ESMA · ESMA_QA_920 Answer Published

Inclusion of “extra” information in individual summaries

Regulation
Prospectus Regulation 2017/1129
Topic
Prospectus Summary
Submitted
2019-07-12
Answered
2019-07-12
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Question

Can a summary related to an individual issue contain information that is not included in the base prospectus, final terms or supplement?

Answer

ESMA31-62-1258 Prospectuses 13.1 No. The summary of the individual issue shall not include information which was not included in the base prospectus, final terms or supplement. However, the issuer, offeror or person asking for the admission to trading on a regulated may add sub-headings, where deemed necessary, under each section of the summary according to Article 7(9) of the Prospectus Regulation.
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This Q&A is published by European Securities and Markets Authority and is non-binding. It does not constitute legal advice. Updated weekly from official ESA sources.

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