EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
7,161 Q&As matching current filters · page 96 of 144
Annexes 12 and 13: Investor Reports - Obligation to complete the investor report template
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
‘No Data’ options ND1-ND4, as well as ND5 (‘Not Applicable’)
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
‘No Data’ options ND1-ND4, as well as ND5 (‘Not Applicable’)
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
‘No Data’ options ND1-ND4, as well as ND5 (‘Not Applicable’)
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Date Last in Arrears
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Scheduled Principal Payment Frequency
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
‘No Data’ options ND1-ND4, as well as ND5 (‘Not Applicable’)
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Annexes 12 and 13: Investor Reports - Test/Event/Trigger Breach
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
‘No Data’ options ND1-ND4, as well as ND5 (‘Not Applicable’)
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
How to report replacement of counterparties in the counterparty information section of Annexes 14 and 15?
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Annex 4: Underlying Exposures - Corporate - Maturity date
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Annexes 12 and 13: Investor Reports - Loss Given Default and Probability of Default
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Annexes 12 and 13: Investor Reports - Risk Transfer Method
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Current Valuation Amount and related fields in the event of foreclosed collateral
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Prior Principal Balances
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Annex 11: Underlying Exposures - ABCP - Underlying Exposure Type
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Interpretation of Date Last in Arrears field
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Fields relating to Interest Rate Indices
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Annexes 12 and 13: Investor Reports - Must rating triggers be reported in the tests/events/triggers information section of Annexes 12 and 13?
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Annex 4: Underlying Exposures - Corporate - Origination date and original principal balance in case of a revolving loan with multiple advances
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Annex 9: Underlying Exposures - Esoteric - Reporting template for trade receivables
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Annexes 14 and 15: Inside Information or Significant Event Information - Disbursement Date
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Cumulative Recoveries
Securitisation Regulation (EU) 2017/2402
Answered 2019-07-17
Quality of translations of passported prospectuses (Deleted 09/09/2026)
Prospectus Regulation 2017/1129
Answered 2019-07-12
Quality of translations of passported prospectuses (Deleted 09/09/2026)
Prospectus Regulation 2017/1129
Answered 2019-07-12
Supplements - Supplement to prospectuses: interim financial information (Deleted 09/09/2026)
Prospectus Regulation 2017/1129
Answered 2019-07-12
Responsibility Statements (Deleted 09/09/2026)
Prospectus Regulation 2017/1129
Answered 2019-07-12
Estimate expenses charged by a financial intermediary in a retail cascade
Prospectus Regulation 2017/1129
Answered 2019-07-12
Quality of translations of passported prospectuses (Deleted 09/09/2026)
Prospectus Regulation 2017/1129
Answered 2019-07-12
Incorporation by reference: language requirements
Prospectus Regulation 2017/1129
Answered 2019-07-12
Item 18.1.1 of Annex I of the Commission Delegated Regulation (EU) 2019/980 (Deleted 09/09/2026)
Prospectus Regulation 2017/1129
Answered 2019-07-12
Home Member State - Nearly equivalence of Euro 1,000 (Article 2(m)(ii) of the Prospectus Regulation) (Deleted 09/09/2026)
Prospectus Regulation 2017/1129
Answered 2019-07-12
Inclusion of Alternative Performance Measures (APMs) in information disclosed about the offer to the public or the admission to trading on a regulated market
Prospectus Regulation 2017/1129
Answered 2019-07-12
Supplements - Application of Article 23(3) subparagraphs 1 and 2 (Deleted 09/09/2026)
Prospectus Regulation 2017/1129
Answered 2019-07-12
Inclusion of “extra” information in individual summaries
Prospectus Regulation 2017/1129
Answered 2019-07-12
Rights issue: communication by a custodian to its clients in a member state about pre-emption rights in relation to a public offer of new shares taking place in another EEA member state
Prospectus Regulation 2017/1129
Answered 2019-07-12
Scope of the wording ‘any bankruptcies, receiverships or liquidations’ used in Annex 1, item 12.1 and Annex 3, item 8.1 (Deleted 09/09/2026)
Prospectus Regulation 2017/1129
Answered 2019-07-12
Responsibility Statements (Deleted 09/09/2026)
Prospectus Regulation 2017/1129
Answered 2019-07-12
Incorporation by reference: language requirements
Prospectus Regulation 2017/1129
Answered 2019-07-12
Offering programmes
Prospectus Regulation 2017/1129
Answered 2019-07-12
COREP C06.01 template - Consistency of the EBA taxonomy control v6288_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-07-12
Supplements - Non-relevant information in relation to a published prospectus that does not trigger the obligation to publish a supplement
Prospectus Regulation 2017/1129
Answered 2019-07-12
Development Banks in the template C 33.00 General Government Exposure
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-07-12
C 17 template
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-07-12
Adjustments due to IFRS 9 transitional arrangements included in RWAs and interaction with validation rule v3689_s in template C5.01.
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-07-12
FINREP: COUNTERPARTY BREAKDOWN: HOUSEHOLDS
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-07-12
Commodity benchmark definition (ESMA70-145-114_Q&A 5.14)
Benchmarks Regulation (BMR) - Regulation 2016/1011
Answered 2019-07-11
The contribution to the euro short-term rate (€STR) (ESMA70-145-114 Q&A_4.2)
Benchmarks Regulation (BMR) - Regulation 2016/1011
Answered 2019-07-11
Best Execution
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
Answered 2019-07-11
Internalised settlement - scope
Central Securities Depositories Regulation (CSDR) Regulation (EU) No 909/2014- PTR- CSDR
Answered 2019-07-11
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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