EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

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211 Q&As matching current filters · page 1 of 5

Financial Conglomerates: Mismatch between ITS and DPM 3.5 – ID v22748_u - T1 L 06.00, column c0020.

Directive 2002/87/EC (FiCOD) · Art. 7

EBA Archive

Submitted 2025-03-13

NACE CODES

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Archive

Submitted 2024-08-01

Treatment of non-withdrawable central bank reserves on C 66.

Regulation (EU) No 575/2013 (CRR) · Art. Article 415

EBA Archive

Submitted 2020-06-02

Clarification of negative RWA--, Annex III, Benchmarking exercise

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2019-01-14

Treatement of liquidity generated by the overnight maturity of Withdrawable Central Cank reserve in Counterbalancing Capacity panel of Template C66

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Archive

Submitted 2018-10-09

Definition of RWA and RWA

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2018-09-25

Definition of PD/PD for RWA/RWA

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2018-09-25

Definition of numerator for loss rate

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2018-09-25

Reporting of collateral type in the template C 102

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2018-09-12

Supervisory Formula Method - calculation of parameters

Regulation (EU) No 575/2013 (CRR) · Art. 262

EBA Archive

Submitted 2018-09-11

Benchmarking - Market risk - instrument specification

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2018-09-07

EBA ITS package for 2019 benchmarking exercise (Annex V, credit spread instruments)

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2018-09-07

Reporting of RWA and RWA in Template C.103 of the Benchmarking exercise.

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2018-07-10

Template 2 EU LI2 EBA/GL/2016/11 (Main sources of differences between regulatory exposure amounts and carrying values in fin statements)

Regulation (EU) No 575/2013 (CRR) · Art. 111, 166

EBA Archive

Submitted 2018-05-08

Risk weighted assets calculation under Article 119(2) of the CRR

Regulation (EU) No 575/2013 (CRR) · Art. 114, 119

EBA Archive

Submitted 2018-03-08

SCV file test requirements by 3 July 2019

Directive 2014/49/EU (DGSD) · Art. 4

EBA Archive

Submitted 2018-02-27

Impact of a profit and loss transfer agreement under German company law on the eligibility of CET1 instruments for subsidiaries having full discretion on contributing common equity tier 1 capital as defined in Article 26 of the CRR

Regulation (EU) No 575/2013 (CRR) · Art. 28

EBA Archive

Submitted 2018-01-22

Value for column c040 of template C 101.00 in case of counterparties with multiple ratings

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2017-12-15

Market risk benchmarking – specification of portfolio 12

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2017-12-01

CAP for synthetic securitisations of originator institutions in STD based on Article 252

Regulation (EU) No 575/2013 (CRR) · Art. 252

EBA Archive

Submitted 2017-12-01

Market risk benchmarking – specification of portfolio 10

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2017-12-01

Weighted average risk weight calculation of the securitised exposures for an unrated securitisation position in STD according to Article 253

Regulation (EU) No 575/2013 (CRR) · Art. 253

EBA Archive

Submitted 2017-12-01

Market risk benchmarking – specification of portfolio 15

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2017-12-01

Market risk benchmarking – specification of portfolio 20

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2017-12-01

The EAD to be reported if no IRB exposure exists

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2017-10-12

Question refer to Guidelines on disclosures requirments under Part Eight of Regulation No 575/2013 template 11 EU CR1-A Credit quality of exposures by exposure class and instrument

Regulation (EU) No 575/2013 (CRR) · Art. Articles 431 - 455

EBA Archive

Submitted 2017-08-21

Revolving exposures

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2017-07-31

Specialised Lending exposures

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2017-07-31

Consideration of surplus collateral received in providing further credit risk mitigation

Regulation (EU) No 575/2013 (CRR) · Art. 298

EBA Archive

Submitted 2017-05-24

Application of IRB floor

Regulation (EU) No 575/2013 (CRR) · Art. 500

EBA Archive

Submitted 2017-03-17

Undrawn uncommitted credit lines

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2017-03-10

Mark-to-Market Method: Add-on for sold options

Regulation (EU) No 575/2013 (CRR) · Art. 274

EBA Archive

Submitted 2017-03-08

C 101.00 – Reporting of Rating (c040) - counterparties with multiple ratings

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2017-03-08

C 101.00 / C 102.00 – Calculation of exposure weighted CCF (c100)

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2017-03-08

Eligible liabilities for the purpose of MREL

Directive 2014/59/EU (BRRD) · Art. 45

EBA Archive

Submitted 2017-03-07

Annex I, template C 101.00 – Multiple entities mapped to the same LEI

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2017-02-28

Annex II, C 102.00, column 020 – Large corporate sample

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2017-02-28

Annex II, C 102.00, column 020 - Portfolio name

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2017-02-28

Supervisory Benchmarking Exercise, Annex II, C 102.00, Column 100 - Facilities

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2017-02-28

Supervisory Benchmarking Exercise, Annex II, C 102.00, Columns 150-170 - NACE code, type of exposure, size of exposure

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2017-02-28

Content of templates C 105.01, C 105.02 and C 105.03

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2017-02-27

Supervisory Benchmarking Portfolios (SBP) - Z axes on C 101.00 and C 102.00

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2017-02-27

Annex IV, template C 105.01, c060, interpretation of term "case weighted" in column 060 (Case Weighted average default rate for calibration)

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2017-02-07

Is portfolio name a result of the portfolio allocation or a pattern column with addition rule semantics?

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2017-02-01

Specialised lending for the ‘Low Default portfolios’ Supervisory Benchmarking Exercise 2017

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2017-01-25

Application of the 0% floor in the calculation of the supervisory standard shock (particularly downward scenario).

Directive 2013/36/EU (CRD) · Art. 98

EBA Archive

Submitted 2017-01-23

Data level for template C 101.00 of Annex III related to Exposure Classes (column 020)

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2017-01-19

Level of data to be reported for LEI codes provided in Annex I

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2017-01-19

Sliding scale method

Directive 2014/49/EU (DGSD) · Art. 13

EBA Archive

Submitted 2017-01-12

Report of Type of Facility

Directive 2013/36/EU (CRD) · Art. 78

EBA Archive

Submitted 2016-12-21

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

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