2013 (CRR) · Art. 327

EBA Final Q&A

Answered 2021-06-04

F 33.00 - MATURITY DATA (AE-MAT) - Maturity of the encumbered asset

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2021-06-04

Reporting of 'Sources of encumbrance' in line with F32.04

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2021-06-04

Reporting of the Transactions where cash transfers does not occur

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2021-06-04

Treatment of an asset entitled 'Rent Deposit'

Regulation (EU) No 575/2013 (CRR) · Art. Article 99

EBA Final Q&A

Answered 2021-06-04

Template 32.04 - Sources of Asset Encumbrance

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2021-06-04

Treatment of Financial offsetting of assets and liabilities subject to offsetting, enforceable master netting arrangements and similar arrangements'

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2021-06-04

AE: F3201, F3202, F3203 - Discrepancy between taxonomy and ITS

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2021-06-04

Identification of encumbered assets when using collateral pools

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2021-06-04

Asset Encumbrance - Treatment of Intraday

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2021-06-04

AE-COL (F 32.02), AE-MAT (F 33.00).

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2021-06-04

Over collateralising on template 35 incorporation of present value of swaps (F35.00)

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2021-06-04

Pro-rata of pool to work out encumbered and un-encumbered assets (F32.01, F32.03, F32.04, F33.00, F35.00, F36.01).

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2021-06-04

30% shock - template Part C-34.00-AE-CONT 120-020.

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2021-06-04

Short Positions in Asset Encumbrance

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2021-06-04

F 36 - Reporting of rows "Matching liabilities".

Regulation (EU) No 575/2013 (CRR) · Art. Asset Encumbrance - Part E: Advanced data

EBA Final Q&A

Answered 2021-06-04

Materiality threshold and calculation method for materiality ratio for the purpose of application of Article 150(1)(c) for types of exposures that are immaterial in terms of size and perceived risk profile

Regulation (EU) No 575/2013 (CRR) · Art. 150

EBA Final Q&A

Answered 2021-05-21

Maturity of instruments subject to a cash flow schedule

Regulation (EU) No 575/2013 (CRR) · Art. 162

EBA Final Q&A

Answered 2021-05-21

Calculation method for materiality ratio to be compared against the 10%/5% threshold for the purpose of application of Article 150(1)(c) for equity exposure class (Permanent Partial Use)

Regulation (EU) No 575/2013 (CRR) · Art. 150

EBA Final Q&A

Answered 2021-05-21

Classification of a commitment to make under certain conditions an indemnity payment for a customer

Regulation (EU) No 575/2013 (CRR) · Art. 166

EBA Final Q&A

Answered 2021-05-21

Prudential filter on unrealised gains and losses on governmental exposures and interaction with the IFRS 9 transitional arrangements

Regulation (EU) No 575/2013 (CRR) · Art. 473a, 468

EBA Final Q&A

Answered 2021-05-07

Classification of a vertical security in a traditional securitisation

Regulation (EU) No 575/2013 (CRR) · Art. 4

EBA Final Q&A

Answered 2021-05-07

Leverage Ratio treatment of intragroup exposures

Regulation (EU) No 575/2013 (CRR) · Art. 429 and 429a

EBA Final Q&A

Answered 2021-05-07

CCP related transactions

Regulation (EU) No 575/2013 (CRR) · Art. 400

EBA Final Q&A

Answered 2021-05-07

Prudential treatment of leasing asset and liabilities (in relation to IFRS 16)

Regulation (EU) No 575/2013 (CRR) · Art. 134

EBA Final Q&A

Answered 2021-05-07

Requirements for the usability of an ECAI within the framework of the Internal Assessment Approach pursuant to Article 259(3) of Regulation (EU) No 575/2013 – before amendments introduced by Regulation (EU) No. 2017/2401 - and Article 265 Regulation (EU) No 575/2013 as amended by Regulation (EU) No 2017/2401. - Anforderungen an die Verwendbarkeit einer ECAI im Rahmen des internen Bemessungsansatzes gemäß Artikel 259 Absatz 3 der Verordnung (EU) Nr. 575/2013 – in der Fassung vor den durch die Verordnung (EU) 2017/2401 eingeführten Änderungen – und Artikel 265 der Verordnung (EU) Nr. 575/2013 in der durch die Verordnung (EU) 2017/2401 geänderten Fassung

Regulation (EU) No 575/2013 (CRR) · Art. 259

EBA Final Q&A

Answered 2021-05-07

Meaning of “portfolio” within “sufficiently diversified portfolios” in Article 155(2)

Regulation (EU) No 575/2013 (CRR) · Art. 155

EBA Final Q&A

Answered 2021-05-07

Mark-to-Market Method: remaining maturity for early-termination clauses (ETC)

Regulation (EU) No 575/2013 (CRR) · Art. 274

EBA Final Q&A

Answered 2021-05-07

Obligations stemming from "non-credit products"

Regulation (EU) No 575/2013 (CRR) · Art. 180

EBA Final Q&A

Answered 2021-05-07

Determination of own funds requirements for gold positions denominated in foreign currency

Regulation (EU) No 575/2013 (CRR) · Art. 352

EBA Final Q&A

Answered 2021-05-07

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

📋 Track EU financial regulation continuously

Forseti monitors EU financial regulation and delivers personalised alerts anchored to verified official sources.

Start free trial → Learn more

14-day free trial. No credit card required.