ESMA · ESMA_QA_1700 Answer Published
FIRDS fields 8 to 11
- Regulation
- Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP
- Topic
- ESMA70-1861941480-56 Questions and Answers on MiFIR reporting
- Submitted
- 2018-09-26
- Answered
- 2018-09-26
Question
How should a trading venue or SI populate fields 8 to 11 in reports under Art. 4 MAR and Art. 27 MiFIR?
Answer
[ESMA 70-1861941480-56 MiFIR data reporting Q&A, Q&A 21.1] A trading venue or SI should populate fields 8 to 11 in reports under Art. 4 MAR and Art. 27 MiFIR as shown in the scenarios described below. Note: if the issuer has requested the admission to trading, this is taken to mean that the issuer approved the trading on that trading venue at the time of the request. Furthermore, if the situation alters because the issuer has changed its mind after making the request, field 9 should be updated by being left blank.
This Q&A is published by European Securities and Markets Authority and is non-binding. It does not constitute legal advice. Updated weekly from official ESA sources.
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