European Securities and Markets Authority Q&A Database
Official Q&As published by the European Securities and Markets Authority on MiFID II, EMIR, UCITS, AIFMD, and other EU securities regulations.
1,400 final Q&As · page 14 of 28 · View all sources
Balloon Amount
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Interest Rate Floor
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Delegation
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Recourse
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Delegation
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Annexes 12 and 13: Investor Reports - Cashflow information section
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Transitional provisions
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Designated first contact point for investors and competent authorities
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Annexes 12 and 13: Investor Reports - Gross Charge-Offs in the Period
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Originator information for syndicated underlying exposures
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Original Lender RREL79; RREL80; RREL81; CREL179; CREL180; CREL181; CRPL96; CRPL97; CRPL98; AUTL79; AUTL80; AUTL81; CMRL62; CMRL63; CMRL64; CCDL42; CCDL43; CCDL44; LESL79; LESL80; LESL81; ESTL64; ESTL65; ESTL66.
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Active vs. inactive Underlying Exposures
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Legacy pools and Purchased exposures
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Deposit amount
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Amortisation Type
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Redemption Date
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Cumulative Prepayment Fields
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Annexes 12 and 13: Investor Reports - Consequences for Breach
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Fields relating to Interest rate or currency swaps
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Handling of corrections
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Annex 3: Underlying Exposures - Commercial Real Estate - Calculation methods for fields regarding financial statement information (e.g. revenue, operating expenses, capital expenditure, etc.)
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Annexes 14 and 15: Inside Information or Significant Event Information - Material Amendment to Transaction Documents
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Any Other Information Line Number - Annexes 14 and 15
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Fields relating to index rates
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Prepayment lock-out end date and Prepayment fee end date
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Annex 3: Underlying Exposures - Commercial Real Estate - Noteholder Consent
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Annex 3: Underlying Exposures - Commercial Real Estate - Collection of Other Reserves
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Annex 3: Underlying Exposures - Commercial Real Estate - Obligor Must Pay Breakage On Swap
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Annex 3: Underlying Exposures - Commercial Real Estate - Total Shortfalls In Principal & Interest Outstanding
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Annex 3: Underlying Exposures - Commercial Real Estate - Liquidation Expense
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
Static information vs. dynamic information
Securitisation Regulation (EU) 2017/2402
Answered 2019-11-15
FX forward reporting
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP
Answered 2019-10-07
Best Execution
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
Answered 2019-10-03
Tick size regime - Periodic auctions systems
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2019-10-02
Price Multiplier for electricity derivative contracts
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2019-09-04
Maturity Date, expiry date and termination date
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP
Answered 2019-07-29
‘No Data’ options ND1-ND4, as well as ND5 (‘Not Applicable’)
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Cumulative Recoveries
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Prior Principal Balances
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Interpretation of Date Last in Arrears field
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Current Valuation Amount and related fields in the event of foreclosed collateral
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Scheduled Principal Payment Frequency
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Date Last in Arrears
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
‘No Data’ options ND1-ND4, as well as ND5 (‘Not Applicable’)
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
‘No Data’ options ND1-ND4, as well as ND5 (‘Not Applicable’)
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Annexes 12 and 13: Investor Reports - Test/Event/Trigger Breach
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Annexes 12 and 13: Investor Reports - Obligation to complete the investor report template
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Fields relating to Interest Rate Indices
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Annex 11: Underlying Exposures - ABCP - Underlying Exposure Type
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Annex 9: Underlying Exposures - Esoteric - Reporting template for trade receivables
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Source: European Securities and Markets Authority. Updated weekly. Q&As are non-binding guidance published under the ESA Single Rulebook Q&A process.
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