EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

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32 Q&As matching current filters · page 1 of 1

Scope of Article 3(1)(b) of DLTR

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR)

ESMA Answer Published

Answered 2024-03-08

Exemptions for DLT SS/TSS operators on cash settlement

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR) · Art. Article 5(8) of DLTR

ESMA Answer Published

Answered 2024-03-08

Eligibility for operating a DLT SS under the DLT Pilot Regime

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR)

ESMA Answer Published

Answered 2023-12-18

Involvement of the authorities in Article 12(1)(b) of CSDR in the authorisation of a DLT SS/ DLT TSS using e-money tokens

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR) · Art. Articles 9(6)(b) and Article 10(7)(b) of Regulation (EU) 2022/858 (DLTR) and article 12(1)(b) of Regulation (EU) 909/2014

ESMA Answer Published

Answered 2023-12-18

Admission of subscription rights to trading or recording on a DLT market infrastructure

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR) · Art. Article 3 of DLTR

ESMA Answer Published

Answered 2023-11-07

Authorisation for credit institutions to operate a DLT MTF

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR) · Art. Article 8 of DLTR

ESMA Answer Published

Answered 2023-11-07

Capital requirements for a DLT TSS

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR)

ESMA Answer Published

Answered 2023-11-07

UCITS eligible under DLTPR

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR)

ESMA Answer Published

Answered 2023-06-27

Issuance of DLT financial instruments

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR)

ESMA Answer Published

Answered 2023-06-02

Partially tokenised financial instruments

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR)

ESMA Answer Published

Answered 2023-06-02

Admissibility of securities financing transactions under DLTPR

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR)

ESMA Answer Published

Answered 2023-06-02

DLT Collective investment undertakings

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR)

ESMA Answer Published

Answered 2023-06-02

Exemption from CSDR

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR)

ESMA Answer Published

Answered 2023-06-02

Exemption from CSDR

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR)

ESMA Answer Published

Answered 2023-06-02

Settlement in e-money tokens

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR)

ESMA Answer Published

Answered 2023-06-02

Operation of DLT TSS

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR)

ESMA Answer Published

Answered 2023-06-02

Exemption from CSDR

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR)

ESMA Answer Published

Answered 2023-06-02

Off-chain trading

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR)

ESMA Answer Published

Answered 2023-06-02

Credit institution providing investment services or performing investment activities

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR)

ESMA Answer Published

Answered 2023-04-11

DLT shares valuation

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR) · Art. DLT shares valuation

ESMA Answer Published

Answered 2023-03-27

Financial Instruments Reference Data

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR) · Art. RTS 23

ESMA Answer Published

Answered 2023-02-03

Financial Instruments Reference Data

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR) · Art. RTS 23

ESMA Answer Published

Answered 2023-02-03

Transparency

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR) · Art. RTS 1 and RTS 2

ESMA Answer Published

Answered 2023-02-03

Transaction reporting

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR) · Art. Article 26 RTS 22

ESMA Answer Published

Answered 2022-12-16

DLT MTF

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR) · Art. RTS 24

ESMA Answer Published

Answered 2022-12-16

Financial Instruments Reference Data

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR) · Art. RTS 23

ESMA Answer Published

Answered 2022-12-16

Transaction reporting

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR) · Art. MiFID RTS 22

ESMA Answer Published

Answered 2022-12-16

Transaction reporting

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR) · Art. MiFID RTS 22

ESMA Answer Published

Answered 2022-12-16

Transaction reporting

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR) · Art. MiFID RTS 22

ESMA Answer Published

Answered 2022-12-16

Transaction reporting

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR) · Art. MiFID RTS 22

ESMA Answer Published

Answered 2022-12-16

Cancellations and corrections

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR) · Art. MiFID RTS 22

ESMA Answer Published

Answered 2022-12-16

Financial Instruments Reference Data

Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR) · Art. RTS 23

ESMA Answer Published

Answered 2022-12-16

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

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