EU Financial Regulatory Q&A Database

Technical roles of non-EU group entities in transaction signing and signing policies

MiCA · Art. Article 3(1), points (15) and (17); Articles 59, 70, 72 and 75 (9); ESMA Opinion on broker models

Transient exposure of EU client crypto-assets in a non-EU hot wallet during deposits, withdrawals and settlement

MiCA · Art. MiCA Article 3(1), points (15) and (17); Articls 59; Article 70(1); Article 75(9); Commission Delegated Regulation (EU) 2025/303; ESMA Opinion on broker models paragraph 8 and footnote 10; ESMA Q&A 2608

CSDs settlement assets

Central Securities Depositories Regulation (CSDR) Regulation (EU) No 909/2014- PTR- CSDR · Art. Article 40

DLT and book-entry form definition

Central Securities Depositories Regulation (CSDR) Regulation (EU) No 909/2014- PTR- CSDR · Art. Article 3

Integration of DLT settlement solution in CSD security settlement system

Central Securities Depositories Regulation (CSDR) Regulation (EU) No 909/2014- PTR- CSDR · Art. Article 19(1) (c) and Article 16 (4)

Instrument on unallocated Gold according to alternative standardised approach for market risk

Regulation (EU) No 575/2013 (CRR) · Art. 325p

Spot instrument on unallocated Gold are subject to counterparty risk

Regulation (EU) No 575/2013 (CRR) · Art. 271

Extraterritorirality of investor protection rules under MiFID II

Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries

Collateral haircuts for third-country equivalent PSE-RGLA’s

Regulation (EU) No 575/2013 (CRR) · Art. 197

Applicability of the prior permission requirement under Article 26(3) CRR to investment firms subject to Regulation (EU) 2019/2033 (IFR)

Regulation (EU) No 2019/2033 (IFR) · Art. 9

Use of the EBA’s aggregated loss data for “All national markets outside the Union” for the purposes of Articles 125 and 126 CRR.

Regulation (EU) No 575/2013 (CRR) · Art. 125

Possible fraud

Central Securities Depositories Regulation (CSDR) Regulation (EU) No 909/2014- PTR- CSDR · Art. I am trying to find out if a person by the name of gabriel keller works for you think he may be fake

Treatment of the secured portion of defaulted IPRE exposures under the Standardised Approach

Regulation (EU) No 575/2013 (CRR) · Art. 124,125,126 and 127

Clarification on the use of external credit assessments when determining HQLA eligibility of assets representing a claim on a third-country central government

Regulation (EU) No 575/2013 (CRR) · Art. 10

Application of the SME supporting factor to exposures financing private purposes following CRR III

Regulation (EU) No 575/2013 (CRR) · Art. 501

National competent authorities power to increase the quantity of ARTs and EMTS issuers' own funds or reserve assets in relation to Article 45(4)

Regulation (EU) No 2023/1114 (MiCAR) · Art. Article 45

The control formula v11889_m lacks sufficient evidential value.

Regulation (EU) No 575/2013 (CRR) · Art. v11889_m

The control formula v11888_m lacks sufficient evidential value.

Regulation (EU) No 575/2013 (CRR) · Art. v11888_m

The control formula v10666_m lacks sufficient evidential value.

Regulation (EU) No 575/2013 (CRR) · Art. v10666_m

Validation Rule v22950_m – warning generated for exposure class [eba_qEC:qx2038] in C 07.00a

Regulation (EU) No 575/2013 (CRR) · Art. Article 125

CVA exemptions: marginal impact of reintegration

Regulation (EU) No 575/2013 (CRR) · Art. 381-386

Classification of spread components of floating-rate instruments for contractual repricing reports

Regulation (EU) No 575/2013 (CRR) · Art. 7

Treatment of bank guarantees posted by clearing members as initial margin for the purpose of NICA in the CCP hypothetical capital (KCCP) calculation under Article 50a of EMIR

Regulation (EU) No 648/2012 (EMIR) · Art. 50b

Methodology for calculating the scenarios referred to in Article 25(2), (3), and (4), as well as point 5(a), (b), and (c) of the Annex to the Regulation.

Directive 2013/36/EU (CRD) · Art. 84

Risk weights assignment to IPRE exposures secured by many properties

Regulation (EU) No 575/2013 (CRR) · Art. 125, 126

Clarification of ETV calculation for mortgages securing more than one exposure

Regulation (EU) No 575/2013 (CRR) · Art. 124

Definition of "main business" under CRR

Regulation (EU) No 575/2013 (CRR) · Art. 411

Reporting obligations under Article 3 of the CIR

Directive 2014/59/EU (BRRD) · Art. 4

AAR representativeness and intragroup transactions

Regulation 648/2012 - OTC derivatives, central counterparties and trade repositories (EMIR) - CCPs · Art. Article 7a(3), point (d)

Definition of “Substitutability” of CCPs and the connected reporting of “Alternative Providers” for the purpose of the template Z 09.04 (RESOL II).

Directive 2014/59/EU (BRRD) · Art. 11

Impact of the new clearing obligation thresholds on the AAR scope

Regulation 648/2012 - OTC derivatives, central counterparties and trade repositories (EMIR) - CCPs

Treatment of the Right Way Risk in Call Warrant

Regulation (EU) No 575/2013 (CRR) · Art. 273

Validation Rule RRCOROF_V903610_H_C0030

Regulation (EU) No 575/2013 (CRR) · Art. 430

Incorrect Quality Control check EGDQ_0764 for Annex I, INSTRUCTIONS FOR REPORTING ON SPECIFIC REQUIREMENTS FOR MARKET RISK, Template ({C90.00,r0010,c0080})

Regulation (EU) No 575/2013 (CRR) · Art. 445, 94, 273a and 325a

Template F 13.2.1.c VariableID 433471 and 433464

Regulation (EU) No 575/2013 (CRR) · Art. Reporting Framework 4.2.: F 13.2.1.c

Exemption from deduction of Equity Holdings in an insurance company from CET1

Regulation (EU) No 575/2013 (CRR) · Art. Article 471

Classification of of CRR PSE under Finrep where local regulators identify them as a "non-CRR Bank"

Regulation (EU) No 575/2013 (CRR) · Art. Article 116

Requirement for a consolidated ICARA process under Directive (EU) 2019/2034

Directive (EU) 2019/2034 (IFD) · Art. 24

conclusion of ICT arrangement for the purpose of tests

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

Application and interpretation of the 50% / 80% weighting of positive changes under IRRBB SOT

Directive 2013/36/EU (CRD) · Art. Commission Delegated Regulation (EU) 2024/856 (RTS on Supervisory Outlier Tests)

C08.01 - EBA VR v4757_m

Regulation (EU) No 575/2013 (CRR) · Art. N/A

C08.01 - EBA VR v10667_m

Regulation (EU) No 575/2013 (CRR) · Art. N/A

C09.02 - EBA VR v903627_h

Regulation (EU) No 575/2013 (CRR) · Art. N/A

EBA validation v23089_m does not allow values

Regulation (EU) No 575/2013 (CRR) · Art. 465

Validity of validation rule v10667

Regulation (EU) No 575/2013 (CRR) · Art. 99

Incoherent formulae of the validation rule v90316_m

Regulation (EU) No 575/2013 (CRR) · Art. v90316_m

Incoherent formulae of the validation rule v22949_m

Regulation (EU) No 575/2013 (CRR) · Art. v22949_m

Incoherent formulae of the validation rule v90315_m

Regulation (EU) No 575/2013 (CRR) · Art. v90315_m

Incoherent formulae of the validation rule v90317_m

Regulation (EU) No 575/2013 (CRR) · Art. v90317_m

Validation rules taxonomy V4.2 C09.02 v903627_h

Regulation (EU) No 575/2013 (CRR) · Art. v903627_h