EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
38 Q&As matching current filters · page 1 of 1
Net position risk - K-NPR
Regulation (EU) No 2019/2033 (IFR) · Art. 21
Answered 2025-07-11
Eligibility of funded credit protection received from third parties
Regulation (EU) No 2019/2033 (IFR) · Art. 27
Answered 2025-07-11
Definition and scope of Asset Under Management
Regulation (EU) No 2019/2033 (IFR) · Art. 4
Answered 2025-03-14
Determination of the amount of eligible receivables from trade debtors as well as fees or commissions receivable within 30 days as liquid assets in accordance with Article 43(3) of the IFR
Regulation (EU) No 2019/2033 (IFR) · Art. 43
Answered 2025-01-10
Legal persons to whom the requirement to comply with reporting requirements under Article 54 of the IFR on a consolidated basis applies.
Regulation (EU) No 2019/2033 (IFR) · Art. 7 and 54
Answered 2024-12-13
Discrepancy between definition of ‘investment holding company’ and ‘consolidated situation.’
Regulation (EU) No 2019/2033 (IFR) · Art. 4
Answered 2024-03-22
Definition of encumbrance for the purposes of inclusion of deposits into the category of liquid assets under the IFR
Regulation (EU) No 2019/2033 (IFR) · Art. 43
Answered 2024-03-08
IFR reporting
Regulation (EU) No 2019/2033 (IFR) · Art. 20
Answered 2023-08-25
Defining the risk factor for third-country investment firms in K-TCD calculation
Regulation (EU) No 2019/2033 (IFR) · Art. 26
Answered 2023-06-09
Inclusion of short term deposits in third country credit institutions as liquid assets
Regulation (EU) No 2019/2033 (IFR) · Art. 43
Answered 2023-06-09
Qualifying holdings outside the financial sector
Regulation (EU) No 2019/2033 (IFR) · Art. 10
Answered 2023-06-09
K-CON own fund requirements
Regulation (EU) No 2019/2033 (IFR) · Art. 39
Answered 2023-04-28
Valuation of ASA: financial instruments with a negative fair value
Regulation (EU) No 2019/2033 (IFR) · Art. 19
Answered 2022-11-11
Definition and scope of Asset Under Management
Regulation (EU) No 2019/2033 (IFR) · Art. 4
Answered 2022-11-11
Scope of COH definition under IFR
Regulation (EU) No 2019/2033 (IFR) · Art. 4
Answered 2022-11-11
Scope of ASA definition under IFR
Regulation (EU) No 2019/2033 (IFR) · Art. 4
Answered 2022-07-15
Applicability of the prior permission requirement under Article 26(3) CRR to investment firms subject to Regulation (EU) 2019/2033 (IFR)
Regulation (EU) No 2019/2033 (IFR) · Art. 9
Submitted 2026-09-08
Proportional application of K-ASA under Article 19 IFR in non-discretionary custody models linked to the operation of an MTF
Regulation (EU) No 2019/2033 (IFR) · Art. 19
Submitted 2026-04-16
Definition of ‘another financial entity’
Regulation (EU) No 2019/2033 (IFR) · Art. 17
Submitted 2025-11-12
Liquid assets - CIUs
Regulation (EU) No 2019/2033 (IFR) · Art. 43
Submitted 2025-11-12
Wording error in IFR/IFD regarding the method for calculating capital requirements for counterparty default risk (K-TCD)
Regulation (EU) No 2019/2033 (IFR) · Art. 30
Submitted 2025-08-13
“part of a group”
Regulation (EU) No 2019/2033 (IFR) · Art. 12
Submitted 2025-08-01
Calculation of COH according to Article 20 vs. Art. 12 (1) Subparagraph 2
Regulation (EU) No 2019/2033 (IFR) · Art. 12
Submitted 2025-02-27
Period to comply with the limit referred to in Article 37 regarding concentration risk and exposure value excess.
Regulation (EU) No 2019/2033 (IFR) · Art. 38
Submitted 2025-01-27
Consolidated own funds - minority interests
Regulation (EU) No 2019/2033 (IFR) · Art. 7
Submitted 2024-07-22
Definition of Financial Institution / Third Country Undertakings
Regulation (EU) No 2019/2033 (IFR) · Art. 4
Submitted 2024-04-02
Calculation of K-COH
Regulation (EU) No 2019/2033 (IFR) · Art. 20
Submitted 2024-02-06
Determination of the delta factor for K-TCD
Regulation (EU) No 2019/2033 (IFR) · Art. 29
Submitted 2023-08-17
Fixed overheads - deduction of expenses related to exchange rate differences for money belonging to clients and for which investment firms provide custody services according to MIFID
Regulation (EU) No 2019/2033 (IFR) · Art. 13
Submitted 2023-03-06
Definition of off-balance sheet assets under IFR
Regulation (EU) No 2019/2033 (IFR) · Art. 12
Submitted 2022-11-14
Derivatives - Forward foreign-exchange contracts - RC under IFR
Regulation (EU) No 2019/2033 (IFR) · Art. 28
Submitted 2022-10-27
Definition of trading book according to new IFD/IFR
Regulation (EU) No 2019/2033 (IFR) · Art. 4
Submitted 2022-05-24
Concentration risk and own risk hedging
Regulation (EU) No 2019/2033 (IFR) · Art. 36
Submitted 2022-04-13
The potential future exposure of a netting set with bilaterally exchanged collateral
Regulation (EU) No 2019/2033 (IFR) · Art. 29
Submitted 2022-04-13
Interpretation of K-DTF
Regulation (EU) No 2019/2033 (IFR) · Art. 4
Submitted 2022-02-22
Disclosures Relating to Trading and Non-Trading Book Clients
Regulation (EU) No 2019/2033 (IFR) · Art. Annex II Reporting for Investment Firms Other Than Small and Non-Interconnected
Submitted 2021-12-16
ValidationRule v11073_i
Regulation (EU) No 2019/2033 (IFR) · Art. v11073_i
Submitted 2021-06-01
Transitional provisions under the IFR (Regulation 2019/2033)
Regulation (EU) No 2019/2033 (IFR) · Art. 57
Submitted 2021-04-09
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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