European Banking Authority Q&A Database
Official Q&As published by the European Banking Authority on CRD, CRR, PSD2, AML, and other EU banking regulations.
2,714 final Q&As · page 32 of 55 · View all sources
Deduction from own funds of items entered as assets that are not yet included within equity
Regulation (EU) No 575/2013 (CRR) · Art. 26
Answered 2017-10-06
Permission for delta models for back-to-back positions
Regulation (EU) No 575/2013 (CRR) · Art. 329, 352, 358
Answered 2017-09-22
Reporting of Pillar 2 requirements in C 03.00 (follow-up to Q&As 2015_2302 and 2016_2699)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-09-22
Risk weight for the credit risk for third countries with supervisory and regulatory arrangements at least equivalent to those applied in the Union according to Article 114(7) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 114
Answered 2017-09-22
Netting between depositary receipts and underlying equities
Regulation (EU) No 575/2013 (CRR) · Art. 327
Answered 2017-09-22
LCR treatment of cash pooling services
Regulation (EU) No 575/2013 (CRR) · Art. 420, 422
Answered 2017-09-22
Aircraft loans as collateral for covered bonds
Regulation (EU) No 575/2013 (CRR) · Art. 129
Answered 2017-09-22
Validation rule v0786_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-09-22
OSII capital buffer
Directive 2013/36/EU (CRD) · Art. 131
Answered 2017-09-01
Treatment of inflows from credit facilities in LCR
Regulation (EU) No 575/2013 (CRR) · Art. 425, 460
Answered 2017-08-25
High income OECD countries and Liquid asset classifications
Regulation (EU) No 575/2013 (CRR) · Art. 114, 137
Answered 2017-08-25
Liquid assets underlying sold call options
Regulation (EU) No 575/2013 (CRR) · Art. 417
Answered 2017-08-25
Validation rule v4795_m, C 13.00 - Securitisations
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-08-04
V4835_m - C 19.00 column 610 calculation
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-08-04
FINREP (IAS 39), Validation rules v5014_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-08-04
EBA validations APPEAR to be relevant to IFRS and GAAP though they only include a GAAP template (F 04.06)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-08-04
Template C 07.00, column 230: of which: with a credit assessment by a nominated ECAI
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-08-04
Validation rule v3950_s for nGAAP
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-08-04
Partial and Total-Write-Offs in FINREP IFRS 9 templates F 04.03.1 and F 04.03.2
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-08-04
Reconciliation of FINREP and COREP with regard to goodwill
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-08-04
Third countries considered to have supervisory arrangements equivalent to EU
Regulation (EU) No 575/2013 (CRR) · Art. 11
Answered 2017-08-04
Asset encumbrance Reporting vs. Finrep Reporting – Definition of equity instruments not aligned
Regulation (EU) No 575/2013 (CRR) · Art. 99, 100
Answered 2017-08-04
Reporting of outflows and Inflows arising from secured lending transaction where collateral is not Level 1, Level 2A and Level 2B asset on DA LCR templates C 73.00 and C 74.00
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2017-08-04
Reporting of individual exposures relating to a group of connected institutions for which there is a cash pooling agreement, where some creditor nostri accounts are offsetting debtor nostri balances
Regulation (EU) No 575/2013 (CRR) · Art. 394
Answered 2017-08-04
C 22.00 (Market Risk FX) - Scope of Memorandum Items
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-08-04
FINREP, F 31.02 vs F 02.00 – dividend income from joint ventures and associates
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-08-04
Inconsistency between Annex II C 14.00, column 190 and DTS categorisation of COREP C 14.00, ei86 measure.
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-08-04
Consideration and representation within the LE templates in case of existing indirect exposure resulting out of credit risk mitigation (CRM) – here unfunded credit protection under a guarantee between two partners within a Group of connected clients (GCC).
Regulation (EU) No 575/2013 (CRR) · Art. 394
Answered 2017-08-04
Definition of encumbrance relating to retained interest of the issuer of securitisations
Regulation (EU) No 575/2013 (CRR) · Art. 100
Answered 2017-08-04
Reporting of own funds requirements for non-continuous options
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-08-04
Asset Encumbrance Reporting for firms with Accounting Reference Date other than 31 December
Regulation (EU) No 575/2013 (CRR) · Art. 100
Answered 2017-08-04
LE reporting - reporting of exposures exempted under Article 400(1)(c) - exposures carrying explicit guarantees of central governments
Regulation (EU) No 575/2013 (CRR) · Art. 394
Answered 2017-08-04
FINREP Templates F 30.01 and F 30.02, validation v1019_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-07-28
Inconsistency between validation rules and ITS/CRR for C 07.00
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-07-28
Clarification of the conditions for reduction of own funds due to Article 77 CRR and Article 28 RTS on Own funds.
Regulation (EU) No 575/2013 (CRR) · Art. 77
Answered 2017-07-28
Validation rules v2815_m, v2821_m vs. FINREP / AE instructions
Regulation (EU) No 575/2013 (CRR) · Art. 99, 100
Answered 2017-07-28
FINREP, F 08.01: Breakdown of financial liabilities, amount contractually required to pay at maturity
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-07-28
Rollover of Funding (C 70.00): Treatment of maturing deposits being renewed at a different tenor
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2017-07-28
C 07.00, validation e4894_n (validations for v2.6)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-07-28
Validation Rule v3748_s partly incorrect
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-07-28
Treatment of interest outflows for retail deposits
Regulation (EU) No 575/2013 (CRR) · Art. 421
Answered 2017-07-28
F 05.00, row 010, column 030 - On demand [call] and short notice [current account] for Central Banks
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-07-28
Annex XI - template C 44.00 (LR5), row 040, column 010
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-07-28
Positions Subject to Capital Charge
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-07-28
Reporting of ECB LTRO in table 2A2 (P 02.02) and validation rule v4135_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-07-28
‘Exposure weighted average LGD’ computation in CR GB2 report
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-07-28
Group Solvency - Combined Buffer Requirements
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-07-28
Asset Encumbrance - Default Fund pledges
Regulation (EU) No 575/2013 (CRR) · Art. 100
Answered 2017-07-28
Securities Lending
Regulation (EU) No 575/2013 (CRR) · Art. 100
Answered 2017-07-28
Immediate obligor and ultimate obligor concerning exposures secured by mortgages on immovable property
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-07-28
Source: European Banking Authority. Updated weekly. Q&As are non-binding guidance published under the ESA Single Rulebook Q&A process.
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