EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
7,372 Q&As matching current filters · page 97 of 148
Internalised settlement - Reporting parameters
Central Securities Depositories Regulation (CSDR) Regulation (EU) No 909/2014- PTR- CSDR
Answered 2019-07-11
MREL requirement if resolution strategy is liquidation (no bail-in tool used)
Directive 2014/59/EU (BRRD) · Art. 45, 45c, 45f
Answered 2019-06-28
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. NA
Answered 2019-06-27
Calculation of institution-specific countercyclical capital buffer rates
Directive 2013/36/EU (CRD) · Art. 130, 139, 139, 140
Answered 2019-06-21
Scope of the corporate SCA exemption.
Directive 2015/2366/EU (PSD2) · Art. 98
Answered 2019-06-14
"Authorisation number" in eIDAS certificates
Directive 2015/2366/EU (PSD2) · Art. 65, 66, 67
Answered 2019-06-14
Requirement on the use of a Qualified Certificate for Electronic Seals (QSealC) for integrity and authenticity
Directive 2015/2366/EU (PSD2) · Art. 98
Answered 2019-06-14
Qualified certificate under eIDAS for ASPSP
Directive 2015/2366/EU (PSD2) · Art. 98
Answered 2019-06-14
Secure corporate payment processes and protocols
Directive 2015/2366/EU (PSD2) · Art. 98
Answered 2019-06-14
Applicability of SCA to electronically processed SEPA Direct Debits / Interpretation of EBA Q&A 2018_4359
Directive 2015/2366/EU (PSD2) · Art. 97
Answered 2019-06-07
ASPSP providing updated payment status to PISP
Directive 2015/2366/EU (PSD2) · Art. 46
Answered 2019-06-07
Validation rule v1088_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-06-07
Securitisations reporting in C 09.04 for v 2.8
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-06-07
Reverse repos (Reverse Repurchase Agreements) in AE-Assets Encumbrance
Regulation (EU) No 575/2013 (CRR) · Art. 100
Answered 2019-06-07
Validation rule v0853_m - Framework release 2.8
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-06-07
FINREP Locom valued debt instruments: Reporting of "Accumulated negative value adjustments on LOCOM assets - credit risk induced"
Directive 2013/36/EU (CRD) · Art. na
Answered 2019-06-07
Finrep Solo GAAP: The following validation rules v5476_m until v5489_m are missing the column"Accumulated negative value adjustments on LOCOM assets - credit risk induced"
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-06-07
Difference in reporting requirements for C71 as per the EBA Annotated Reports and ITS Monitoring Metrics
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2019-06-07
Testing eIDAS certificates before 14 September 2019
Directive 2015/2366/EU (PSD2) · Art. 98
Answered 2019-06-07
Application of Transaction Risk Analysis (TRA) exemption – Real time risk analysis / monitoring
Directive 2015/2366/EU (PSD2) · Art. 98
Answered 2019-06-07
Accumulated other comprehensive income in template C.01.00
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-06-07
Transaction Risk Analysis (TRA) exemption – Frequency of recalculation of fraud rate
Directive 2015/2366/EU (PSD2) · Art. 98
Answered 2019-06-07
Currency conversion of the EUR thresholds contained in the RTS
Directive 2015/2366/EU (PSD2) · Art. 97
Answered 2019-06-07
Exemption for secure corporate payment processes and protocols
Directive 2015/2366/EU (PSD2) · Art. 97
Answered 2019-06-07
Report gross or netted cash flows in the row 360 of C66 (maturity ladder) of non-forex and non-option-like derivatives under a valid netting agreement but without collateral agreement
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2019-06-07
Low Credit Risk Template 4.4.1 and 4.3.1
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-06-07
Reporting of fees and levies in FINREP template F 02
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-06-07
Voluntary SI regime
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets · Art. Markets in Financial Instruments Regulations (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2019-06-03
Mandatory SI regime
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets · Art. Markets in Financial Directorate II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2019-06-03
Delegation by a depositary to another legal entity belonging to the same group
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2019-06-01
Supervision of depositary functions in case of branches in other Member States
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2019-06-01
Performance of depositary functions where there are branches in other Member States
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2019-06-01
Depositary tasks entrusted to third parties
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2019-06-01
Distinction between depositary tasks and mere supporting tasks
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2019-06-01
Information on cost and charges
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
Answered 2019-05-29
Best Execution
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
Answered 2019-05-29
Best Execution
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
Answered 2019-05-29
Best Execution
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
Answered 2019-05-29
Information on cost and charges
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
Answered 2019-05-29
Information on cost and charges
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
Answered 2019-05-29
Information on cost and charges
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
Answered 2019-05-29
Best Execution
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
Answered 2019-05-29
Annex 4: Underlying Exposures - Corporate - Market Value
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Reporting provisions for Master Trust securitisations
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Use of ‘No Data’ options in Annex 11
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Use of proxy data in the disclosure technical standards
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Reporting of further loans in the underlying exposure templates
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Timing of reporting of Inside Information and Significant Event Information
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annexes 12 and 13: Investor Reports - Clarifications for field Securitisation Excess Spread and Excess Spread Trapping Mechanism
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Primary Income Verification
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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