ESMA · ESMA_QA_1503 Answer Published
MiFIR data reporting - LEI of the issuer
- Regulation
- Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP
- Topic
- * LEI (Legal Entity Identifier)
- Submitted
- 2022-03-25
- Answered
- 2022-03-25
Question
How should operators of trading venue(s) and systematic internaliser(s) populate field 5 (issuer or operator of the trading venue identifier) of Table 3 of the Annex to RTS 23 and related MAR RTS and ITS in case of depository receipts?
Answer
[ESMA 70-1861941480-56 MiFIR data reporting Q&A, Q&A 2.7] Field 5 should be populated with the LEI of the issuer of the financial instrument represented by the depository receipt in line with MAR Article 3 (1) (21) [1] . [1] For example, in case of a depository receipt on share A field 5 should be populated with the LEI of the issuer of share A and not of the depository receipt itself.
This Q&A is published by European Securities and Markets Authority and is non-binding. It does not constitute legal advice. Updated weekly from official ESA sources.
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