EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

EBA 4,397 ESMA 1,523 EIOPA 2,635 Joint Committee 256

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56 Q&As matching current filters · page 1 of 2

Reporting of accumulator contracts

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2024-05-24

Transaction reporting

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2024-01-26

Settlement location

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP · Art. Table 2 of Annex IV of RTS 2

ESMA Answer Published

Answered 2023-03-31

LEI of sovereign issuers

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2023-03-31

Reporting of Emission Allowances

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2022-07-11

Reporting of Emission Allowances

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2022-07-11

Reporting of Emission Allowances

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2022-07-11

MiFIR data reporting - LEI of the issuer

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2022-03-25

Reporting of Nominal value per unit and minimum traded value

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2022-03-25

MiFIR data reporting - LEI of the issuer

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2021-07-19

MiFIR data reporting - Reporting of reference rates not included in RTS 23 and 22

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2021-05-28

Transaction reporting

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2020-09-28

FX forward reporting

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2019-10-07

Maturity Date, expiry date and termination date

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2019-07-29

Defined List of Instruments

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2019-04-08

Complex trades

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2019-02-04

Maturity Date, expiry date and termination date

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2019-02-04

Maturity Date, expiry date and termination date

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2019-02-04

Maturity Date, expiry date and termination date

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2019-02-04

MiFIR data reporting - LEI of the issuer

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2019-02-04

Field 14 and Field 17 – Total issued nominal amount

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2018-09-26

FX Swaps reporting

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2018-09-26

Interest Rate Swaps reporting

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2018-09-26

Interest Rate Swaps reporting

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2018-09-26

FIRDS fields 8 to 11

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2018-09-26

Date and time of the request of admission and admission

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2017-12-14

Transaction reporting

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2017-12-14

Transaction reporting

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2017-12-14

Transaction reporting

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2017-11-17

Transaction reporting

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2017-11-14

Transaction reporting

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2017-11-14

Transaction reporting

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2017-11-14

Financial instruments’ volatile attributes

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2017-10-05

Transaction reporting

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2017-10-05

Transaction reporting

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2017-10-05

Transaction reporting

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2017-07-07

Reference Data for financial instruments

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2017-07-07

Field 30 - Quantity

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2017-07-07

Order Record Keeping

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2017-07-07

Transaction reporting

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2017-07-07

Field 23 – Seniority of the Bond

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2017-04-03

Transaction reporting

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2017-04-03

Business Case: Inflation Indexed bond

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2017-04-03

Maturity Date, expiry date and termination date

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2017-02-04

Date and time of the request of admission and admission

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2017-02-02

Instrument identification code and Underlying instrument code

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2017-02-02

Instrument identification code and Underlying instrument code

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2017-02-02

Base Point Spread of the index/benchmark of a floating rate bond

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2017-02-02

Request for admission to trading by issuer

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2017-02-02

Classification of Financial Instruments (CFI) and Financial Instrument Short Name (FISN)

Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP

ESMA Answer Published

Answered 2017-02-02

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

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